0001104659-20-112293.txt : 20201005 0001104659-20-112293.hdr.sgml : 20201005 20201005174720 ACCESSION NUMBER: 0001104659-20-112293 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201001 FILED AS OF DATE: 20201005 DATE AS OF CHANGE: 20201005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmid Keith CENTRAL INDEX KEY: 0001590336 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 201224759 MAIL ADDRESS: STREET 1: C/O PLUG POWER INC. STREET 2: 968 ALBANY SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 a4.xml 4 X0306 4 2020-10-01 0 0001093691 PLUG POWER INC PLUG 0001590336 Schmid Keith C/O PLUG POWER INC. 968 ALBANY SHAKER ROAD LATHAM NY 12110 0 1 0 0 COO & Sr. VP Common Stock 2020-10-01 4 M 0 83333 2.43 A 439553 D Common Stock 2020-10-01 4 S 0 83333 14 D 356220 D Stock Option (right to buy) 2.43 2020-10-01 4 M 0 83333 0 D 2025-07-23 Common Stock 83333 166667 D Shares sold pursuant to a pre-established 10b5-1 trading plan effective August 19, 2020. The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. /s/ Gerard L. Conway, Jr., Attorney-in-Fact 2020-10-05