13F-HR 1 moody13f_june02.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: 6/28/02 CHECK HERE IF AMENDMENT ( ); AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONLY ONE.): ( ) IS A RESTATEMENT. ( ) ADDS NEW HOLDINGS ENTRIES INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT: NAME: Moody National Bank ADDRESS: Trust Operations P. O. Box 1139 Galveston, TX 77553 13F FILE NUMBER: 28-5127 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: Veronica Springer TITLE: Trust Operations Officer PHONE: (409)765-5561 SIGNATURE,PLACE,AND DATE OF SIGNING: Veronica Sprnger Galveston, TX 7/8/02 REPORT TYPE (CHECK ONLY ONE.): ( X) 13F HOLDINGS REPORT ( ) 13F NOTICE ( ) 13F COMBINATION REPORT LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 2 FORM 13F INFORMATION TABLE ENTRY TOTAL: 185 FORM 13F INFORMATION TABLE VALUE TOTAL: $1,100,151 LIST OF OTHER INCLUDED MANAGERS: No. FORM 13F FILE NUMBER NAME 1 28- MOODY BANCSHARES, INC. 2 28- MOODY BANK HOLDING COMPANY
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- A T & T CORP COMMON STOCK 001957109 247 23040 SH DEFINED 1,2 4978 0 18062 A T & T CORP COMMON STOCK 001957109 51 4780 SH OTHER 4780 0 0 ACACIA RESEARCH CORP COMMON STOCK 003881109 75 10500 SH DEFINED 1,2 0 0 10500 ALCOA INC COMMON STOCK 013817101 335 10100 SH DEFINED 1,2 2300 0 7800 ALCOA INC COMMON STOCK 013817101 60 1800 SH OTHER 1800 0 0 ALLEGHENY ENERGY INC COMMON STOCK 017361106 304 11800 SH DEFINED 1,2 2500 0 9300 ALLEGHENY ENERGY INC COMMON STOCK 017361106 39 1500 SH OTHER 1500 0 0 ALLERGAN INC COMMON STOCK 018490102 434 6500 SH DEFINED 1,2 1400 0 5100 ALLERGAN INC COMMON STOCK 018490102 113 1700 SH OTHER 1700 0 0 ALLTEL CORP COMMON STOCK 020039103 642 13652 SH DEFINED 1,2 4952 0 8700 ALLTEL CORP COMMON STOCK 020039103 122 2600 SH OTHER 2600 0 0 AMERICAN INTERNATIONAL GROUP I COMMON STOCK 026874107 1482 21720 SH DEFINED 1,2 5379 0 16341 AMERICAN INTERNATIONAL GROUP I COMMON STOCK 026874107 205 3000 SH OTHER 3000 0 0 AMERICAN NATIONAL INSURANCE CO COMMON STOCK 028591105 1035168 10749411 SH DEFINED 1,2 10749411 0 0 AMGEN INC COMMON STOCK 031162100 513 12250 SH DEFINED 1,2 1400 0 10850 AMGEN INC COMMON STOCK 031162100 88 2100 SH OTHER 2100 0 0 ANADARKO PETROLEUM CORPORATION COMMON STOCK 032511107 335 6785 SH DEFINED 1,2 2200 0 4585 ANADARKO PETROLEUM CORPORATION COMMON STOCK 032511107 15 308 SH OTHER 308 0 0 ANHEUSER-BUSCH COMPANIES INC COMMON STOCK 035229103 875 17500 SH DEFINED 1,2 4200 0 13300 ANHEUSER-BUSCH COMPANIES INC COMMON STOCK 035229103 250 5000 SH OTHER 5000 0 0 AT&T WIRELESS SERVICES COMMON STOCK 00209A106 51 8650 SH DEFINED 1,2 2000 0 6650 AT&T WIRELESS SERVICES COMMON STOCK 00209A106 16 2800 SH OTHER 2800 0 0 BANK OF AMERICA CORP COMMON STOCK 060505104 1877 26673 SH DEFINED 1,2 16808 0 9865 BANK OF AMERICA CORP COMMON STOCK 060505104 225 3200 SH OTHER 3200 0 0 BANK OF NEW YORK INC COMMON STOCK 064057102 222 6580 SH DEFINED 1,2 0 0 6580 BANTA CORP COMMON