0001415889-12-001356.txt : 20120910
0001415889-12-001356.hdr.sgml : 20120910
20120910100933
ACCESSION NUMBER: 0001415889-12-001356
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120831
FILED AS OF DATE: 20120910
DATE AS OF CHANGE: 20120910
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wallace Thomas L. Sr.
CENTRAL INDEX KEY: 0001540683
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15331
FILM NUMBER: 121081801
MAIL ADDRESS:
STREET 1: 795 RIDGE LAKE BLVD.
STREET 2: SUITE 106
CITY: MEMPHIS
STATE: TN
ZIP: 38120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CROSSROADS SYSTEMS INC
CENTRAL INDEX KEY: 0001093207
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 742846643
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 11000 NORTH MOPAC EXPRESSWAY
CITY: AUSTIN
STATE: TX
ZIP: 78759
BUSINESS PHONE: 5123490300
MAIL ADDRESS:
STREET 1: 11000 NORTH MOPAC EXPRESSWAY
STREET 2: .
CITY: AUSTIN
STATE: TX
ZIP: 78759
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COMPASS GLOBAL MANAGEMENT LTD
CENTRAL INDEX KEY: 0001444250
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15331
FILM NUMBER: 121081802
BUSINESS ADDRESS:
STREET 1: 795 RIDGELAKE BLVD
STREET 2: SUITE 106
CITY: MEMPHIS
STATE: TN
ZIP: 38120
BUSINESS PHONE: 901 762 0080
MAIL ADDRESS:
STREET 1: 795 RIDGELAKE BLVD
STREET 2: SUITE 106
CITY: MEMPHIS
STATE: TN
ZIP: 38120
4
1
form4-09102012_070920.xml
X0306
4
2012-08-31
1
0001093207
CROSSROADS SYSTEMS INC
CRDS
0001444250
COMPASS GLOBAL MANAGEMENT LTD
SOUTH CHURCH STREET
GEORGETOWN, GRAND CAYMAN
E9
0
CAYMAN ISLANDS
false
false
false
true
FORMER 10% OWNER
0001540683
Wallace Thomas L. Sr.
795 RIDGE LAKE BLVD
SUITE 106
MEMPHIS
TN
38120
1
0
0
0
Common Stock
2012-08-31
4
S
0
100000
3.90
D
738750
D
1. The reported securities consist of (i) 707,500 shares (the "Fund Shares") of common stock of the issuer held by Compass Global Fund, LTD ("Fund"), and 31,250 shares of common stock of the issuer held by Thomas L. Wallace. Fund is a share class of Compass Global Management, LTD. Mr. Wallace, as a Director and Manager of Compass, shares voting and dispositive power over the shares held by Fund. Mr. Wallace disclaims beneficial ownership of the Fund Securities (except to the extent of any pecuniary interest therein), and this report shall not be deemed an admission that he is the beneficial owner of such securities for any purpose.
Compass Global Management, Ltd<br> By: /s/ Thomas L. Wallace
2012-09-07
/s/ Thomas L. Wallace
2012-09-07