0001209191-22-043031.txt : 20220722 0001209191-22-043031.hdr.sgml : 20220722 20220722175554 ACCESSION NUMBER: 0001209191-22-043031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200824 FILED AS OF DATE: 20220722 DATE AS OF CHANGE: 20220722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cupero Susan Jean CENTRAL INDEX KEY: 0001816396 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31552 FILM NUMBER: 221100699 MAIL ADDRESS: STREET 1: 2100 ROOSEVELT AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH & WESSON BRANDS, INC. CENTRAL INDEX KEY: 0001092796 STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480] IRS NUMBER: 870543688 STATE OF INCORPORATION: NV FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 2100 ROOSEVELT AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01104 BUSINESS PHONE: 844-363-5386 MAIL ADDRESS: STREET 1: 2100 ROOSEVELT AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01104 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN OUTDOOR BRANDS CORP DATE OF NAME CHANGE: 20170118 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN OUTDOOR BRANDS CORPORATON DATE OF NAME CHANGE: 20170103 FORMER COMPANY: FORMER CONFORMED NAME: SMITH & WESSON HOLDING CORP DATE OF NAME CHANGE: 20020315 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-08-24 0 0001092796 SMITH & WESSON BRANDS, INC. SWBI 0001816396 Cupero Susan Jean 2100 ROOSEVELT AVENUE SPRINGFIELD MA 01104 0 1 0 0 See Remarks Common Stock 2020-08-24 4 J 0 2152 0.00 A 38150 D Common Stock 1354 I By Son In connection with the issuer's spin-off of its outdoor products and accessories business (the "Spin-Off"), the issuer granted to the reporting person additional restricted stock units so that the reporting person's currently outstanding restricted stock unit grants continue to have the same intrinsic value immediately following the consummation of the Spin-Off as the intrinsic value of such grants immediately prior to the consummation of the Spin-Off (each, and "Adjusted Award"). Pursuant to an employee matters agreement entered into by the issuer in connection with the Spin-Off, each Adjusted Award shall be subject to the same vesting requirements and dates and other terms and conditions as the original grants to which they relate. Includes (i) 125 shares underlying an Adjusted Award that will vest and be delivered in accordance with the terms of the original June 15, 2017 grant, (ii) 255 shares underlying an Adjusted Award that will vest and be delivered in accordance with the terms of the original June 15, 2018 grant, (iii) 384 shares underlying an Adjusted Award that will vest and be delivered in accordance with the terms of the original June 15, 2019 grant, and (iv) 1,388 shares underlying an Adjusted Award that will vest and be delivered in accordance with the terms of the original March 15, 2020 grant. The shares are held by the reporting person's son. The reporting person is Vice President, Sales. /s/ Deana L. McPherson, as attorney-in-fact 2022-07-22