STOCK 066821109 585 16300 SH DEFINED 1,2 4800 0 11500 BANTA CORP COMMON STOCK 066821109 118 3300 SH OTHER 3300 0 0 BECKMAN COULTER INC COMMON STOCK 075811109 419 8400 SH DEFINED 1,2 1200 0 7200 BECKMAN COULTER INC COMMON STOCK 075811109 55 1100 SH OTHER 1100 0 0 BLACK & DECKER CORP COMMON STOCK 091797100 263 5450 SH DEFINED 1,2 1200 0 4250 BLACK & DECKER CORP COMMON STOCK 091797100 67 1400 SH OTHER 1400 0 0 BOEING CO COMMON STOCK 097023105 459 10200 SH DEFINED 1,2 1900 0 8300 BOEING CO COMMON STOCK 097023105 68 1500 SH OTHER 1500 0 0 BRISTOL MYERS SQUIBB COMPANY COMMON STOCK 110122108 411 16000 SH DEFINED 1,2 3300 0 12700 BRISTOL MYERS SQUIBB COMPANY COMMON STOCK 110122108 103 4000 SH OTHER 4000 0 0 BRUNSWICK CORP COMMON STOCK 117043109 308 11000 SH DEFINED 1,2 3200 0 7800 BRUNSWICK CORP COMMON STOCK 117043109 106 3800 SH OTHER 3800 0 0 BURLINGTON NORTHERN SANTA FE C COMMON STOCK 12189T104 236 7850 SH DEFINED 1,2 1600 0 6250 BURLINGTON NORTHERN SANTA FE C COMMON STOCK 12189T104 60 2000 SH OTHER 2000 0 0 CENTEX CORP COMMON STOCK 152312104 231 4000 SH DEFINED 1,2 800 0 3200 CENTEX CORP COMMON STOCK 152312104 58 1000 SH OTHER 1000 0 0 CHEVRONTEXACO CORP COMMON STOCK 166764100 1024 11571 SH DEFINED 1,2 4900 0 6671 CHEVRONTEXACO CORP COMMON STOCK 166764100 310 3500 SH OTHER 3500 0 0 CIGNA CORP COMMON STOCK 125509109 468 4800 SH DEFINED 1,2 800 0 4000 CIGNA CORP COMMON STOCK 125509109 127 1300 SH OTHER 1300 0 0 CISCO SYS INC COMMON STOCK 17275R102 586 42000 SH DEFINED 1,2 9200 0 32800 CISCO SYS INC COMMON STOCK 17275R102 142 10200 SH OTHER 10200 0 0 CITIGROUP INC COMMON STOCK 172967101 2045 52784 SH DEFINED 1,2 11302 0 41482 CITIGROUP INC COMMON STOCK 172967101 465 12000 SH OTHER 12000 0 0 COCA COLA COMPANY COMMON STOCK 191216100 633 11300 SH DEFINED 1,2 2200 0 9100 COCA COLA COMPANY COMMON STOCK 191216100 45 800 SH OTHER 800 0 0 COMCAST CORP COMMON STOCK 200300200 371 15550 SH DEFINED 1,2 2300 0 13250 COMCAST CORP COMMON STOCK 200300200 10 400 SH OTHER 400 0 0 CONAGRA FOODS INC COMMON STOCK 205887102 529 19150 SH DEFINED 1,2 5300 0 13850 CONAGRA FOODS INC COMMON STOCK 205887102 47 1700 SH OTHER 1700 0 0 CONGOLEUM CORP CL A COMMON STOCK 207195108 47 20000 SH DEFINED 1,2 0 0 20000 COUNTRYWIDE CR INDS INC COMMON STOCK 222372104 678 14050 SH DEFINED 1,2 2600 0 11450 COUNTRYWIDE CR INDS INC COMMON STOCK 222372104 140 2900 SH OTHER 2900 0 0 COX COMMUNICATIONS INC NEW COMMON STOCK 224044107 318 11550 SH DEFINED 1,2 2300 0 9250 COX COMMUNICATIONS INC NEW COMMON STOCK 224044107 6 200 SH OTHER 200 0 0 DTE ENERGY COMPANY COMMON STOCK 233331107 650 14550 SH DEFINED 1,2 3100 0 11450 DTE ENERGY COMPANY COMMON STOCK 233331107 125 2800 SH OTHER 2800 0 0 DU PONT E I NEMOURS & CO COMMON STOCK 263534109 437 9850 SH DEFINED 1,2 5900 0 3950 DU PONT E I NEMOURS & CO COMMON STOCK 263534109 31 700 SH OTHER 700 0 0 E M C CORP MASS COMMON STOCK 268648102 377 49930 SH DEFINED 1,2 7000 0 42930 E M C CORP MASS COMMON STOCK 