S-8 POS 1 rtec-s8pos.htm S-8 POS rtec-s8pos.htm

 

 

As filed with the Securities and Exchange Commission on November 1, 2018

Registration No. 333-172927

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

POST-EFFECTIVE AMENDMENT NO. 1 TO

Form S-8 Registration Statement No. 333-92443

Form S-8 Registration Statement No. 333-104349

Form S-8 Registration Statement No. 333-129773

Form S-8 Registration Statement No. 333-132283

Form S-8 Registration Statement No. 333-149705

Form S-8 Registration Statement No. 333-163240

Form S-8 Registration Statement No. 333-172927

UNDER

THE SECURITIES ACT OF 1933

 

RUDOLPH TECHNOLOGIES, INC.
(Exact name of registrant as specified in its charter)

 

Delaware

 

22-3531208

(State of Incorporation)

 

(I.R.S. Employer Identification No.)

 16 Jonspin Road

Wilmington, MA 01887

(Address of principal executive offices, including zip code)

 

RUDOLPH TECHNOLOGIES, INC. 1996 NON-QUALIFIED STOCK OPTION PLAN

RUDOLPH TECHNOLOGIES, INC. 1999 STOCK PLAN

RUDOLPH TECHNOLOGIES, INC. AMENDED AND RESTATED 1999 EMPLOYEE STOCK PURCHASE PLAN

AUGUST TECHNOLOGY CORPORATION 1997 STOCK INCENTIVE PLAN

RUDOLPH TECHNOLOGIES, INC. 2009 EMPLOYEE STOCK PURCHASE PLAN

(Full title of the plans)

 

MICHAEL P. PLISINSKI

Chief Executive Officer

RUDOLPH TECHNOLOGIES, INC.

16 Jonspin Road

Wilmington, MA 01887

(978) 253-6200

(Name, address and telephone number, including area code, of agent for service)

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12-b-2 of the Exchange Act.

 

Large accelerated filer  

Accelerated filer  

Non-accelerated filer     

Smaller reporting company  

 

Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.  

 


 

EXPLANATORY NOTE / DEREGISTRATION OF UNSOLD SECURITIES

 

Rudolph Technologies Inc. (the “Company”) previously registered shares of the Company’s common stock, $0.001 par value per share, under the following registration statements (the “Registration Statements”) concerning shares issuable under certain employee benefit and equity plans and agreements. The Company is filing these post-effective amendments to the Registration Statements (“Post-Effective Amendments”) in order to deregister any securities registered and unsold under the Registration Statements and to terminate the Registration Statements. The approximate number of unsold shares is set forth below with respect to each Registration Statement. The shares are being removed from registration and the Registration Statements are being terminated because the plans referenced below have now expired or been terminated and all shares that were issuable under the plans have been issued. 

 

 

Registration No.

 

Date Filed With the SEC

 

Name of Equity Plan or Agreement

 

Number of Shares Originally Registered

 

Approximate Number of Shares Deregistered Hereby

333-92443

 

12/9/1999

 

1996 Non-Qualified Stock Option Plan

 

698,930

 

1,783

 

 

 

 

1999 Stock Plan

 

2,000,000

 

0

 

 

 

 

1999 Employee Stock Purchase Plan

 

300,000

 

0

333-104349

 

4/7/2003

 

1999 Stock Plan

 

946,774

 

0

 

 

 

 

1999 Employee Stock Purchase Plan

 

897,438

 

740,378

333-129773

 

11/17/2005

 

1999 Stock Plan

 

669,564

 

0

 

 

 

 

Amended and Restated 1999 Employee Stock Purchase Plan

 

600,000

 

600,000

333-132283

 

3/8/2006

 

August Technology Corporation 1997 Stock Incentive Plan

 

1,994,931

 

1,309,005

333-149705

 

3/13/2008

 

1999 Stock Plan

 

1,138,824

 

0

 

 

 

 

Amended and Restated 1999 Employee Stock Purchase Plan

 

900,000

 

900,000

333-163240

 

11/20/2009

 

2009 Employee Stock Purchase Plan

 

300,000

 

138,855

333-172927

 

3/18/2011

 

2009 Employee Stock Purchase Plan

 

300,000

 

300,000

 


 


 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing these Post-Effective Amendments and has duly caused these Post-Effective Amendments to be signed on its behalf by the undersigned, thereunder duly authorized, in the City of Wilmington, Commonwealth of Massachusetts, on November 1, 2018.

 

 

 

RUDOLPH TECHNOLOGIES, INC.

 

 

 

 

By:

/s/ Michael P. Plisinski

 

 

Michael P. Plisinski

 

 

Chief Executive Officer

 

Pursuant to the requirements of the Securities Act of 1933, as amended, these Post-Effective Amendments  have been signed by the following persons in the capacities and on the dates indicated.

 

Signature

 

Title

 

Date

 

 

 

 

 

/s/ Michael P. Plisinski

 

Chief Executive Officer and Director

 

November 1, 2018

Michael P. Plisinski

 

(Principal Executive Officer)

 

 

 

 

 

 

 

/s/ Steven R. Roth

 

Senior Vice President and Chief Financial Officer

 

November 1, 2018

Steven R. Roth

 

(Principal Financial Officer and Principal Accounting Officer)

 

 

 

 

 

 

 

/s/ Jeffrey A. Aukerman

 

Director

 

November 1, 2018

Jeffrey A. Aukerman

 

 

 

 

 

 

 

 

 

/s/ Leo Berlinghieri

 

Director

 

November 1, 2018

Leo Berlinghieri

 

 

 

 

 

 

 

 

 

/s/ Daniel H. Berry

 

Director

 

November 1, 2018

Daniel H. Berry

 

 

 

 

 

 

 

 

 

/s/ Vita A. Cassese

 

Director

 

November 1, 2018

Vita A. Cassese

 

 

 

 

 

 

 

 

 

/s/ Thomas G. Greig

 

Director

 

November 1, 2018

Thomas G. Greig

 

 

 

 

 

 

 

 

 

/s/ David B. Miller

 

Director

 

November 1, 2018

David B. Miller

 

 

 

 

 

 

 

 

 

/s/ John R. Whitten

 

Director

 

November 1, 2018

John R. Whitten