0001104659-23-102824.txt : 20230921 0001104659-23-102824.hdr.sgml : 20230921 20230921161605 ACCESSION NUMBER: 0001104659-23-102824 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230915 FILED AS OF DATE: 20230921 DATE AS OF CHANGE: 20230921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmid Keith CENTRAL INDEX KEY: 0001590336 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 231269281 MAIL ADDRESS: STREET 1: C/O PLUG POWER INC. STREET 2: 968 ALBANY SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 tm2326674-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-09-15 0 0001093691 PLUG POWER INC PLUG 0001590336 Schmid Keith C/O PLUG POWER INC. 968 ALBANY SHAKER ROAD LATHAM NY 12110 0 1 0 0 GM New Mkts & Pres New Prd Dv 0 Common Stock 2023-09-15 4 M 0 100000 0.57 A 517971 D Common Stock 2023-09-15 4 F 0 13139 8.52 D 504832 D Common Stock 46153 I 401(k) Plan Stock Option (right to buy) 0.57 2023-09-15 4 M 0 100000 0 D 2023-10-23 Common Stock 100000 0 D Represents shares tendered to the Issuer as payment of the exercise price of stock options and tax liability, based on the closing price of the Issuer's common stock on September 15, 2023 of $8.52 per share. Reporting Person holds 46,153 shares of common stock in Plug Power Inc.'s 401(k) plan. The information in this report is based on a plan statement as of September 20, 2023. The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof. /s/ Gerard L. Conway, Jr., Attorney-in-Fact 2023-09-21