268648102 15 2000 SH OTHER 2000 0 0 EASTMAN CHEMICAL CO COMMON STOCK 277432100 195 4150 SH DEFINED 1,2 1000 0 3150 EASTMAN CHEMICAL CO COMMON STOCK 277432100 14 300 SH OTHER 300 0 0 EMERSON ELECTRIC COMPANY COMMON STOCK 291011104 455 8500 SH DEFINED 1,2 1800 0 6700 EMERSON ELECTRIC COMPANY COMMON STOCK 291011104 107 2000 SH OTHER 2000 0 0 EXXON MOBIL CORP COMMON STOCK 30231G102 908 22198 SH DEFINED 1,2 16400 0 5798 EXXON MOBIL CORP COMMON STOCK 30231G102 82 2000 SH OTHER 2000 0 0 FEDERATED DEPT STORES INC DEL COMMON STOCK 31410H101 397 10000 SH DEFINED 1,2 2000 0 8000 FEDERATED DEPT STORES INC DEL COMMON STOCK 31410H101 99 2500 SH OTHER 2500 0 0 FLANDERS CORP COMMON STOCK 338494107 46 23300 SH DEFINED 1,2 0 0 23300 FORD MOTOR CO DEL COMMON STOCK 345370860 425 26554 SH DEFINED 1,2 10038 0 16516 FORD MOTOR CO DEL COMMON STOCK 345370860 56 3496 SH OTHER 3496 0 0 FOREST LABS INC COMMON STOCK 345838106 212 3000 SH DEFINED 1,2 0 0 3000 FORGENT NETWORKS INC COMMON STOCK 34629U103 123 24500 SH DEFINED 1,2 0 0 24500 GENERAL ELECTRIC CO COMMON STOCK 369604103 1854 63815 SH DEFINED 1,2 30600 0 33215 GENERAL ELECTRIC CO COMMON STOCK 369604103 264 9100 SH OTHER 9100 0 0 GENERAL MOTORS CORP COMMON STOCK 370442105 371 6950 SH DEFINED 1,2 1200 0 5750 GENERAL MOTORS CORP COMMON STOCK 370442105 107 2000 SH OTHER 2000 0 0 GILLETTE COMPANY COMMON STOCK 375766102 450 13300 SH DEFINED 1,2 7100 0 6200 GILLETTE COMPANY COMMON STOCK 375766102 24 700 SH OTHER 700 0 0 GLOBALSANTEFE CORP COMMON STOCK G3930E101 165 6050 SH DEFINED 1,2 1196 0 4854 GLOBALSANTEFE CORP COMMON STOCK G3930E101 40 1463 SH OTHER 1463 0 0 GOODRICH CORP. COMMON STOCK 382388106 278 10178 SH DEFINED 1,2 2800 0 7378 GOODRICH CORP. COMMON STOCK 382388106 41 1512 SH OTHER 1512 0 0 HEINZ H J CO COMMON STOCK 423074103 242 5900 SH DEFINED 1,2 1400 0 4500 HEINZ H J CO COMMON STOCK 423074103 16 400 SH OTHER 400 0 0 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 363 10300 SH DEFINED 1,2 1700 0 8600 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 60 1700 SH OTHER 1700 0 0 INTEL CORPORATION COMMON STOCK 458140100 900 49250 SH DEFINED 1,2 11900 0 37350 INTEL CORPORATION COMMON STOCK 458140100 263 14400 SH OTHER 14400 0 0 INTERNATIONAL BUSINESS MACHINE COMMON STOCK 459200101 853 11850 SH DEFINED 1,2 2000 0 9850 JOHNSON & JOHNSON COMMON STOCK 478160104 975 18650 SH DEFINED 1,2 3000 0 15650 JOHNSON & JOHNSON COMMON STOCK 478160104 157 3000 SH OTHER 3000 0 0 JP MORGAN CHASE & CO COMMON STOCK 46625H100 857 25280 SH DEFINED 1,2 3260 0 22020 JP MORGAN CHASE & CO COMMON STOCK 46625H100 176 5180 SH OTHER 5180 0 0 KIMBERLY CLARK CORP COM COMMON STOCK 494368103 257 4150 SH DEFINED 1,2 1000 0 3150 KIMBERLY CLARK CORP COM COMMON STOCK 494368103 19 300 SH OTHER 300 0 0 KROGER CO COMMON STOCK 501044101 246 12350 SH DEFINED 1,2 3100 0 9250 KROGER CO COMMON STOCK 501044101 22 1100 SH OTHER 1100 0 0 LANCER CORP TEX COMMON STOCK 514614106 70 11500 SH DEFINED 1,2 