-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CYilE8gntqqORpJ8xjJwI2OSuuBKg7y5+xovHqAC+C7SvmQJrZtjJJcbxYVbQ1QT 08O4EuFbeHVgWnBBsHnfZg== 0000919574-02-001353.txt : 20020813 0000919574-02-001353.hdr.sgml : 20020813 20020813120409 ACCESSION NUMBER: 0000919574-02-001353 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SLS MANAGEMENT LLC CENTRAL INDEX KEY: 0001093060 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05389 FILM NUMBER: 02728559 BUSINESS ADDRESS: STREET 1: 140 WEST 57TH STREET STE 7B CITY: NEW YORK STATE: NY BUSINESS PHONE: 2125741233 MAIL ADDRESS: STREET 1: 140 WEST 57TH STREET STE 7B CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 d343105_13-f.txt FOR QUARTER ENDED JUNE, 30, 2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended June 30, 2002 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: SLS Management, LLC Address: 140 West 57th Street, Suite 7B New York, New York 10019 13F File Number: 28-05389 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven Rohlfing Title: Controller Phone: (212) 537-3605 Signature, Place and Date of Signing: /s/ Steven Rohlfing New York, New York August 12, 2002 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 44 Form 13F Information Table Value Total: $406,101 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE June 30, 2002 MARKET INVESTMENT INVESTMENT OTHER VOTING VOTING SECURITY CUSIP VALUE SHARES DISCRETION DISCRETION MANAGERS AUTHORITY AUTHORITY SOLE SHARED SOLE SHARED Providian Financial Corp. 74406A102 44,406 7,552,000 6,175,454 1,376,546 NO 6,175,454 1,376,546 Bally Total Fitness Hldgs 05873K108 26,934 1,439,540 1,181,777 257,763 NO 1,181,777 257,763 Fleming Companies Inc 339130106 24,869 1,370,200 1,132,643 237,557 NO 1,132,643 237,557 Loews Corp 540424108 23,946 451,900 371,524 80,376 NO 371,524 80,376 Hewlett-Packard Co. 428236103 23,718 1,552,252 1,269,315 282,937 NO 1,269,315 282,937 Goldman Sachs Group 38141G104 22,979 313,276 261,695 51,581 NO 261,695 51,581 Davita Inc 23918K108 16,215 681,282 555,271 126,011 NO 555,271 126,011 Aetna Inc. 00817Y108 13,791 287,500 234,322 53,178 NO 234,322 53,178 White Mountains Ins. Grp. G9618E107 13,703 43,296 35,306 7,990 NO 35,306 7,990 Reebok International Ltd. 758110100 12,060 408,800 334,286 74,514 NO 334,286 74,514 ValueVision International Inc. 92047K107 11,939 657,777 542,038 115,739 NO 542,038 115,739 Prudendtial Financial Inc 744320102 11,392 341,500 279,253 62,247 NO 279,253 62,247 Jones Apparel Group Inc 480074103 10,875 290,000 236,361 53,639 NO 236,361 53,639 Federated Department Stores 31410H101 10,354 260,800 212,781 48,019 NO 212,781 48,019 Starwood Hotels & Resorts 85590A203 10,327 314,000 255,467 58,533 NO 255,467 58,533 Humana, Inc. 444859102 10,285 658,000 536,295 121,705 NO 536,295 121,705 Packaging Corp of America 695156109 9,796 492,500 401,764 90,736 NO 401,764 90,736 Multimedia Games Inc 625453105 9,422 432,000 353,257 78,743 NO 353,257 78,743 Capital One Financial 14040H105 9,158 150,000 122,038 27,962 NO 122,038 27,962 Grey Global Group Inc. 39787M108 8,134 11,788 9,640 2,148 NO 9,640 2,148 Chiquita Brands International 170032809 8,104 452,500 370,021 82,479 NO 370,021 82,479 Louisians Pacific Corp. 546347105 7,534 711,400 584,424 126,976 NO 584,424 126,976 Readers Digest Association 755267101 7,322 390,900 318,925 71,975 NO 318,925 71,975 Bear Sterns Companies 073902108 6,120 100,000 81,787 18,213 NO 81,787 18,213 Cablevision Systems Corp. 12686C109 5,134 542,700 443,779 98,921 NO 443,779 98,921 Lehman Brothers Holdings 524908100 4,877 78,000 60,772 17,228 NO 60,772 17,228 WR Grace and Co. 38388F108 4,386 1,461,856 1,195,395 266,461 NO 1,195,395 266,461 Abercrombie & Fitch Co. 002896207 3,377 140,000 114,482 25,518 NO 114,482 25,518 Encompass Services Corp. 29255U104 3,245 5,692,736 3,810,152 1,882,584 NO 3,810,152 1,882,584 JM Smucker Co 832696405 2,560 75,000 61,329 13,671 NO 61,329 13,671 Radio Unica Communications Corp 75040Q106 1,986 1,343,635 1,020,697 322,938 NO 1,020,697 322,938 Nextwave Telecom B 65332M103 1,902 1,001,200 816,931 184,269 NO 816,931 184,269 Liberty Media Corp 530718105 1,500 150,000 122,658 27,342 NO 122,658 27,342 Laser Mortgage Mgt., Inc. 51806D100 1,422 1,137,600 1,040,498 97,102 NO 1,040,498 97,102 Birmingham Steel Corp 091250100 597 1,614,300 1,367,954 246,346 NO 1,367,954 246,346 Dobson Communic'a' 256069105 251 291,568 238,422 53,146 NO 238,422 53,146 CSK Auto Corp 125965103 109 7,800 7,800 0 NO 7,800 0 Mpower Holding Corp 62473L101 20 800,000 657,682 142,318 NO 657,682 142,318 Telespectrum Worldwide 87951U109 8 1,489,500 1,251,409 238,091 NO 1,251,409 238,091 Providian Financial Corp. Call 1-03 Strike 5 74406A1AA 3,816 19,570 16,005 3,565 NO 16,005 3,565 Encompass Services Corp 10.5% Due 05-01-09 29255UAC8 11,523 19,500,000 16,564,000 2,936,000 NO 16,564,000 2,936,000 Providian Financial 4.0% Due 02-15-21 74406AAB8 3,000 10,000,000 8,484,000 1,516,000 NO 8,484,000 1,516,000 Worldcom Inc 8.25% Due 05-15-31 98157DAK2 2,205 14,000,000 11,824,931 2,175,069 NO 11,824,931 2,175,069 Worldcom Inc 8.00% Due 05-15-06 98157DAC0 800 5,000,000 4,227,931 772,069 NO 4,227,931 772,069 406,101
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