The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 5,786 | 71,982 | SH | DFND | 3 | 71,982 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 8 | 42 | SH | DFND | 2 | 42 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 18,735 | 98,109 | SH | DFND | 3 | 98,109 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 66,743 | 365,817 | SH | DFND | 2 | 365,817 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 113,719 | 623,291 | SH | DFND | 3 | 623,291 | 0 | 0 | |
ALIGN TECHNOLOGY INC | COM | 016255101 | 14,872 | 52,307 | SH | DFND | 3 | 52,307 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 6,113 | 5,194 | SH | DFND | 3 | 5,194 | 0 | 0 | |
ALTRIA GROUP INC | COM | 02209S103 | 862 | 15,012 | SH | DFND | 3 | 15,012 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 6,233 | 3,500 | SH | DFND | 3 | 3,500 | 0 | 0 | |
APPLE INC | COM | 037833100 | 17,681 | 93,085 | SH | DFND | 3 | 93,085 | 0 | 0 | |
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 3 | 21 | SH | DFND | 2 | 21 | 0 | 0 | |
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 24,999 | 156,499 | SH | DFND | 3 | 156,499 | 0 | 0 | |
BB&T CORP | COM | 054937107 | 5 | 101 | SH | DFND | 2 | 101 | 0 | 0 | |
BB&T CORP | COM | 054937107 | 8,178 | 175,764 | SH | DFND | 3 | 175,764 | 0 | 0 | |
BCE INC | COM NEW | 05534B760 | 5 | 102 | SH | DFND | 2 | 102 | 0 | 0 | |
BCE INC | COM NEW | 05534B760 | 13,139 | 296,000 | SH | DFND | 3 | 296,000 | 0 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 506 | 3,069 | SH | DFND | 3 | 3,069 | 0 | 0 | |
BANK OZK | COM | 06417N103 | 2,789 | 96,227 | SH | DFND | 3 | 96,227 | 0 | 0 | |
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 5 | 154 | SH | DFND | 2 | 154 | 0 | 0 | |
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 13,550 | 387,461 | SH | DFND | 3 | 387,461 | 0 | 0 | |
BOOKING HLDGS INC | COM | 09857L108 | 2,591 | 1,485 | SH | DFND | 3 | 1,485 | 0 | 0 | |
CNOOC LTD | SPONSORED ADR | 126132109 | 4 | 24 | SH | DFND | 2 | 24 | 0 | 0 | |
CANADIAN NATL RY CO | COM | 136375102 | 9,047 | 101,111 | SH | DFND | 2 | 2,011 | 0 | 99,100 | |
CANADIAN NATL RY CO | COM | 136375102 | 13,074 | 146,109 | SH | DFND | 3 | 146,109 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 5 | 41 | SH | DFND | 2 | 41 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 13,818 | 112,180 | SH | DFND | 3 | 112,180 | 0 | 0 | |
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 2,572 | 35,494 | SH | DFND | 3 | 35,494 | 0 | 0 | |
COOPER COS INC | COM NEW | 216648402 | 4,318 | 14,581 | SH | DFND | 3 | 14,581 | 0 | 0 | |
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 7 | 56 | SH | DFND | 2 | 56 | 0 | 0 | |
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 16,593 | 129,633 | SH | DFND | 3 | 129,633 | 0 | 0 | |
CTRIP COM INTL LTD | SPONSORED ADS | 22943F100 | 409 | 9,353 | SH | DFND | 3 | 9,353 | 0 | 0 | |
