0001144204-17-054932.txt : 20171030 0001144204-17-054932.hdr.sgml : 20171030 20171030194414 ACCESSION NUMBER: 0001144204-17-054932 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171003 FILED AS OF DATE: 20171030 DATE AS OF CHANGE: 20171030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 210 Capital, LLC CENTRAL INDEX KEY: 0001694780 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15331 FILM NUMBER: 171163746 BUSINESS ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE STREET 2: SUITE 950 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 21479996082 MAIL ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE STREET 2: SUITE 950 CITY: DALLAS STATE: TX ZIP: 75225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 210/CRDS Investment LLC CENTRAL INDEX KEY: 0001720757 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15331 FILM NUMBER: 171163747 BUSINESS ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE, SUITE 950 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: (214) 999-6082 MAIL ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE, SUITE 950 CITY: DALLAS STATE: TX ZIP: 75225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CROSSROADS SYSTEMS INC CENTRAL INDEX KEY: 0001093207 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 742846643 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11000 NORTH MOPAC EXPRESSWAY CITY: AUSTIN STATE: TX ZIP: 78759 BUSINESS PHONE: 5123490300 MAIL ADDRESS: STREET 1: 11000 NORTH MOPAC EXPRESSWAY STREET 2: . CITY: AUSTIN STATE: TX ZIP: 78759 3 1 tv478090_3.xml OWNERSHIP DOCUMENT X0206 3 2017-10-03 0 0001093207 CROSSROADS SYSTEMS INC CRSS 0001720757 210/CRDS Investment LLC 8214 WESTCHESTER DRIVE, SUITE 950 DALLAS TX 75225 0 0 1 1 See Explanation of Responses 0001694780 210 Capital, LLC 8214 WESTCHESTER DRIVE SUITE 950 DALLAS TX 75225 0 0 0 1 See Explanation of Responses Common Stock 1492285 D This Form 3 is being filed by (a) 210/CRDS Investment LLC ("210/CRDS") in its capacity as a direct holder of 1,492,285 shares of common stock of the Issuer and (b) 210 Capital, LLC ("210 Capital") in its capacity as the sole member of 210/CRDS (collectively, the "Reporting Persons"). 210 Capital disclaims beneficial ownership of these shares of the Issuer's common stock except to the extent of its pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that 210 Capital is a beneficial owner of these shares of the Issuer's common stock for purposes of Section 16 or for any other purpose. The Reporting Persons may be deemed to be members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of common stock. A statement on Schedule 13D was initially jointly filed on October 24, 2017 by the Reporting Persons and other persons with respect to the shares of the Issuer's common stock reported on this Form 3. 210/CRDS INVESTMENT LLC, By: 210 Capital, LLC, its Sole Member, By: Covenant RHA Partners, L.P., its Member, By: /s/ Robert H. Alpert, its Authorized Signatory; By: CCW/LAW Holdings, LLC, its Member, By: /s/ C. Clark Webb, its Authorized Signatory 2017-10-30 210 CAPITAL, LLC, By: Covenant RHA Partners, L.P., its Member, By: /s/ Robert H. Alpert, its Authorized Signatory; By: CCW/LAW Holdings, LLC, its Member, By: /s/ C. Clark Webb, its Authorized Signatory 2017-10-30