0001415889-12-001356.txt : 20120910 0001415889-12-001356.hdr.sgml : 20120910 20120910100933 ACCESSION NUMBER: 0001415889-12-001356 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120831 FILED AS OF DATE: 20120910 DATE AS OF CHANGE: 20120910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wallace Thomas L. Sr. CENTRAL INDEX KEY: 0001540683 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15331 FILM NUMBER: 121081801 MAIL ADDRESS: STREET 1: 795 RIDGE LAKE BLVD. STREET 2: SUITE 106 CITY: MEMPHIS STATE: TN ZIP: 38120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CROSSROADS SYSTEMS INC CENTRAL INDEX KEY: 0001093207 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 742846643 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11000 NORTH MOPAC EXPRESSWAY CITY: AUSTIN STATE: TX ZIP: 78759 BUSINESS PHONE: 5123490300 MAIL ADDRESS: STREET 1: 11000 NORTH MOPAC EXPRESSWAY STREET 2: . CITY: AUSTIN STATE: TX ZIP: 78759 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COMPASS GLOBAL MANAGEMENT LTD CENTRAL INDEX KEY: 0001444250 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15331 FILM NUMBER: 121081802 BUSINESS ADDRESS: STREET 1: 795 RIDGELAKE BLVD STREET 2: SUITE 106 CITY: MEMPHIS STATE: TN ZIP: 38120 BUSINESS PHONE: 901 762 0080 MAIL ADDRESS: STREET 1: 795 RIDGELAKE BLVD STREET 2: SUITE 106 CITY: MEMPHIS STATE: TN ZIP: 38120 4 1 form4-09102012_070920.xml X0306 4 2012-08-31 1 0001093207 CROSSROADS SYSTEMS INC CRDS 0001444250 COMPASS GLOBAL MANAGEMENT LTD SOUTH CHURCH STREET GEORGETOWN, GRAND CAYMAN E9 0 CAYMAN ISLANDS false false false true FORMER 10% OWNER 0001540683 Wallace Thomas L. Sr. 795 RIDGE LAKE BLVD SUITE 106 MEMPHIS TN 38120 1 0 0 0 Common Stock 2012-08-31 4 S 0 100000 3.90 D 738750 D 1. The reported securities consist of (i) 707,500 shares (the "Fund Shares") of common stock of the issuer held by Compass Global Fund, LTD ("Fund"), and 31,250 shares of common stock of the issuer held by Thomas L. Wallace. Fund is a share class of Compass Global Management, LTD. Mr. Wallace, as a Director and Manager of Compass, shares voting and dispositive power over the shares held by Fund. Mr. Wallace disclaims beneficial ownership of the Fund Securities (except to the extent of any pecuniary interest therein), and this report shall not be deemed an admission that he is the beneficial owner of such securities for any purpose. Compass Global Management, Ltd<br> By: /s/ Thomas L. Wallace 2012-09-07 /s/ Thomas L. Wallace 2012-09-07