DIAGEO P L C | SPON ADR NEW | 25243Q205 | 6 | 37 | SH | DFND | 2 | 37 | 0 | 0 | |
EOG RES INC | COM | 26875P101 | 4,455 | 46,811 | SH | DFND | 3 | 46,811 | 0 | 0 | |
ECOLAB INC | COM | 278865100 | 5,508 | 31,197 | SH | DFND | 3 | 31,197 | 0 | 0 | |
ELECTRONIC ARTS INC | COM | 285512109 | 3,546 | 34,889 | SH | DFND | 3 | 34,889 | 0 | 0 | |
EPAM SYS INC | COM | 29414B104 | 21,764 | 128,685 | SH | DFND | 2 | 128,685 | 0 | 0 | |
EPAM SYS INC | COM | 29414B104 | 39,653 | 234,451 | SH | DFND | 3 | 234,451 | 0 | 0 | |
FISERV INC | COM | 337738108 | 4,570 | 51,765 | SH | DFND | 3 | 51,765 | 0 | 0 | |
HDFC BANK LTD | SPONSORED ADS | 40415F101 | 20,705 | 178,630 | SH | DFND | 2 | 178,630 | 0 | 0 | |
HDFC BANK LTD | SPONSORED ADS | 40415F101 | 102,556 | 884,787 | SH | DFND | 3 | 556,605 | 0 | 328,182 | |
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 5 | 122 | SH | DFND | 2 | 122 | 0 | 0 | |
HEXCEL CORP NEW | COM | 428291108 | 4,461 | 64,506 | SH | DFND | 3 | 64,506 | 0 | 0 | |
INFOSYS LTD | SPONSORED ADR | 456788108 | 107,661 | 9,850,062 | SH | DFND | 3 | 3,151,580 | 0 | 6,698,482 | |
IQIYI INC | SPONSORED ADS | 46267X108 | 212 | 8,854 | SH | DFND | 3 | 8,854 | 0 | 0 | |
ISHARES INC | MSCI STH KOR ETF | 464286772 | 7,974 | 130,821 | SH | DFND | 3 | 130,821 | 0 | 0 | |
ISHARES TR | MSCI INDIA ETF | 46429B598 | 23,275 | 660,277 | SH | DFND | 2 | 660,277 | 0 | 0 | |
ISHARES TR | MSCI INDIA ETF | 46429B598 | 19,978 | 566,745 | SH | DFND | 3 | 566,745 | 0 | 0 | |
ITAU UNIBANCO HLDG SA | SPON ADR REP PFD | 465562106 | 4 | 406 | SH | DFND | 2 | 406 | 0 | 0 | |
ITAU UNIBANCO HLDG SA | SPON ADR REP PFD | 465562106 | 1,108 | 125,787 | SH | DFND | 3 | 125,787 | 0 | 0 | |
KONINKLIJKE PHILIPS N V | NY REG SH NEW | 500472303 | 4 | 105 | SH | DFND | 2 | 105 | 0 | 0 | |
LAUDER ESTEE COS INC | CL A | 518439104 | 6 | 36 | SH | DFND | 2 | 36 | 0 | 0 | |
LAUDER ESTEE COS INC | CL A | 518439104 | 5,161 | 31,173 | SH | DFND | 3 | 31,173 | 0 | 0 | |
LEGGETT & PLATT INC | COM | 524660107 | 5 | 109 | SH | DFND | 2 | 109 | 0 | 0 | |
LEGGETT & PLATT INC | COM | 524660107 | 8,662 | 205,170 | SH | DFND | 3 | 205,170 | 0 | 0 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 6 | 19 | SH | DFND | 2 | 19 | 0 | 0 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 11,118 | 37,041 | SH | DFND | 3 | 37,041 | 0 | 0 | |
MANULIFE FINL CORP | COM | 56501R106 | 4 | 237 | SH | DFND | 2 | 237 | 0 | 0 | |
MANULIFE FINL CORP | COM | 56501R106 | 588 | 34,800 | SH | DFND | 3 | 34,800 | 0 | 0 | |
MASTERCARD INC | CL A | 57636Q104 | 6 | 24 | SH | DFND | 2 | 24 | 0 | 0 | |
MASTERCARD INC | CL A | 57636Q104 | 6,911 | 29,353 | SH | DFND | 3 | 29,353 | 0 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 9 | 106 | SH | DFND | 2 | 106 | 0 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 18,202 | 218,850 | SH | DFND | 3 | 218,850 | 0 | 0 | |
