0001093557-19-000187.txt : 20190826
0001093557-19-000187.hdr.sgml : 20190826
20190826211247
ACCESSION NUMBER: 0001093557-19-000187
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190823
FILED AS OF DATE: 20190826
DATE AS OF CHANGE: 20190826
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ACE HEATHER S
CENTRAL INDEX KEY: 0001610762
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51222
FILM NUMBER: 191054137
MAIL ADDRESS:
STREET 1: 3721 VALLEY CENTRE DR SUITE 500
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEXCOM INC
CENTRAL INDEX KEY: 0001093557
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 330857544
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6340 SEQUENCE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 8582000200
MAIL ADDRESS:
STREET 1: 6340 SEQUENCE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2019-08-23
0
0001093557
DEXCOM INC
DXCM
0001610762
ACE HEATHER S
6340 SEQUENCE DRIVE
SAN DIEGO
CA
92121
0
1
0
0
SVP Human Resources
Common Stock
2019-08-23
4
S
0
1800
174.606
D
64534
D
Common Stock
2019-08-23
4
S
0
1914
175.2717
D
62620
D
Common Stock
2019-08-23
4
S
0
100
176.16
D
62520
D
Common Stock
2019-08-23
4
S
0
3429
174.5946
D
59091
D
On August 30, 2018, Ms. Ace adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Ms. Ace. The shares set forth above were sold pursuant to the 10b5-1 Plan.
This transaction was executed in multiple trades at prices ranging from $174.025 to $175.00. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Included in this number are 45,945 unvested restricted stock units, 11,714 of which were granted on March 8, 2019 and shall vest through March 8, 2022, 20,062 of which were granted on March 8, 2018 and shall vest through March 8, 2021, 7,294 of which were granted on March 8, 2017 and shall vest through March 8, 2020 and 6,875 of which were granted on August 22, 2016 and shall vest through August 22, 2020.
This transaction was executed in multiple trades at prices ranging from $175.03 to $175.88. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
By: Jereme Sylvain For: Heather K. Ace
2019-08-26