0001104659-17-071958.txt : 20171205 0001104659-17-071958.hdr.sgml : 20171205 20171205211125 ACCESSION NUMBER: 0001104659-17-071958 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171201 FILED AS OF DATE: 20171205 DATE AS OF CHANGE: 20171205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MIDDLETON PAUL B CENTRAL INDEX KEY: 0001224978 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 171241038 MAIL ADDRESS: STREET 1: PLUG POWER INC. STREET 2: 968 ALBANY SHAKER RD. CITY: LATHAM STATE: NY ZIP: 12110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 a4.xml 4 X0306 4 2017-12-01 0 0001093691 PLUG POWER INC PLUG 0001224978 MIDDLETON PAUL B C/O PLUG POWER INC., 968 ALBANY-SHAKER ROAD LATHAM NY 12110 0 1 0 0 Chief Financial Officer Common Stock 2017-12-01 4 M 0 13332 A 29800 D Common Stock 2017-12-01 4 F 0 4832 2.51 D 24968 D Restricted Stock Units 1.31 2017-12-01 4 A 0 13332 0 D Common Stock 13332 0 D Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. The restricted stock units vest in equal monthly installments over a three-year period beginning on December 1, 2014. This is the final vesting event. /s/ Gerard L. Conway, Jr., Attorney-in-Fact 2017-12-05