METTLER TOLEDO INTERNATIONAL | COM | 592688105 | 10,317 | 14,270 | SH | DFND | 2 | 305 | 0 | 13,965 | |
METTLER TOLEDO INTERNATIONAL | COM | 592688105 | 17,319 | 23,954 | SH | DFND | 3 | 23,954 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 10 | 83 | SH | DFND | 2 | 83 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 23,401 | 198,414 | SH | DFND | 3 | 198,414 | 0 | 0 | |
NETEASE INC | SPONSORED ADR | 64110W102 | 373 | 1,543 | SH | DFND | 3 | 1,543 | 0 | 0 | |
NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 376 | 4,171 | SH | DFND | 3 | 4,171 | 0 | 0 | |
NIKE INC | CL B | 654106103 | 5,776 | 68,590 | SH | DFND | 3 | 68,590 | 0 | 0 | |
OCCIDENTAL PETE CORP | COM | 674599105 | 5 | 77 | SH | DFND | 2 | 77 | 0 | 0 | |
OCCIDENTAL PETE CORP | COM | 674599105 | 10,334 | 156,107 | SH | DFND | 3 | 156,107 | 0 | 0 | |
PNC FINL SVCS GROUP INC | COM | 693475105 | 2,883 | 23,503 | SH | DFND | 3 | 23,503 | 0 | 0 | |
PAYCHEX INC | COM | 704326107 | 10,340 | 128,929 | SH | DFND | 3 | 128,929 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 813 | 19,150 | SH | DFND | 3 | 19,150 | 0 | 0 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 4 | 50 | SH | DFND | 2 | 50 | 0 | 0 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 10,344 | 117,027 | SH | DFND | 3 | 117,027 | 0 | 0 | |
PINDUODUO INC | SPONSORED ADS | 722304102 | 511 | 20,593 | SH | DFND | 3 | 20,593 | 0 | 0 | |
PIONEER NAT RES CO | COM | 723787107 | 4,276 | 28,081 | SH | DFND | 3 | 28,081 | 0 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 8 | 80 | SH | DFND | 2 | 80 | 0 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 20,258 | 194,699 | SH | DFND | 3 | 194,699 | 0 | 0 | |
PRUDENTIAL PLC | ADR | 74435K204 | 10 | 246 | SH | DFND | 2 | 246 | 0 | 0 | |
RESMED INC | COM | 761152107 | 8 | 78 | SH | DFND | 2 | 78 | 0 | 0 | |
RESMED INC | COM | 761152107 | 17,579 | 169,073 | SH | DFND | 3 | 169,073 | 0 | 0 | |
ROCKWELL AUTOMATION INC | COM | 773903109 | 14,571 | 83,043 | SH | DFND | 3 | 83,043 | 0 | 0 | |
S&P GLOBAL INC | COM | 78409V104 | 4,886 | 23,208 | SH | DFND | 3 | 23,208 | 0 | 0 | |
SANOFI | SPONSORED ADR | 80105N105 | 7 | 168 | SH | DFND | 2 | 168 | 0 | 0 | |
SEMPRA ENERGY | COM | 816851109 | 390 | 3,100 | SH | DFND | 3 | 3,100 | 0 | 0 | |
SOUTHERN COPPER CORP | COM | 84265V105 | 11,601 | 292,352 | SH | DFND | 2 | 292,352 | 0 | 0 | |
SOUTHERN COPPER CORP | COM | 84265V105 | 18,398 | 463,649 | SH | DFND | 3 | 463,649 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 16,797 | 225,954 | SH | DFND | 3 | 225,954 | 0 | 0 | |
SUNCOR ENERGY INC NEW | COM | 867224107 | 10,066 | 310,400 | SH | DFND | 3 | 310,400 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 37,287 | 910,338 | SH | DFND | 2 | 910,338 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 76,082 | 1,857,472 | SH | DFND | 3 | 1,857,472 | 0 | 0 | |
