0001104659-21-065586.txt : 20210513 0001104659-21-065586.hdr.sgml : 20210513 20210513091956 ACCESSION NUMBER: 0001104659-21-065586 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200701 FILED AS OF DATE: 20210513 DATE AS OF CHANGE: 20210513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schneider Lucas P CENTRAL INDEX KEY: 0001702795 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 21917559 MAIL ADDRESS: STREET 1: 968 ALBANY SHAKER ROAD CITY: LATHAM STATE: X1 ZIP: 12110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 tm2115861-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2020-07-01 0 0001093691 PLUG POWER INC PLUG 0001702795 Schneider Lucas P C/O PLUG POWER INC. 968 ALBANY SHAKER ROAD LATHAM NY 12110 1 0 0 0 Common Stock 2020-07-01 4 S 0 3500 8.9644 D 126810 D Common Stock 2020-10-01 4 S 0 3500 13.8272 D 123729 D Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 15, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.66 to $9.165, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.58 to $13.985, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Represents the number of shares held by the Reporting Person as of each Transaction Date. As of the date hereof, the Reporting Person beneficially owns 120,395 shares of the Issuer's common stock. /s/ Gerard L. Conway Jr., Attorney-in-Fact 2021-05-13