0001144204-17-054932.txt : 20171030
0001144204-17-054932.hdr.sgml : 20171030
20171030194414
ACCESSION NUMBER: 0001144204-17-054932
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171003
FILED AS OF DATE: 20171030
DATE AS OF CHANGE: 20171030
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: 210 Capital, LLC
CENTRAL INDEX KEY: 0001694780
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15331
FILM NUMBER: 171163746
BUSINESS ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 21479996082
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: 210/CRDS Investment LLC
CENTRAL INDEX KEY: 0001720757
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15331
FILM NUMBER: 171163747
BUSINESS ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE, SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: (214) 999-6082
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE, SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CROSSROADS SYSTEMS INC
CENTRAL INDEX KEY: 0001093207
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 742846643
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 11000 NORTH MOPAC EXPRESSWAY
CITY: AUSTIN
STATE: TX
ZIP: 78759
BUSINESS PHONE: 5123490300
MAIL ADDRESS:
STREET 1: 11000 NORTH MOPAC EXPRESSWAY
STREET 2: .
CITY: AUSTIN
STATE: TX
ZIP: 78759
3
1
tv478090_3.xml
OWNERSHIP DOCUMENT
X0206
3
2017-10-03
0
0001093207
CROSSROADS SYSTEMS INC
CRSS
0001720757
210/CRDS Investment LLC
8214 WESTCHESTER DRIVE, SUITE 950
DALLAS
TX
75225
0
0
1
1
See Explanation of Responses
0001694780
210 Capital, LLC
8214 WESTCHESTER DRIVE
SUITE 950
DALLAS
TX
75225
0
0
0
1
See Explanation of Responses
Common Stock
1492285
D
This Form 3 is being filed by (a) 210/CRDS Investment LLC ("210/CRDS") in its capacity as a direct holder of 1,492,285 shares of common stock of the Issuer and (b) 210 Capital, LLC ("210 Capital") in its capacity as the sole member of 210/CRDS (collectively, the "Reporting Persons"). 210 Capital disclaims beneficial ownership of these shares of the Issuer's common stock except to the extent of its pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that 210 Capital is a beneficial owner of these shares of the Issuer's common stock for purposes of Section 16 or for any other purpose.
The Reporting Persons may be deemed to be members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of common stock. A statement on Schedule 13D was initially jointly filed on October 24, 2017 by the Reporting Persons and other persons with respect to the shares of the Issuer's common stock reported on this Form 3.
210/CRDS INVESTMENT LLC, By: 210 Capital, LLC, its Sole Member, By: Covenant RHA Partners, L.P., its Member, By: /s/ Robert H. Alpert, its Authorized Signatory; By: CCW/LAW Holdings, LLC, its Member, By: /s/ C. Clark Webb, its Authorized Signatory
2017-10-30
210 CAPITAL, LLC, By: Covenant RHA Partners, L.P., its Member, By: /s/ Robert H. Alpert, its Authorized Signatory; By: CCW/LAW Holdings, LLC, its Member, By: /s/ C. Clark Webb, its Authorized Signatory
2017-10-30