0001094392-13-000039.txt : 20131203 0001094392-13-000039.hdr.sgml : 20131203 20131203135522 ACCESSION NUMBER: 0001094392-13-000039 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131203 ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20131203 DATE AS OF CHANGE: 20131203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RUDOLPH TECHNOLOGIES INC CENTRAL INDEX KEY: 0001094392 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 223531208 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-27965 FILM NUMBER: 131253993 BUSINESS ADDRESS: STREET 1: PO BOX 1000 STREET 2: ONE RUDOLPH RD CITY: FLANDERS STATE: NJ ZIP: 07836 BUSINESS PHONE: 9736911300 MAIL ADDRESS: STREET 1: PO BOX 1000 STREET 2: ONE RUDOLPH RD CITY: FLANDERS STATE: NJ ZIP: 07836 8-K 1 rtec8k12-3x2013.htm 8-K rtec8k 12-3-2013


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 3, 2013
Rudolph Technologies, Inc.
(Exact name of registrant as specified in its charter)

DELAWARE
000-27965
22-3531208
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification No.)

One Rudolph Road, P.O. Box 1000, Flanders, NJ 07836
(Address of principal executive offices) (Zip code)

Registrant's telephone number, including area code: (973) 691-1300
Not applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On December 2, 2013, Rudolph Technologies, Inc. (the "Company") provided notice to the NASDAQ Capital Market ("NASDAQ") that the Company intends to voluntarily transfer the listing of its common stock, par value $0.001 per share (the "Common Stock"), from NASDAQ to the NYSE. The Common Stock has been approved for listing on the NYSE, and the Company expects that the Common Stock will begin trading on the NYSE on December 16, 2013. The Common Stock will continue to trade under the ticker symbol "RTEC." The Company expects that the Common Stock will cease trading on NASDAQ





effective at the close of the market on December 13, 2013. The Company's press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K.


Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
 
 
 
 
 
 
 
Exhibit No.
 
Description of Exhibit
 
 
 
 
 
 
 
99.1
 
Press Release issued December 3, 2013, “Rudolph Technologies To Transfer Stock Listing to NYSE”




EXHIBIT INDEX

 
 
 
 
 
 
 
Exhibit No.
 
Description of Exhibit
 
 
 
 
 
 
 
99.1
 
Press Release issued December 3, 2013, “Rudolph Technologies To Transfer Stock Listing to NYSE”
 





SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Rudolph Technologies, Inc.
Date: December 3, 2013
By: /s/ Paul F. McLaughlin
 
Paul F. McLaughlin
Chairman and Chief Executive Officer




EX-99.1 2 ex99112-3x2013.htm EXHIBIT Ex99.1 12-3-2013


EXHIBIT 99.1


RUDOLPH TECHNOLOGIES TO TRANSFER STOCK LISTING TO NYSE

FLANDERS, NEW JERSEY (December 3, 2013) - Rudolph Technologies, Inc. (Nasdaq: RTEC), a leading provider of process characterization equipment, lithography equipment and software for wafer fabs and advanced packaging facilities, announced the pending transfer of the listing of its common stock from the NASDAQ Global Select Market (“NASDAQ”) to the New York Stock Exchange (“NYSE”).

“It is gratifying to see Rudolph's shares being listed on the NYSE, as this milestone marks an important step in our ongoing efforts to raise the profile of our company,” said Paul F. McLaughlin, Chairman & CEO of Rudolph. “The NYSE is home to many of the world's most well established companies; and we believe it provides unparalleled exposure to the global investment community and the ideal trading platform for our shareholders.”

“As a company that continues to innovate in the semiconductor space, Rudolph Technologies is another welcome addition to the NYSE community,” said Duncan Niederauer, Chief Executive Officer, NYSE Euronext. “Rudolph Technologies will now be able to leverage the full benefits of the NYSE platform for their company, their customers and their shareholders and we look forward to supporting the company’s growth strategy through this partnership.”

The Company expects to begin trading on the NYSE on December 16, 2013, using its current ticker symbol “RTEC.” Until then, it will continue trading on the NASDAQ using “RTEC.” To celebrate the transfer, representatives of Rudolph Technologies will ring the NYSE Closing Bell on Wednesday, January 22, 2014, which will be available on the Company's website at www.rudolphtech.com.

About Rudolph Technologies
Rudolph Technologies, Inc. is a worldwide leader in the design, development, manufacture and support of defect inspection, advanced packaging lithography, process control metrology, and data analysis systems and software used by semiconductor device manufacturers worldwide. Rudolph provides a full-fab solution through its families of proprietary products that provide critical yield-enhancing information, enabling microelectronic device manufacturers to drive down the costs and time to market of their products. The Company’s expanding portfolio of equipment and software solutions is used in both the wafer processing and final manufacturing of ICs, and in adjacent markets such as FPD, LED and Solar. Headquartered in Flanders, New Jersey, Rudolph supports its customers with a worldwide sales and service organization. Additional information can be found on the Company’s website at www.rudolphtech.com.

Forward Looking Statements
This press release contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 (the “Act”) which include Rudolph’s business momentum and future growth and the benefit to shareholders of Rudolph’s move to the NYSE; as well as other matters that are not purely historical data. Rudolph wishes to take advantage of the “safe harbor” provided for by the Act and cautions that actual results may differ materially from those projected as a result of various factors, including risks and uncertainties, many of which are beyond Rudolph’s control.  Such factors include, but are not limited to, the Company’s ability to realize benefits related to its move to the NYSE. Additional information and considerations regarding the risks faced by Rudolph are available in Rudolph’s Form 10-K report for the year ended December 31, 2012 and other filings with the Securities and Exchange Commission. As the forward-looking statements are based on Rudolph’s current expectations, the Company cannot guarantee any related future results, levels of activity, performance





or achievements. Rudolph does not assume any obligation to update the forward-looking information contained in this press release.

For more information, please contact:
Investors:
Steven R. Roth
Senior Vice President & CFO
973.448.4302
steven.roth@rudolphtech.com

Guerrant Associates
Laura Guerrant-Oiye
Principal
808.882.1467
lguerrant@guerrantir.com

Trade Press:
Amy Pauling
952.259.1794
amy.pauling@rudolphtech.com