0 0 11500 LOWES COS INC COMMON STOCK 548661107 325 7150 SH DEFINED 1,2 1400 0 5750 LOWES COS INC COMMON STOCK 548661107 73 1600 SH OTHER 1600 0 0 MERCK & CO INC COMMON STOCK 589331107 679 13400 SH DEFINED 1,2 2500 0 10900 MERCK & CO INC COMMON STOCK 589331107 152 3000 SH OTHER 3000 0 0 MICROSOFT CORP COMMON STOCK 594918104 1403 25650 SH DEFINED 1,2 6400 0 19250 MICROSOFT CORP COMMON STOCK 594918104 372 6800 SH OTHER 6800 0 0 MORGAN STANLEY COMMON STOCK 617446448 640 14850 SH DEFINED 1,2 2800 0 12050 MORGAN STANLEY COMMON STOCK 617446448 241 5600 SH OTHER 4400 0 1200 NETWORK APPLIANCE INC COMMON STOCK 64120L104 132 10600 SH DEFINED 1,2 1500 0 9100 NETWORK APPLIANCE INC COMMON STOCK 64120L104 12 1000 SH OTHER 1000 0 0 ORACLE CORPORATION COMMON STOCK 68389X105 159 16800 SH DEFINED 1,2 1200 0 15600 ORACLE CORPORATION COMMON STOCK 68389X105 23 2400 SH OTHER 2400 0 0 PACTIV CORP COMMON STOCK 695257105 325 13650 SH DEFINED 1,2 2400 0 11250 PACTIV CORP COMMON STOCK 695257105 71 3000 SH OTHER 3000 0 0 PENNEY J C INC COMMON STOCK 708160106 327 14850 SH DEFINED 1,2 3100 0 11750 PENNEY J C INC COMMON STOCK 708160106 29 1300 SH OTHER 1300 0 0 PEPSICO INC COMMON STOCK 713448108 463 9600 SH DEFINED 1,2 5400 0 4200 PEPSICO INC COMMON STOCK 713448108 19 400 SH OTHER 400 0 0 PFIZER INC COMMON STOCK 717081103 2323 66370 SH DEFINED 1,2 34200 0 32170 PFIZER INC COMMON STOCK 717081103 245 7000 SH OTHER 7000 0 0 PIZZA INN INC NEW COMMON STOCK 725848105 26 20000 SH DEFINED 1,2 0 0 20000 PNC FINANCIAL SERVICES GROUP COMMON STOCK 693475105 622 11900 SH DEFINED 1,2 2300 0 9600 PNC FINANCIAL SERVICES GROUP COMMON STOCK 693475105 115 2200 SH OTHER 2200 0 0 PROCTER & GAMBLE CO COMMON STOCK 742718109 1786 20000 SH DEFINED 1,2 4600 0 15400 PROCTER & GAMBLE CO COMMON STOCK 742718109 447 5000 SH OTHER 5000 0 0 PRUDENTIAL FINL INC COMMON STOCK 744320102 472 14150 SH DEFINED 1,2 2900 0 11250 PRUDENTIAL FINL INC COMMON STOCK 744320102 93 2800 SH OTHER 2800 0 0 QWEST COMMUNICATIONS INTL INC COMMON STOCK 749121109 44 15716 SH DEFINED 1,2 4952 0 10764 QWEST COMMUNICATIONS INTL INC COMMON STOCK 749121109 11 3908 SH OTHER 3908 0 0 SAFEWAY INC COMMON STOCK 786514208 356 12200 SH DEFINED 1,2 2800 0 9400 SAFEWAY INC COMMON STOCK 786514208 105 3600 SH OTHER 3600 0 0 SBC COMMUNICATIONS INC COMMON STOCK 78387G103 482 15800 SH DEFINED 1,2 13600 0 2200 SBC COMMUNICATIONS INC COMMON STOCK 78387G103 214 7000 SH OTHER 7000 0 0 SCHERING PLOUGH CORPORATION COMMON STOCK 806605101 590 24000 SH DEFINED 1,2 4300 0 19700 SCHERING PLOUGH CORPORATION COMMON STOCK 806605101 148 6000 SH OTHER 6000 0 0 SCHLUMBERGER LTD COMMON STOCK 806857108 489 10510 SH DEFINED 1,2 1900 0 8610 SCHLUMBERGER LTD COMMON STOCK 806857108 93 2000 SH OTHER 2000 0 0 SENSIENT TECHNOLOGIES CORP COMMON STOCK 81725T100 427 18750 SH DEFINED 1,2 3600 0 15150 SENSIENT TECHNOLOGIES CORP COMMON STOCK 81725T100 73 3200 SH OTHER 3200 0 0 SOUTHWEST AIRLINES CO COMMON STOCK 844741108 176 