-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Df0wuZEduKshqglO3z0pJ709pFkhkgbFRfHB4tEqncuIN4Umjfo03R94cCrMiy4B Kud8ESXZlH7crsp8pDG2cA== 0001140361-06-012911.txt : 20060905 0001140361-06-012911.hdr.sgml : 20060904 20060905114317 ACCESSION NUMBER: 0001140361-06-012911 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051208 FILED AS OF DATE: 20060905 DATE AS OF CHANGE: 20060905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ICOP DIGITAL, INC CENTRAL INDEX KEY: 0001094572 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 841493152 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16801 WEST 116TH STREET CITY: LENEXA STATE: KS ZIP: 66219 BUSINESS PHONE: 913-338-5550 MAIL ADDRESS: STREET 1: 16801 WEST 116TH STREET CITY: LENEXA STATE: KS ZIP: 66219 FORMER COMPANY: FORMER CONFORMED NAME: VISTA EXPLORATION CORP DATE OF NAME CHANGE: 20011011 FORMER COMPANY: FORMER CONFORMED NAME: BAIL CORP DATE OF NAME CHANGE: 19990907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAULSON JACQUELINE M CENTRAL INDEX KEY: 0000897686 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32560 FILM NUMBER: 061073056 BUSINESS ADDRESS: BUSINESS PHONE: 5032436000 MAIL ADDRESS: STREET 1: 811 SW NAITO PARKWAY STREET 2: SUITE 200 CITY: PORTLAND STATE: OR ZIP: 97204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAULSON CHESTER L F CENTRAL INDEX KEY: 0000898196 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32560 FILM NUMBER: 061073057 BUSINESS ADDRESS: BUSINESS PHONE: 503-243-6000 MAIL ADDRESS: STREET 1: 811 SW NAITO PARKWAY STREET 2: SUITE 200 CITY: PORTLAND STATE: OR ZIP: 97204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAULSON CAPITAL CORP CENTRAL INDEX KEY: 0000704159 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32560 FILM NUMBER: 061073058 BUSINESS ADDRESS: STREET 1: 811 SW NAITO PARKWAY STREET 2: SUITE 200 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 5032436000 MAIL ADDRESS: STREET 1: 811 SW NAITO PARKWAY STREET 2: SUITE 200 CITY: PORTLAND STATE: OR ZIP: 97204 4/A 1 doc1.xml FORM 4/A X0202 4/A 2005-12-08 2005-12-22 0 0001094572 ICOP DIGITAL, INC ICDG 0000704159 PAULSON CAPITAL CORP 811 SW NAITO PARKWAY SUITE 200 PORTLAND OR 97204 0 0 1 1 See Footnote (1) 0000898196 PAULSON CHESTER L F 811 SW NAITO PARKWAY SUITE 200 PORTLAND OR 97204 0 0 1 1 See Footnote (1) 0000897686 PAULSON JACQUELINE M 811 SW NAITO PARKWAY SUITE 200 PORTLAND OR 97204 0 0 1 1 See Footnote (1) Underwriter Warrants (Right to buy unit) 9.90 2005-12-08 4 A 0 110240 0.00 A 2006-01-04 2010-07-08 Common Stock and Warrants 440960 937360 I See Footnote Underwriter Warrants (Right to buy Unit) 6.19 2005-12-08 4 A 0 23170 0.00 A 2005-01-08 2010-07-08 Common Stock and Warrants 31280 968640 I See Footnote Form filed by more than one reporting person. In addition to Paulson Capital Corp. ("PLCC"), the following are reporting parties: Chester L.F. Paulson, Jacqueline M. Paulson, Paulson Family LLC ("LLC") and Paulson Investment Company, Inc. ("PICI"). These reporting parties collectively own over 10%. The address for each of the reporting parties is the same as that provided for PLCC. PICI is a registered broker-dealer and a wholly owned subsidiary of PLCC. Mr. and Mrs. Paulson are controlling managers of the LLC, which is a controlling shareholder of PLCC, which is the parent company of PICI. Mr. and Mrs. Paulson and the LLC expressly disclaim any beneficial ownership of securities held in the name of PLCC and PICI. One (1) Underwriter Warrant is exercisable into One(1) ICOP Digital, Inc. Unit which consist of two (2) shares of common stock and two (2) warrants. The warrants expire 07/08/2010. One (1) Underwriter Warrant is exercisable into One(1) ICOP Digital, Inc. Unit which consist of one (1) shares of common stock and 0.35 warrants. The underwriter warrants expire 07/08/2010. Harry L. Striplin, Attorney-in-Fact for Chester L.F. Paulson 2006-09-05 Harry L. Striplin, Authorized Agent for Paulson Capital Corp. 2006-09-05 Harry L. Striplin, Authorized Agent for Paulson Investment Co., Inc. 2006-09-05 Harry L. Striplin, Authorized Agent for Paulson Family LLC 2006-09-05 Harry L. Striplin, Attorney-in-Fact for Jacqueline M. Paulson 2006-09-05 -----END PRIVACY-ENHANCED MESSAGE-----