0001144204-14-059281.txt : 20141002 0001144204-14-059281.hdr.sgml : 20141002 20141002162154 ACCESSION NUMBER: 0001144204-14-059281 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141001 FILED AS OF DATE: 20141002 DATE AS OF CHANGE: 20141002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CROSSROADS SYSTEMS INC CENTRAL INDEX KEY: 0001093207 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 742846643 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11000 NORTH MOPAC EXPRESSWAY CITY: AUSTIN STATE: TX ZIP: 78759 BUSINESS PHONE: 5123490300 MAIL ADDRESS: STREET 1: 11000 NORTH MOPAC EXPRESSWAY STREET 2: . CITY: AUSTIN STATE: TX ZIP: 78759 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crane Jennifer CENTRAL INDEX KEY: 0001315692 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15331 FILM NUMBER: 141136689 MAIL ADDRESS: STREET 1: 11000 N. MOPAC EXPRESSWAY CITY: AUSTIN STATE: TX ZIP: 78759 FORMER NAME: FORMER CONFORMED NAME: Ray Jennifer DATE OF NAME CHANGE: 20050127 4 1 v390623_4.xml OWNERSHIP DOCUMENT X0306 4 2014-10-01 0 0001093207 CROSSROADS SYSTEMS INC CRDS 0001315692 Crane Jennifer 11000 NORTH MOPAC EXPRESSWAY AUSTIN TX 78759 0 1 0 0 CHIEF FINANCIAL OFFICER Option (Right to buy) 2.75 2014-10-01 4 A 0 10000 0 A 2024-10-01 Common Stock 10000 10000 D The Options vest over a four year period as follows: 2,500 Options on October 1, 2015, and 625 Options quarterly thereafter until all Options are fully vested on October 1, 2018. /s/ Jennifer Crane, Attorney-in-Fact 2014-10-02