10900 SH DEFINED 1,2 0 0 10900 SUCCESSORIES INC COMMON STOCK 864591102 74 86600 SH DEFINED 1,2 0 0 86600 SUN MICROSYSTEMS INC COMMON STOCK 866810104 289 57760 SH DEFINED 1,2 2000 0 55760 SUN MICROSYSTEMS INC COMMON STOCK 866810104 110 22000 SH OTHER 22000 0 0 TENET HEALTHCARE CORP COMMON STOCK 88033G100 609 8515 SH DEFINED 1,2 800 0 7715 TENET HEALTHCARE CORP COMMON STOCK 88033G100 29 400 SH OTHER 400 0 0 TIDEWATER INC COMMON STOCK 886423102 211 6400 SH DEFINED 1,2 1600 0 4800 TIDEWATER INC COMMON STOCK 886423102 40 1200 SH OTHER 1200 0 0 UNOCAL CORP COMMON STOCK 915289102 489 13250 SH DEFINED 1,2 2300 0 10950 UNOCAL CORP COMMON STOCK 915289102 81 2200 SH OTHER 2200 0 0 US BANCORP COMMON STOCK 902973304 571 24450 SH DEFINED 1,2 4800 0 19650 US BANCORP COMMON STOCK 902973304 112 4807 SH OTHER 4807 0 0 USFREIGHTWAYS CORP COMMON STOCK 916906100 352 9300 SH DEFINED 1,2 2100 0 7200 USFREIGHTWAYS CORP COMMON STOCK 916906100 72 1900 SH OTHER 1900 0 0 VERITAS SOFTWARE CORP COMMON STOCK 923436109 499 25200 SH DEFINED 1,2 5900 0 19300 VERITAS SOFTWARE CORP COMMON STOCK 923436109 148 7500 SH OTHER 7500 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 701 17465 SH DEFINED 1,2 6264 0 11201 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 78 1952 SH OTHER 1952 0 0 VIACOM INC COMMON STOCK 925524308 430 9700 SH DEFINED 1,2 1900 0 7800 VIACOM INC COMMON STOCK 925524308 84 1900 SH OTHER 1900 0 0 VIGNETTE CORP COMMON STOCK 926734104 35 18000 SH DEFINED 1,2 0 0 18000 WAL MART STORES INC COMMON STOCK 931142103 1653 30050 SH DEFINED 1,2 6100 0 23950 WAL MART STORES INC COMMON STOCK 931142103 440 8000 SH OTHER 8000 0 0 WATSON PHARMACEUTICALS INC COMMON STOCK 942683103 298 11800 SH DEFINED 1,2 1300 0 10500 WATSON PHARMACEUTICALS INC COMMON STOCK 942683103 38 1500 SH OTHER 1500 0 0 WELLS FARGO & CO NEW COMMON STOCK 949746101 1272 25400 SH DEFINED 1,2 5000 0 20400 WELLS FARGO & CO NEW COMMON STOCK 949746101 421 8400 SH OTHER 8400 0 0 WEYERHAEUSER CO. COMMON STOCK 962166104 342 5350 SH DEFINED 1,2 1900 0 3450 WEYERHAEUSER CO. COMMON STOCK 962166104 38 600 SH OTHER 600 0 0 WYETH COMMON STOCK 983024100 556 10850 SH DEFINED 1,2 6000 0 4850 WYETH COMMON STOCK 983024100 20 400 SH OTHER 400 0 0 3M CO COMMON STOCK 88579Y101 732 5950 SH DEFINED 1,2 1000 0 4950 3M CO COMMON STOCK 88579Y101 123 1000 SH OTHER 1000 0 0 BP P.L.C. SPNSD ADR COMMON STOCK 055622104 1689 33450 SH DEFINED 1,2 16040 0 17410 BP P.L.C. SPNSD ADR COMMON STOCK 055622104 2586 51214 SH OTHER 51214 0 0 DAIMLERCHRYSLER AG COMMON STOCK D1668R123 223 4621 SH DEFINED 1,2 1100 0 3521 DAIMLERCHRYSLER AG COMMON STOCK D1668R123 58 1200 SH OTHER 1200 0 0 ERICSSON L M TEL CO COMMON STOCK 294821400 26 18400 SH DEFINED 1,2 0 0 18400 MITSUBISHI TOKYO FINL-ADR COMMON STOCK 606816106 73 10800 SH DEFINED 1,2 0 0 10800 ROYAL DUTCH PETE CO COMMON STOCK 780257804 437 7900 SH DEFINED 1,2 0 0 7900 TOYOTA MTR CORP COMMON STOCK 892331307 228 4300 SH DEFINED 1,2 0 0 4300