-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SomlorgY354E4h6PMmHTLChn6xt2k9MOU+FfWTgJiVXgfKFlFP4JX5tTnn63w+7z ilY3JFjIX1Ih5Z/G/3kJqA== 0000927016-99-003354.txt : 19991018 0000927016-99-003354.hdr.sgml : 19991018 ACCESSION NUMBER: 0000927016-99-003354 CONFORMED SUBMISSION TYPE: 8-A12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991001 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12G SEC ACT: SEC FILE NUMBER: 000-27527 FILM NUMBER: 99722108 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 8-A12G 1 FORM 8-A12G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 Plug Power Inc. - -------------------------------------------------------------------------------- (Exact Name of Registrant as Specified in Its Charter) Delaware 23-3672377 - ---------------------------------------- ----------------------------------- (State of Incorporation or Organization) (I.R.S. Employer Identification no.) 968 Albany-Shaker Road, Latham, New York 12110 - -------------------------------------------------------------------------------- (Address of Principal Executive Offices) (Zip Code) If this form relates to the If this form relates to the registration of a class of securities registration of a class of pursuant to Section 12(b) of the securities pursuant to Exchange Act and is effective Section 12(g) of the pursuant to General Instruction Exchange Act and is effective A.(c), please check the following pursuant to General Instruction box. [_] A.(d), please check the following box. [X]
Securities Act registration statement file number to which this form relates: 333-86089 ---------------- (If applicable)
Securities to be registered pursuant to Section 12(b) of the Act: Title of Each Class Name of Each Exchange on Which to be so Registered Each Class is to be Registered - ------------------------------------- ------------------------------------ None - ------------------------------------- ------------------------------------ Securities to be registered pursuant to Section 12(g) of the Act: Common Stock, par value $.01 per share ---------------------------------------------------------- (Title of class) INFORMATION REQUIRED IN REGISTRATION STATEMENT ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED. A description of the Common Stock of the registrant is set forth in the information provided under "Description of Capital Stock" in the Prospectus which forms a part of Amendment No. 2 to the Registration Statement on Form S-1 (File No. 333-86089) filed under the Securities Act of 1933 with the Securities and Exchange Commission on October 1, 1999, as amended (the "Registration Statement"), which information is incorporated herein by reference. ITEM 2. EXHIBITS. (1) Speciman Certificate for Shares of Common Stock of the Registrant (incorporated by reference to Exhibit 4.1 to the Registration Statement). (2) Amended and Restated Certificate of Incorporation of the Registrant (incorporated by reference to Exhibit 3.2 to the Registration Statement). (3) Amended and Restated By-laws of the Registrant (incorporated by reference to Exhibit 3.4 to the Registration Statement). 2 SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. PLUG POWER INC. By: /s/ Gary Mittleman --------------------------- Gary Mittleman President and Chairman of the Board and Chief Executive Officer Dated: October 1, 1999 ---------
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