0001225208-14-015135.txt : 20140624
0001225208-14-015135.hdr.sgml : 20140624
20140616192208
ACCESSION NUMBER: 0001225208-14-015135
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140612
FILED AS OF DATE: 20140616
DATE AS OF CHANGE: 20140616
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mattersight Corp
CENTRAL INDEX KEY: 0001094348
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742]
IRS NUMBER: 364304577
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 S. WACKER DRIVE #820
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 877-235-6925
MAIL ADDRESS:
STREET 1: 200 S. WACKER DRIVE #820
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: ELOYALTY CORP
DATE OF NAME CHANGE: 19990902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WHITE JAMES N
CENTRAL INDEX KEY: 0001201720
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27975
FILM NUMBER: 14923965
MAIL ADDRESS:
STREET 1: 755 PAGE MILL ROAD, SUITE A-200
CITY: PALO ALTO
STATE: CA
ZIP: 94304-1005
4
1
doc4.xml
X0306
4
2014-06-12
0001094348
Mattersight Corp
MATR
0001201720
WHITE JAMES N
755 PAGE MILL ROAD, SUITE A-200
PALO ALTO
CA
94304-1005
1
Common Stock
2014-06-12
4
S
0
5853.0000
5.1200
D
0.0000
I
By Ltd Partnership (SHAI)
Common Stock
2014-06-12
4
S
0
14847.0000
5.1200
D
0.0000
I
By Ltd Partnership (SHQP)
Common Stock
6000.0000
D
Common Stock
2443889.0000
I
By Ltd Partnership (SHV)
Common Stock
10188.0000
I
By Profit Sharing Plan Trust
Common Stock
128543.0000
I
By Trust (Trustees)
Series B Preferred Stock
2014-06-12
4
S
0
8854.0000
5.8200
D
Common Stock
8854.0000
0.0000
I
By Ltd Partnership (SHAI)
Series B Preferred Stock
2014-06-12
4
S
0
22418.0000
5.8200
D
Common Stock
22418.0000
0.0000
I
By Ltd Partnership (SHQP)
Series B Preferred Stock
Common Stock
735514.0000
735514.0000
I
By Ltd Partnership (SHV)
Series B Preferred Stock
Common Stock
48979.0000
48979.0000
I
By Trust (Trustees)
Shares sold by Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
Shares sold by Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
Convertible on a one-for-one basis into shares of Common Stock.
Immediate.
Not applicable.
The price per share is equal to the price paid for each share of Common Stock plus $0.70 per share accrued dividend through the transaction date.
/s/ Robert Yin, by power of attorney
2014-06-16