Chief Compliance Officer

MA-A 0000109309 XXXXXXXX Marcletta Kerr 312-596-1644 mkerr@ziegler.com 12-31-2025 Y B. C. ZIEGLER AND COMPANY 61 Ziegler 39-0727640 867-02458 008-00094 61 61 WI National Futures Association 0476306 ONE NORTH WACKER DRIVE, SUITE 2000 CHICAGO IL 60606 312-263-0110 312-248-7050 Add 12345 University Avenue, Suite 301 Des Moines IA 50325 800-366-8899 312-263-5217 Add 998 Farmington Ave Suite 106A West Hartford CT 06107 212-284-5403 Delete 412-268-0854 Add 3125961597 Add 3125961596 N www.ziegler.com Marcletta R Kerr Chief Compliance Officer

One North Wacker Drive, Suite 2000 Chicago IL 60606

312-596-1644 312-248-7050 mkerr@ziegler.com Add Chicago Records Management, Inc. 3815 Carnation Street Franklin Park IL 60131 847-678-0002

An offsite storage location used typically for records that are three years or older that are no longer needed in the home or branch office. Ziegler Link-Age Management, LLC Y FINRA CRD 213513 WI Ziegler Link-Age Management II, LLC Y FINRA CRD 298833 WI Ziegler Link-Age Management III, LLC Y FINRA 319701 WI December WI 02-12-1920 N 128 5 5 0 0 0 Non-profit organizations 0 0 0 Not Applicable Hourly Charges Fixed Fees Not Applicable Advice Insurance Of MS Advice Guaranteed IC Advice Use Of MD Y Y Y N Broker-dealer municipal securities dealer or government securities broker or dealer Commodity trading advisor Accountant or accounting firm Lawyer or law firm 11 Add Broker-dealer municipal securities dealer or government securities broker or dealer Daniel Hermann Daniel Hermann Y Y N Amend Broker-dealer municipal securities dealer or government securities broker or dealer Commodity trading advisor Scott Determan Scott Determan Y Y N Add Broker-dealer municipal securities dealer or government securities broker or dealer John Hanley John Hanley Y Y N Add Broker-dealer municipal securities dealer or government securities broker or dealer Scott Winter Scott Winter Y Y N Add Broker-dealer municipal securities dealer or government securities broker or dealer Thomas Meyers Thomas Meyer Y Y N Add Broker-dealer municipal securities dealer or government securities broker or dealer Lawyer or law firm Angelique David Angelique David Y Y N Add Broker-dealer municipal securities dealer or government securities broker or dealer David Kolzow David Kolzow Y Y N Amend Broker-dealer municipal securities dealer or government securities broker or dealer Marcletta Kerr Marcletta Kerr Y Y N Add Broker-dealer municipal securities dealer or government securities broker or dealer Kevin Strom Kevin Strom Y Y N Add Broker-dealer municipal securities dealer or government securities broker or dealer Keith Robertson Keith Robertson Y Y N Delete Broker-dealer municipal securities dealer or government securities broker or dealer Brian Riordan Brian Riordan Y Y N Add Broker-dealer municipal securities dealer or government securities broker or dealer Accountant or accounting firm Ryan T Jefferson Ryan T Jefferson Y Y N Delete Broker-dealer municipal securities dealer or government securities broker or dealer Commodity trading advisor Craig Naish Craig Naish Y Y N N Y N Y N N N N N N Y N N N N N N N N Y N Y N N N N N N N Y N Y N N N Y N Y N N The Ziegler Companies, Inc. N 39-1448883 Parent Company 04-01-1971 E Y Daniel Joseph Hermann CEO & President 03-01-2018 B Y 1790977 Angelique Athiena David Executive Managing Director, COO & General Counsel 11-01-2010 NA Y 5445800 James Michael Bushman CCO & Director 09-01-2011 NA N 1248254 Kevin Louis Strom Executive Managing Director 01-01-2011 NA Y 1595516 Ryan T Jefferson CFO & Director 04-01-2022 NA Y 5844031 The Ziegler Companies, Inc. Peter Rittenhouse Kellogg Shareholder - common stock 12-01-2006 C Y 000000000 The Ziegler Companies, Inc. N 39-1448883 Parent Company 04-01-1971 E Y Daniel Joseph Hermann CEO & President 03-01-2018 B Y 1790977 Angelique Athiena David Executive Managing Director, COO & General Counsel 11-01-2010 NA Y 5445800 Delete James Michael Bushman CCO & Director 09-01-2011 NA N 1248254 Kevin Louis Strom Executive Managing Director 01-01-2011 NA Y 1595516 Ryan T Jefferson CFO & Director 04-01-2022 NA Y 5844031 NewAdd Marcletta R Kerr CCO 04-01-2025 NA N 7463114 The Ziegler Companies, Inc. Peter Rittenhouse Kellogg Shareholder - common stock 12-01-2006 C Y 000000000 9-E2 BC Ziegler and Company 61 1710210 9-E2 BC Ziegler and Company 61 1546323 9-E2 BC Ziegler and Company 61 1535242 9-C2 9-E4 BC Ziegler and Company 61 1282753 9-C2 9-C4 9-C5 BC Ziegler and Company 61 1787503 9-C2 9-C4 9-C5 BC Ziegler and Company 61 1728308 9-E2 BC Ziegler and Company 61 1942550 9-C2 BC Ziegler and Company 61 2103738 9-H1b BC Ziegler and Company 61 1320805 9-H2 B.C. Ziegler and Company 61 2313445 Marcletta Kerr Marcletta Kerr CCO 04-02-2026 N N Y N N N Y Y N N Y N Y N N N N N Y N N