0001144204-17-040657.txt : 20170804
0001144204-17-040657.hdr.sgml : 20170804
20170804184733
ACCESSION NUMBER: 0001144204-17-040657
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170731
FILED AS OF DATE: 20170804
DATE AS OF CHANGE: 20170804
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Crane Jennifer
CENTRAL INDEX KEY: 0001315692
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15331
FILM NUMBER: 171009749
MAIL ADDRESS:
STREET 1: 11000 N. MOPAC EXPRESSWAY
CITY: AUSTIN
STATE: TX
ZIP: 78759
FORMER NAME:
FORMER CONFORMED NAME: Ray Jennifer
DATE OF NAME CHANGE: 20050127
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CROSSROADS SYSTEMS INC
CENTRAL INDEX KEY: 0001093207
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 742846643
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 11000 NORTH MOPAC EXPRESSWAY
CITY: AUSTIN
STATE: TX
ZIP: 78759
BUSINESS PHONE: 5123490300
MAIL ADDRESS:
STREET 1: 11000 NORTH MOPAC EXPRESSWAY
STREET 2: .
CITY: AUSTIN
STATE: TX
ZIP: 78759
4
1
v472501_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-07-31
0
0001093207
CROSSROADS SYSTEMS INC
CRDS
0001315692
Crane Jennifer
11000 N. MOPAC EXPRESSWAY
AUSTIN
TX
78759
0
1
0
0
Chief Financial Officer
Option (right to buy)
2.81
2017-07-31
4
D
0
37500
D
2027-04-01
Common Stock
37500
0
D
Option (right to buy)
5.9
2017-07-31
4
D
0
7000
D
2017-06-06
2026-06-06
Common Stock
7000
0
D
Option (right to buy)
26.8
2017-07-31
4
D
0
3000
D
2025-09-17
Common Stock
3000
0
D
Option (right to buy)
45.5906
2017-07-31
4
D
0
3005
D
2024-01-17
Common Stock
3005
0
D
Option (right to buy)
45.757
2017-07-31
4
D
0
601
D
2024-10-01
Common Stock
601
0
D
Option (right to buy)
79.0349
2017-07-31
4
D
0
751
D
2015-10-17
2021-10-17
Common Stock
751
0
D
Option (right to buy)
25.9567
2017-07-31
4
D
0
376
D
2012-08-25
2020-08-25
Common Stock
376
0
D
Option (right to buy)
25.9567
2017-07-31
4
D
0
376
D
2014-08-25
2020-08-25
Common Stock
376
0
D
Common Stock Warrant (right to buy)
40
2017-07-31
4
D
0
43
D
2013-09-28
2018-03-28
Common Stock
43
0
D
The option vests in full on April 1, 2018.
These securities were canceled by mutual agreement of the Reporting Person and the Issuer in connection with the Reporting Person's amended retention and severance agreement with the Issuer, dated as of July 31, 2017.
The option vests over a two year period until fully vested on September 17, 2017.
The option vests quarterly over a four year period until fully vested on January 17, 2018.
The option vests quarterly over a four year period until fully vested on October 1, 2018.
/s/ Jennifer Crane
2017-08-04