0001638599-17-000628.txt : 20170619 0001638599-17-000628.hdr.sgml : 20170619 20170619161901 ACCESSION NUMBER: 0001638599-17-000628 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170615 FILED AS OF DATE: 20170619 DATE AS OF CHANGE: 20170619 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OURPETS CO CENTRAL INDEX KEY: 0001094139 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 341480558 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1300 EAST ST CITY: FAIRPORT HARBOR STATE: OH ZIP: 44077 BUSINESS PHONE: 4403546500 MAIL ADDRESS: STREET 1: 1300 EAST ST CITY: FAIRPORT HARBOR STATE: OH ZIP: 44077 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spirk John W CENTRAL INDEX KEY: 0001383412 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31279 FILM NUMBER: 17918725 MAIL ADDRESS: STREET 1: 2200 OVERLOOK ROAD CITY: CLEVELAND STATE: OK ZIP: 44106 4 1 doc4_4815.xml PRIMARY DOCUMENT X0306 4 2017-06-15 0 0001094139 OURPETS CO OPCO 0001383412 Spirk John W 2200 OVERLOOK ROAD CLEVELAND OH 44106 1 0 0 0 Common Stock 57155 I By Partnership Common Stock 0 D Common Stock 59579 D Common Stock 54157 D Common Stock 61157 D Common Stock 59256 D Common Stock 2017-06-15 4 M 0 35720 0.70 A 92875 I By Partnership Preferred Stock 0.7 2010-01-28 Common 35720 0 I By Partnership Option 0.75 2012-05-21 2015-05-21 Common 7000 0 D Option 0.79 2013-05-27 2016-05-27 Common 7000 0 D Option 0.44 2014-05-24 2017-05-25 Common 7000 0 D Warrant 0.5 2012-11-08 2017-11-08 Common 16650 16650 I By Partnership Option 0.61 2013-06-10 2018-06-10 Common 7000 7000 D Option 0.27 2011-05-15 2014-05-15 Common 7000 0 D Warrant 0.4998 2008-06-20 2013-06-20 Common 31909 0 I By Partnership Option 0.45 2008-06-20 2013-06-20 Common 7000 0 D Option 1.09 2014-06-02 2019-06-02 Common 7000 7000 D Option 0.7 2015-05-27 2020-05-27 Common 7000 7000 D Option 0.95 2016-06-01 2021-06-01 Common 7000 7000 D Option 1.59 2017-06-05 4 A 0 7000 0 A 2017-06-05 2022-06-05 Common 7000 7000 D Options vest 1/3 on each of the 2nd, 3rd and 4th anniversaries of grant date. Conversion of Preferred Stock into Common Stock has no expiration date Stock was acquired via cashless exercise of options granted on 5-27-11 Options are immediately exercisable as of grant date Stock was acquired via cashless exercise of options granted on 5-25-12 Shares were acquired through conversion of Preferred stock originally purchased on January 28, 2010. Conversion rate was 10 Common shares for every one Preferred share. /s/John W. Spirk 2017-06-19