SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
TSENGAS STEVEN

(Last) (First) (Middle)
1300 EAST STREET

(Street)
FAIRPORT HARBOR OH 44077

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
OURPETS CO [ OPCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
CEO
3. Date of Earliest Transaction (Month/Day/Year)
05/07/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 772,712 I By Spouse
Common Stock 100,000 I Custodian UGM
Common Stock 3,062,885 D
Common Stock 30,065 I By Partnership
Common Stock 44,104 I By Partnership
Common Stock 2,987,885 D(2)
Common Stock 3,287,885 D(3)
Common Stock 3,192,430 D(3)
Common Stock 3,549,798 D(4)
Common Stock 3,373,655 D(4)
Common Stock 3,573,655 D(5)
Common Stock 3,473,655 D
Common Stock 3,479,155 D
Common Stock 3,483,655 D
Common Stock 45,612 I By Partnership
Common Stock 3,433,655 D
Common Stock 3,814,246(6) D
Common Stock 72,001(7) I By Partnership
Common Stock 124,001 I By Partnership
Common Stock 3,764,246(2) D
Commonn Stock 3,734,246(9) D
Common Stock 125,125(10) I By Partnership
Common Stock 134,404(10) I By Partnership
Common Stock 134,695(10) I By Partnership
Common Stock 135,215(10) I By Partnership
Common Stock 137,815(10) I By Partnership
Common Stock 05/07/2018 P 10,626 A $0.8 148,441(10) I By Partnership
Common Stock 05/07/2018 P 10,000 A $0.85 3,744,246 D
Common Stock 05/07/2018 P 7,013 A $0.85 3,751,259 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant $0.6794 08/02/2006 08/02/2013 Common 0 0 D
Preferred Stock $0.7 01/28/2010 (1) Common 52,000(8) 0 I By Partnership
Warrant $0.7999 06/28/2010 06/28/2015 Common 0 0 D
Warrant $0.8448 07/16/2010 07/16/2015 Common 0 0 D
Warrant $0.9678 10/18/2010 10/18/2015 Common 0 0 D
Warrant $0.4926 11/08/2012 11/08/2017 Common 26,389 0 I By Partnership
Warrant $0.4138 12/07/2012 12/07/2017 Common 380,591 0 D
Option $0.495 06/20/2008 06/20/2013 Common 0 0 D
Warrant $0.4898 06/20/2008 06/20/2013 Common 0 0 I By Partnership
Warrant $0.4898 06/20/2008 06/20/2013 Common 0 0 I By Partnership
Warrant $0.5419 10/10/2013 10/10/2018 Common 127,323 127,323 D
Option $0.35 04/28/2006 04/28/2014 Common 0(3) 0 D
Warrant $0.4436 09/17/2009 09/17/2014 Common 0 0 D
Option $0.29 10/01/2006 10/01/2014 Common 0(5) 0 D
Explanation of Responses:
1. Conversion of Preferred Stock into Common Stock has no expiration date.
2. Mr. Tsengas does not have a pecuniary interest in and is not a beneficial owner of the shares held by the Tsengas Foundation, an Ohio non-profit corporation, which is a tax-exempt, charitable foundation. The shares held by the foundation have been excluded from the amount of securities.
3. Shares were acquired through cashless exercise of options originally granted April 28, 2004
4. Shares were acquired through cashless exercise of warrants originally granted September 17,2009
5. Shares were acquired through issuance of options originally granted October 1, 2004
6. Shares were acquired through purchase of warrants granted on December 7, 2012.
7. Shares were acquired through purchase of warrants granted on November 8, 2012.
8. Shares were converted to 10 shares Common stock for every 1 share Preferred Stock which was originally purchased on January 28, 2010.
9. Shares were gifted to grandchildren.
10. Shares where purchased through SENK Properties which is 52% owned by Steven Tsengas.
Remarks:
/s/Steven Tsengas 05/09/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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