0001104659-20-082061.txt : 20200708 0001104659-20-082061.hdr.sgml : 20200708 20200708160136 ACCESSION NUMBER: 0001104659-20-082061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200706 FILED AS OF DATE: 20200708 DATE AS OF CHANGE: 20200708 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hull Martin Daniel CENTRAL INDEX KEY: 0001637696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 201018407 MAIL ADDRESS: STREET 1: 37 CHESTERWOOD DRIVE CITY: SELKIRK STATE: NY ZIP: 12110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 a4.xml 4 X0306 4 2020-07-06 0 0001093691 PLUG POWER INC PLUG 0001637696 Hull Martin Daniel C/O PLUG POWER INC. 968 ALBANY SHAKER ROAD LATHAM NY 12110 0 1 0 0 Corporate Controller and CAO Plug Power Common Stock 2020-07-06 4 M 0 66667 2.14 A 75503 D Plug Power Common Stock 2020-07-06 4 S 0 66667 10 D 8836 D Stock Option (Right to Buy) 2.14 2020-07-06 4 M 0 66667 0 D 2027-08-31 Common Stock 66667 33333 D Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 16, 2020. 33,334 options vested on August 31, 2018, 33,333 options vested on August 31, 2019 and 33,333 options vest on August 31, 2020. /s/ Gerard L. Conway Jr., Attorney-in-Fact 2020-07-08