0001144204-17-053907.txt : 20171024 0001144204-17-053907.hdr.sgml : 20171024 20171024175638 ACCESSION NUMBER: 0001144204-17-053907 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171003 FILED AS OF DATE: 20171024 DATE AS OF CHANGE: 20171024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Webb C Clark CENTRAL INDEX KEY: 0001694507 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15331 FILM NUMBER: 171151745 MAIL ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE STREET 2: SUITE 950 CITY: DALLAS STATE: TX ZIP: 75225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CROSSROADS SYSTEMS INC CENTRAL INDEX KEY: 0001093207 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 742846643 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11000 NORTH MOPAC EXPRESSWAY CITY: AUSTIN STATE: TX ZIP: 78759 BUSINESS PHONE: 5123490300 MAIL ADDRESS: STREET 1: 11000 NORTH MOPAC EXPRESSWAY STREET 2: . CITY: AUSTIN STATE: TX ZIP: 78759 3 1 tv477662_3.xml OWNERSHIP DOCUMENT X0206 3 2017-10-03 0 0001093207 CROSSROADS SYSTEMS INC CRSS 0001694507 Webb C Clark 8214 WESTCHESTER DRIVE SUITE 950 DALLAS TX 75225 1 0 0 1 See Explanation of Responses Common Stock 1492285 I By 210/CRDS Investment LLC This Form 3 is being filed by the reporting person in his capacity as a director of the Issuer and in his capacity as an indirect holder of 1,492,285 shares of common stock of the Issuer. The Reporting Person is the sole member of CCW/LAW Holdings, LLC, which is a member of 210 Capital, LLC ("210 Capital"). 210 Capital is the sole member of 210/CRDS Investment LLC, which is a direct holder of 1,492,285 shares of common stock of the Issuer. The Reporting Person disclaims beneficial ownership of these shares of the Issuer's common stock except to the extent of his pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that such person is a beneficial owner of these shares of the Issuer's common stock for purposes of Section 16 or for any other purpose. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of common stock. A statement on Schedule 13D was initially jointly filed on October 24, 2017 by the Reporting Person and other persons with respect to the shares of the Issuer's common stock reported on this Form 3. /s/ C. Clark Webb 2017-10-24