0001407682-19-000001.txt : 20190116 0001407682-19-000001.hdr.sgml : 20190116 20190116110334 ACCESSION NUMBER: 0001407682-19-000001 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180222 FILED AS OF DATE: 20190116 DATE AS OF CHANGE: 20190116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOCH ROBERT ALAN CENTRAL INDEX KEY: 0001244761 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36226 FILM NUMBER: 19528513 MAIL ADDRESS: STREET 1: 16 JONSPIN ROAD CITY: WILMINGTON STATE: MA ZIP: 01887 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RUDOLPH TECHNOLOGIES INC CENTRAL INDEX KEY: 0001094392 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 223531208 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16 JONSPIN ROAD CITY: WILMINGTON STATE: MA ZIP: 01887 BUSINESS PHONE: 978-253-6200 MAIL ADDRESS: STREET 1: 16 JONSPIN ROAD CITY: WILMINGTON STATE: MA ZIP: 01887 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2018-02-22 2018-02-26 0 0001094392 RUDOLPH TECHNOLOGIES INC RTEC 0001244761 KOCH ROBERT ALAN 16 JONSPIN ROAD WILMINGTON MA 01887 0 0 0 1 VP & General Counsel Common Stock 2018-02-22 4 D 0 141 26 D 59805 D Common Stock 2018-02-22 4 D 0 109 26 D 59696 D Common Stock 2018-02-23 4 S 0 200 27.92 D 59496 D Common Stock 2018-02-23 4 S 0 2134 27.9 D 57362 D Common Stock 2018-02-23 4 S 0 210 27.86 D 57152 D Common Stock 2018-02-23 4 S 0 3425 27.85 D 53727 D Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units grants previously received by the Reporting Person. This filing amends the Form 4 filed on February 26, 2018 to additionally reflect Mr. Koch's disposal of 5,969 shares of Rudolph Technologies, Inc. Common Stock which was inadvertently omitted. /s/ Robert A. Koch 2019-01-16