0001104659-23-114287.txt : 20231103 0001104659-23-114287.hdr.sgml : 20231103 20231103161514 ACCESSION NUMBER: 0001104659-23-114287 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231023 FILED AS OF DATE: 20231103 DATE AS OF CHANGE: 20231103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kenausis Gregory CENTRAL INDEX KEY: 0001590994 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 231376499 MAIL ADDRESS: STREET 1: C/O PLUG POWER INC. STREET 2: 968 ALBANY SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 tm2329815-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-10-23 0 0001093691 PLUG POWER INC PLUG 0001590994 Kenausis Gregory C/O PLUG POWER INC. 968 ALBANY SHAKER ROAD LATHAM NY 12110 1 0 0 0 0 Common Stock 2023-10-23 4 M 0 65000 0.57 A 186936 D Common Stock 2023-10-23 4 M 0 20000 2.62 A 206936 D Common Stock 2023-10-23 4 M 0 30000 1.76 A 236936 D Common Stock 2023-10-23 4 M 0 14343 2.13 A 251279 D Common Stock 2023-10-23 4 M 0 14621 2.11 A 265900 D Stock Option (Right to Buy) 0.57 2023-10-23 4 M 0 65000 0.00 D 2023-10-23 Common Stock 65000 0 D Stock Option (Right to Buy) 2.62 2023-10-23 4 M 0 20000 0.00 D 2025-05-21 Common Stock 20000 10000 D Stock Option (Right to Buy) 1.76 2023-10-23 4 M 0 30000 0.00 D 2026-05-18 Common Stock 30000 0 D Stock Option (Right to Buy) 2.13 2023-10-23 4 M 0 14343 0.00 D 2027-06-28 Common Stock 14343 15000 D Stock Option (Right to Buy) 2.11 2023-10-23 4 M 0 14621 0.00 D 2028-05-16 Common Stock 14621 15000 D This option is fully vested and exercisable as of the date hereof. /s/ Gerard L. Conway Jr., Attorney-in-Fact 2023-11-03