3M CO | COM | 88579Y101 | 11,816 | 56,866 | SH | DFND | 3 | 56,866 | 0 | 0 | |
TURKCELL ILETISIM HIZMETLERI | SPON ADR NEW | 900111204 | 1 | 221 | SH | DFND | 2 | 221 | 0 | 0 | |
TURKCELL ILETISIM HIZMETLERI | SPON ADR NEW | 900111204 | 451 | 84,077 | SH | DFND | 3 | 84,077 | 0 | 0 | |
UNILEVER N V | N Y SHS NEW | 904784709 | 15 | 256 | SH | DFND | 2 | 256 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 5,181 | 20,952 | SH | DFND | 3 | 20,952 | 0 | 0 | |
V F CORP | COM | 918204108 | 5 | 56 | SH | DFND | 2 | 56 | 0 | 0 | |
V F CORP | COM | 918204108 | 8,665 | 99,701 | SH | DFND | 3 | 99,701 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 5,003 | 84,608 | SH | DFND | 3 | 84,608 | 0 | 0 | |
VIPSHOP HLDGS LTD | SPONSORED ADS A | 92763W103 | 270 | 33,595 | SH | DFND | 3 | 33,595 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 22,911 | 146,689 | SH | DFND | 3 | 146,689 | 0 | 0 | |
WEC ENERGY GROUP INC | COM | 92939U106 | 8 | 100 | SH | DFND | 2 | 100 | 0 | 0 | |
WEC ENERGY GROUP INC | COM | 92939U106 | 21,412 | 270,768 | SH | DFND | 3 | 270,768 | 0 | 0 | |
WATERS CORP | COM | 941848103 | 14,215 | 56,473 | SH | DFND | 3 | 56,473 | 0 | 0 | |
WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 8 | 296 | SH | DFND | 2 | 296 | 0 | 0 | |
ZAI LAB LTD | ADR | 98887Q104 | 277 | 9,371 | SH | DFND | 3 | 9,371 | 0 | 0 | |
ZOETIS INC | CL A | 98978V103 | 4,983 | 49,501 | SH | DFND | 3 | 49,501 | 0 | 0 | |
AON PLC | SHS CL A | G0408V102 | 6,684 | 39,154 | SH | DFND | 3 | 39,154 | 0 | 0 | |
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 6 | 33 | SH | DFND | 2 | 33 | 0 | 0 | |
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 15,483 | 87,959 | SH | DFND | 3 | 87,959 | 0 | 0 | |
CREDICORP LTD | COM | G2519Y108 | 26,373 | 109,912 | SH | DFND | 2 | 109,912 | 0 | 0 | |
CREDICORP LTD | COM | G2519Y108 | 41,331 | 172,248 | SH | DFND | 3 | 172,248 | 0 | 0 | |
COSAN LTD | SHS A | G25343107 | 17,064 | 1,472,319 | SH | DFND | 2 | 1,472,319 | 0 | 0 | |
COSAN LTD | SHS A | G25343107 | 25,576 | 2,206,771 | SH | DFND | 3 | 2,206,771 | 0 | 0 | |
EATON CORP PLC | SHS | G29183103 | 5 | 63 | SH | DFND | 2 | 63 | 0 | 0 | |
EATON CORP PLC | SHS | G29183103 | 11,515 | 142,940 | SH | DFND | 3 | 142,940 | 0 | 0 | |
LINDE PLC | COM | G5494J103 | 20,613 | 117,164 | SH | DFND | 3 | 117,164 | 0 | 0 | |
CHECK POINT SOFTWARE TECH LT | ORD | M22465104 | 11,529 | 91,146 | SH | DFND | 2 | 1,748 | 0 | 89,398 | |
CHECK POINT SOFTWARE TECH LT | ORD | M22465104 | 14,190 | 112,180 | SH | DFND | 3 | 112,180 | 0 | 0 | |
ASML HOLDING N V | N Y REGISTRY SHS | N07059210 | 5 | 27 | SH | DFND | 2 | 27 | 0 | 0 | |
FERRARI N V | COM | N3167Y103 | 8,697 | 65,000 | SH | DFND | 2 | 1,022 | 0 | 63,978 | |
FERRARI N V | COM | N3167Y103 | 12,338 | 92,215 | SH | DFND | 3 | 92,215 | 0 | 0 |