0001104659-23-106506.txt : 20231003 0001104659-23-106506.hdr.sgml : 20231003 20231003193541 ACCESSION NUMBER: 0001104659-23-106506 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230929 FILED AS OF DATE: 20231003 DATE AS OF CHANGE: 20231003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Conway Gerard L JR CENTRAL INDEX KEY: 0001308706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 231306166 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 tm2327421-3_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-09-29 0 0001093691 PLUG POWER INC PLUG 0001308706 Conway Gerard L JR C/O PLUG POWER INC. 968 ALBANY SHAKER ROAD LATHAM NY 12110 0 1 0 0 Gen. Coun, Corp Sec., Exec. VP 0 Common Stock 2023-09-29 4 F 0 28613 7.73 D 200365 D Common Stock 71900 I 401(k) Plan Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock awards. Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of September 27, 2023. The Reporting Person holds 71,900 shares of common stock in Plug Power Inc.'s 401(k) plan. The information in this report is based on a plan statement as of September 28, 2023. /s/ Gerard L. Conway, Jr. 2023-10-03