0001104659-16-097429.txt : 20160216 0001104659-16-097429.hdr.sgml : 20160215 20160216172014 ACCESSION NUMBER: 0001104659-16-097429 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MIDDLETON PAUL B CENTRAL INDEX KEY: 0001224978 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 161430326 MAIL ADDRESS: STREET 1: PLUG POWER INC. STREET 2: 968 ALBANY SHAKER RD. CITY: LATHAM STATE: NY ZIP: 12110 5 1 a5.xml 5 X0306 5 2015-12-31 0 0 1 0001093691 PLUG POWER INC PLUG 0001224978 MIDDLETON PAUL B C/O PLUG POWER INC., 968 ALBANY-SHAKER ROAD LATHAM NY 12210 0 1 0 0 SVP, CFO Common Stock 6839 I By 401(k) Plan Option to purchase Common Stock 2.43 2015-07-23 4 A 0 L 250000 0 A 2025-07-23 Common Stock 250000 500000 D The reporting person holds 6,839 shares of Plug Power common stock under the Plug 401(k) plan. The information in this report is based on a plan statement dated as of December 31, 2015. Awarded pursuant to Plug Power's 2011 Stock Option and Incentive Plan. 83,334 options vest on July 23, 2016, 83,333 options vest on July 23, 2017 and 83,333 options vest on July 23, 2018. /s/ Gerard L. Conway Jr., Attorney-in-Fact 2016-02-16