0001209191-19-015093.txt : 20190301 0001209191-19-015093.hdr.sgml : 20190301 20190301170603 ACCESSION NUMBER: 0001209191-19-015093 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190227 FILED AS OF DATE: 20190301 DATE AS OF CHANGE: 20190301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZEITCHICK MARK CENTRAL INDEX KEY: 0001093960 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32849 FILM NUMBER: 19650518 MAIL ADDRESS: STREET 1: GBI CAPITAL MANAGEMENT CORP STREET 2: 1055 STEWART AVE CITY: BETHPAGE STATE: NY ZIP: 11714 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Castle Brands Inc CENTRAL INDEX KEY: 0001311538 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 STATE OF INCORPORATION: FL FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 122 EAST 42ND STREET STREET 2: SUITE 4700 CITY: NEW YORK STATE: NY ZIP: 10168 BUSINESS PHONE: 646-356-0200 MAIL ADDRESS: STREET 1: 122 EAST 42ND STREET STREET 2: SUITE 4700 CITY: NEW YORK STATE: NY ZIP: 10168 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-02-27 0 0001311538 Castle Brands Inc ROX 0001093960 ZEITCHICK MARK 4400 BISCAYNE BOULEVARD 12TH FLOOR MIAMI FL 33137 1 0 0 0 Common Stock 2019-02-27 4 A 0 15000 0.00 A 30000 D Common Stock 80000 I Held by MZ Trading LLC, of which Mr. Zeitchick is the sole managing member Restricted shares of common stock issued pursuant to the issuer's 2013 Incentive Compensation Plan, as amended. Restricted shares vest in two equal annual installments commencing on the first anniversary of the date of grant provided Mr. Zeitchick is then still a director of the issuer, subject to earlier vesting upon his death or disability or a change of control of the issuer. /s/ Mark Zeitchick 2019-02-28