FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
HARRIS INTERACTIVE INC [ HPOL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/11/2010 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 03/11/2010 | P | 1,975,314 | A(1) | (1) | 1,975,314 | I | As Member Manager(2) | ||
Common Stock | 03/11/2010 | S | 1,975,314 | D(1) | (1) | 577,280 | I | As Member Manager(3) | ||
Common Stock | 100,000 | I | As Member Manager(4) | |||||||
Common Stock | 2,502,526 | I | As Member Manager(5) | |||||||
Common Stock | 20,833 | I | As Member Manager(6) | |||||||
Common Stock | 14,000(7) | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. SLF Industry, L.P. acquired a total of 1,975,314 shares of the Issuer from ZF Partners, L.P. through a private transaction for total cash consideration of $1,944,418. These shares were indirectly beneficially owned by the Reporting Person through ZF Partners, L.P. before the transfer and they are now indirectly beneficially owned by the Reporting Person through SLF Industry, L.P., all as further described below. |
2. These shares are held by SLF Industry, L.P. The general partner of SLF Industry, L.P. is SLF Management, LLC, a member-managed limited liability company, the managing member of which is the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported shares for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
3. These shares are held by ZF Partners, L.P. The general partner of ZF Partners, L.P. is ZF Ventures L.L.C., a member-managed limited liability company, the managing member of which is SLF Partners, LLC. The managing member of SLF Partners, LLC is the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported shares for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
4. These shares are held by ZF Select, L.P. The general partner of ZF Select, L.P. is ZF Ventures L.L.C., a member-managed limited liability company, the managing member of which is SLF Partners, LLC. The managing member of SLF Partners, LLC is the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported shares for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
5. These shares are held by ZF Special Opportunities Fund L.L.C., a member-managed limited liability company, the managing member of which is ZF Ventures, L.L.C. The managing member of ZF Ventures, L.L.C. is SLF Partners, LLC and the managing member of SLF Partners, LLC is the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported shares for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
6. These shares are held by ZF Ventures L.L.C., a member-managed limited liability company, the managing member of which is SLF Partners, LLC. The managing member of SLF Partners, LLC is the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported shares for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
7. Represents unvested portion of November 13, 2009 restricted stock grant of 21,000 shares. |
Remarks: |
Michael T. Burns as Attorney-in-Fact for Steven L. Fingerhood | 03/15/2010 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |