0001225208-14-015135.txt : 20140624 0001225208-14-015135.hdr.sgml : 20140624 20140616192208 ACCESSION NUMBER: 0001225208-14-015135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140612 FILED AS OF DATE: 20140616 DATE AS OF CHANGE: 20140616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mattersight Corp CENTRAL INDEX KEY: 0001094348 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 364304577 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 S. WACKER DRIVE #820 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 877-235-6925 MAIL ADDRESS: STREET 1: 200 S. WACKER DRIVE #820 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: ELOYALTY CORP DATE OF NAME CHANGE: 19990902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITE JAMES N CENTRAL INDEX KEY: 0001201720 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27975 FILM NUMBER: 14923965 MAIL ADDRESS: STREET 1: 755 PAGE MILL ROAD, SUITE A-200 CITY: PALO ALTO STATE: CA ZIP: 94304-1005 4 1 doc4.xml X0306 4 2014-06-12 0001094348 Mattersight Corp MATR 0001201720 WHITE JAMES N 755 PAGE MILL ROAD, SUITE A-200 PALO ALTO CA 94304-1005 1 Common Stock 2014-06-12 4 S 0 5853.0000 5.1200 D 0.0000 I By Ltd Partnership (SHAI) Common Stock 2014-06-12 4 S 0 14847.0000 5.1200 D 0.0000 I By Ltd Partnership (SHQP) Common Stock 6000.0000 D Common Stock 2443889.0000 I By Ltd Partnership (SHV) Common Stock 10188.0000 I By Profit Sharing Plan Trust Common Stock 128543.0000 I By Trust (Trustees) Series B Preferred Stock 2014-06-12 4 S 0 8854.0000 5.8200 D Common Stock 8854.0000 0.0000 I By Ltd Partnership (SHAI) Series B Preferred Stock 2014-06-12 4 S 0 22418.0000 5.8200 D Common Stock 22418.0000 0.0000 I By Ltd Partnership (SHQP) Series B Preferred Stock Common Stock 735514.0000 735514.0000 I By Ltd Partnership (SHV) Series B Preferred Stock Common Stock 48979.0000 48979.0000 I By Trust (Trustees) Shares sold by Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Shares sold by Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person. Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust. Convertible on a one-for-one basis into shares of Common Stock. Immediate. Not applicable. The price per share is equal to the price paid for each share of Common Stock plus $0.70 per share accrued dividend through the transaction date. /s/ Robert Yin, by power of attorney 2014-06-16