0001104659-23-045092.txt : 20230413 0001104659-23-045092.hdr.sgml : 20230413 20230413171832 ACCESSION NUMBER: 0001104659-23-045092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230303 FILED AS OF DATE: 20230413 DATE AS OF CHANGE: 20230413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hoefelmann Dirk Ole CENTRAL INDEX KEY: 0001893776 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 23819158 MAIL ADDRESS: STREET 1: C/O PLUG POWER INC. STREET 2: 968 ALBANY SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 tm2312823-1_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-03-03 1 0001093691 PLUG POWER INC PLUG 0001893776 Hoefelmann Dirk Ole C/O PLUG POWER INC. 968 ALBANY SHAKER ROAD LATHAM NY 12110 0 1 0 0 GM, Electrolyzers & Exec VP 0 Common Stock 2023-03-03 4 F 0 34994 13.33 D 280064 D Common Stock 1517 I 401(k) Plan Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock awards. Pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, each share was tendered to Issuer at the price per share on the closing date of March 2, 2023, which is the date prior to the date withholding was effected. The Reporting Person holds 1,517 shares of common stock in Plug Power Inc.'s 401(k) plan. The information in this report is based on a plan statement as of March 31, 2023. /s/ Gerard L. Conway, Jr, as Attorney-in-Fact 2023-04-13