0001104659-20-101451.txt : 20200901
0001104659-20-101451.hdr.sgml : 20200901
20200901170621
ACCESSION NUMBER: 0001104659-20-101451
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200819
FILED AS OF DATE: 20200901
DATE AS OF CHANGE: 20200901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marsh Andrew
CENTRAL INDEX KEY: 0001431827
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34392
FILM NUMBER: 201154996
MAIL ADDRESS:
STREET 1: 968 ALBANY SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLUG POWER INC
CENTRAL INDEX KEY: 0001093691
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 223672377
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
BUSINESS PHONE: 5187827700
MAIL ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
4
1
a4.xml
4
X0306
4
2020-08-19
0
0001093691
PLUG POWER INC
PLUG
0001431827
Marsh Andrew
C/O PLUG POWER INC.
968 ALBANY SHAKER ROAD
LATHAM
NY
12110
1
1
0
0
President & CEO
Plug Power Common Stock
2020-08-19
4
M
0
216667
A
321079
D
Plug Power Common Stock
2020-08-19
4
F
0
104369
13.65
D
216710
D
Plug Power Common Stock
2020-08-28
4
M
0
166666
A
383376
D
Plug Power Common Stock
2020-08-28
4
F
0
80284
13.07
D
303092
D
Plug Power Common Stock
2020-08-28
4
M
0
166666
1.96
A
469758
D
Plug Power Common Stock
2020-08-28
4
S
0
166666
12.9512
D
303092
D
Plug Power Common Stock
2020-08-31
4
S
0
104412
12.9765
D
198680
D
Restricted Stock Unit
2020-08-19
4
M
0
216667
0
D
Common Stock
216667
433333
D
Restricted Stock Unit
2020-08-28
4
M
0
166666
0
D
Common Stock
166666
166667
D
Stock Option (Right to Buy)
1.96
2020-08-28
4
M
0
166666
0
D
2028-08-28
Common Stock
166666
166667
D
Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.
Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.
Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 17, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.71 to $13.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.77 to $13.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
On August 19, 2019, the Reporting Person was granted 650,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.
On August 28, 2018, the Reporting Person was granted 500,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.
On August 28, 2018, the Reporting Person was granted 500,000 stock options, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.
/s/ Gerard L. Conway, Jr., Attorney-in-Fact
2020-09-01