-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H3vgNESwD1yZJAvB+pG8cXbYQI0sA6o25QPmHDFYQePZ+vdAIUyC+xHC8espEisl KxjoRNbtql5UNK9nHJb/2Q== 0001181431-09-059390.txt : 20091231 0001181431-09-059390.hdr.sgml : 20091231 20091231163636 ACCESSION NUMBER: 0001181431-09-059390 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091229 FILED AS OF DATE: 20091231 DATE AS OF CHANGE: 20091231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OWEN DAVID C CENTRAL INDEX KEY: 0001276580 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32560 FILM NUMBER: 091268806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ICOP DIGITAL, INC CENTRAL INDEX KEY: 0001094572 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 841493152 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16801 WEST 116TH STREET CITY: LENEXA STATE: KS ZIP: 66219 BUSINESS PHONE: 913-338-5550 MAIL ADDRESS: STREET 1: 16801 WEST 116TH STREET CITY: LENEXA STATE: KS ZIP: 66219 FORMER COMPANY: FORMER CONFORMED NAME: VISTA EXPLORATION CORP DATE OF NAME CHANGE: 20011011 FORMER COMPANY: FORMER CONFORMED NAME: BAIL CORP DATE OF NAME CHANGE: 19990907 4 1 rrd261245.xml X0303 4 2009-12-29 0 0001094572 ICOP DIGITAL, INC ICOP 0001276580 OWEN DAVID C ICOP DIGITAL, INC. 16801 W. 116TH STREET LENEXA KS 66219 1 1 0 0 Chairman and CEO Common Stock Option (Right to Buy) 0.42 2009-12-29 4 A 0 625000 0 A 2019-12-28 Common Stock 625000 625000 D Granted under the Issuer's 2002 Stock Option Plan, as amended. The option will become exercisable on certification by the Issuer's Chief Financial Officer that the Issuer has, in any fiscal quarter beginning with the first fiscal quarter of 2010, met or exceeded a modified EBITDA break-even point for the quarter, as determined in accordance with GAAP, where modified EBITDA means earnings before interest, taxes, depreciation, amortization, and stock grant, stock option and warrant expense. In addition to the common stock option granted on 12/29/09 and reported above, Mr. Owen also directly or indirectly owns the following securities of the Issuer: 263,602 shares of common stock held by a trust; 60,400 shares of common stock held by Owen Enterprises, LLC; 25,000 shares of common stock held by Owen & Associates, Inc. Profit Sharing Plan; 5,000 shares of common stock held by DBM, LP; 5,000 shares of common stock held by Emerson B. Wells, LP; 25,000 shares of common stock held by MDN, LP.; options held by Owen Enterprises, LLC to purchase 100,000 shares of common stock; options held by Mr. Owen to purchase 500,000 shares of commons stock; options held by Ms. Owen to purchase 400,000 shares of common stock; and options granted on 12/29/09 to Ms. Owen to purchase 725,000 shares of common stock. David Wang, as attorney-in-fact for David C. Owen 2009-12-31 -----END PRIVACY-ENHANCED MESSAGE-----