0001144204-17-047997.txt : 20170914 0001144204-17-047997.hdr.sgml : 20170914 20170914140843 ACCESSION NUMBER: 0001144204-17-047997 CONFORMED SUBMISSION TYPE: 15-12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170914 DATE AS OF CHANGE: 20170914 EFFECTIVENESS DATE: 20170914 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CROSSROADS SYSTEMS INC CENTRAL INDEX KEY: 0001093207 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 742846643 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 15-12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-15331 FILM NUMBER: 171085353 BUSINESS ADDRESS: STREET 1: 11000 NORTH MOPAC EXPRESSWAY CITY: AUSTIN STATE: TX ZIP: 78759 BUSINESS PHONE: 5123490300 MAIL ADDRESS: STREET 1: 11000 NORTH MOPAC EXPRESSWAY STREET 2: . CITY: AUSTIN STATE: TX ZIP: 78759 15-12B 1 v475178_15-12b.htm FORM 15

 

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 15

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.

 

Commission File Number 001-15331

 

CROSSROADS SYSTEMS, INC.

(Exact name of registrant as specified in its charter)

 

11000 North Mopac Expressway #150

Austin, Texas 78759

(512) 349-0300

(Address, including zip code, and telephone number, including area code, of
registrant’s principal executive offices)

 

Common Stock, par value $0.001 per share

(Title of each class of securities covered by this Form)

 

None

(Titles of all other classes of securities for which a duty to file reports
under section 13(a) or 15(d) remains)

 

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

 

  Rule 12g-4(a)(1)  x  
  Rule 12g-4(a)(2)  ¨  
  Rule 12h-3(b)(1)(i)  x  
  Rule 12h-3(b)(1)(ii)  ¨  
  Rule 15d-6  ¨  
  Rule 15d-22(b)  ¨  

 

Approximate number of holders of record as of the certification or notice date: 139

 

Pursuant to the requirements of the Securities Exchange Act of 1934, Crossroads Systems, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

 

  CROSSROADS SYSTEMS, INC.
     
Date:  September 14, 2017 By: /s/ Richard K. Coleman, Jr.
Name: Richard K. Coleman, Jr.
  Title: Executive Director