-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H9rsbmHYjKqlKlWye607qbbMgROfQxYhbattgCjitOUufT/88ixb3aeLhEwywSbM Rb9xVOqd0bZlKXMMl0G3Ig== 0001161697-08-000691.txt : 20080618 0001161697-08-000691.hdr.sgml : 20080618 20080618172942 ACCESSION NUMBER: 0001161697-08-000691 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080612 FILED AS OF DATE: 20080618 DATE AS OF CHANGE: 20080618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JESUP & LAMONT, INC. CENTRAL INDEX KEY: 0001094320 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 563627212 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2170 WEST STATE ROAD 434 STREET 2: SUITE 100 CITY: LONGWOOD STATE: FL ZIP: 32779 BUSINESS PHONE: 407-774-1300 MAIL ADDRESS: STREET 1: 2170 WEST STATE ROAD 434 STREET 2: SUITE 100 CITY: LONGWOOD STATE: FL ZIP: 32779 FORMER COMPANY: FORMER CONFORMED NAME: EMPIRE FINANCIAL HOLDING CO DATE OF NAME CHANGE: 19990901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Weichselbaum Alan CENTRAL INDEX KEY: 0001435390 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31292 FILM NUMBER: 08906409 BUSINESS ADDRESS: BUSINESS PHONE: 516-295-1944 MAIL ADDRESS: STREET 1: 50 SEALY DRIVE CITY: LAWRENCE STATE: NY ZIP: 11559 4 1 form4_ex.xml FORM 4 FOR 06-12-2008 X0202 4 2008-06-12 0 0001094320 JESUP & LAMONT, INC. JLI 0001435390 Weichselbaum Alan 50 SEALY DRIVE LAWRENCE NY 11559 1 0 1 0 Common Stock $.01 Par Value 2008-06-12 2008-06-12 4 P 0 484848 1.00 A 484848 I By Gimmel Partners LP Common Stock $.01 Par Value 3869969 I By Wexus Capital LLC Stock Warrant 1.20 2008-12-12 2013-06-12 Common Stock $.01 Par Value 121212 121212 I By Gimmel Partners LP Alan Weichselbaum disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Alan Weichselbaum is the beneficial owner of the securities for the purposes of Section 16. Alan Weichselbaum is a Managing Member of Gimmel Partners LP. Alan Weichselbaum is the Managing Director of Wexus Capital LLC. /s/ Alan Weichselbaum 2008-06-18 -----END PRIVACY-ENHANCED MESSAGE-----