0001209191-21-030028.txt : 20210504
0001209191-21-030028.hdr.sgml : 20210504
20210504181333
ACCESSION NUMBER: 0001209191-21-030028
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210501
FILED AS OF DATE: 20210504
DATE AS OF CHANGE: 20210504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McPherson Deana L
CENTRAL INDEX KEY: 0001505810
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31552
FILM NUMBER: 21890289
MAIL ADDRESS:
STREET 1: 2100 ROOSEVELT AVENUE
CITY: SPRINGFIELD
STATE: MA
ZIP: 01104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH & WESSON BRANDS, INC.
CENTRAL INDEX KEY: 0001092796
STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480]
IRS NUMBER: 870543688
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 2100 ROOSEVELT AVENUE
CITY: SPRINGFIELD
STATE: MA
ZIP: 01104
BUSINESS PHONE: 844-363-5386
MAIL ADDRESS:
STREET 1: 2100 ROOSEVELT AVENUE
CITY: SPRINGFIELD
STATE: MA
ZIP: 01104
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN OUTDOOR BRANDS CORP
DATE OF NAME CHANGE: 20170118
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN OUTDOOR BRANDS CORPORATON
DATE OF NAME CHANGE: 20170103
FORMER COMPANY:
FORMER CONFORMED NAME: SMITH & WESSON HOLDING CORP
DATE OF NAME CHANGE: 20020315
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-05-01
0
0001092796
SMITH & WESSON BRANDS, INC.
SWBI
0001505810
McPherson Deana L
2100 ROOSEVELT AVENUE
SPRINGFIELD
MA
01104
0
1
0
0
See Remarks
Common Stock
2021-05-01
4
F
0
129
17.40
D
62245
D
Common Stock
2021-05-03
4
A
0
8570
0.00
A
70815
D
Performance Rights
2021-05-03
4
A
0
25708
0.00
A
2024-05-03
Common Stock
25708
25708
D
Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.
Includes 133 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2021.
One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.
Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on June 30, 2024. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.
The reporting person is Executive Vice President, Chief Financial Officer, Treasurer, and Assistant Secretary.
/s/ Robert J. Cicero, as attorney-in-fact
2021-05-04