0001209191-20-056696.txt : 20201103
0001209191-20-056696.hdr.sgml : 20201103
20201103171637
ACCESSION NUMBER: 0001209191-20-056696
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201102
FILED AS OF DATE: 20201103
DATE AS OF CHANGE: 20201103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Golden Michael F
CENTRAL INDEX KEY: 0001309339
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31552
FILM NUMBER: 201284413
MAIL ADDRESS:
STREET 1: 2100 ROOSEVELT AVENUE
CITY: SPRINGFIELD
STATE: MA
ZIP: 01104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH & WESSON BRANDS, INC.
CENTRAL INDEX KEY: 0001092796
STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480]
IRS NUMBER: 870543688
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 2100 ROOSEVELT AVENUE
CITY: SPRINGFIELD
STATE: MA
ZIP: 01104
BUSINESS PHONE: 844-363-5386
MAIL ADDRESS:
STREET 1: 2100 ROOSEVELT AVENUE
CITY: SPRINGFIELD
STATE: MA
ZIP: 01104
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN OUTDOOR BRANDS CORP
DATE OF NAME CHANGE: 20170118
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN OUTDOOR BRANDS CORPORATON
DATE OF NAME CHANGE: 20170103
FORMER COMPANY:
FORMER CONFORMED NAME: SMITH & WESSON HOLDING CORP
DATE OF NAME CHANGE: 20020315
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-11-02
0
0001092796
SMITH & WESSON BRANDS, INC.
SWBI
0001309339
Golden Michael F
2100 ROOSEVELT AVENUE
SPRINGFIELD
MA
01104
1
0
0
0
Common Stock
2020-11-02
4
M
0
10000
2.15
A
284001
D
Common Stock
2020-11-02
4
S
0
7756
17.0755
D
276245
D
Common Stock
2020-11-02
4
S
0
2244
17.7058
D
274001
D
Director Stock Option (Right to Buy)
2.15
2020-11-02
4
M
0
10000
0.00
D
2021-09-26
Common Stock
10000
0
D
In connection with the August 24, 2020 distribution of all of the shares of American Outdoor Brands, Inc. common stock owned by Smith & Wesson Brands, Inc. (the "Company") to the stockholders of the Company (the "Distribution"), the exercise price of the options was adjusted from $2.65 to $2.15 to maintain, immediately following the consummation of the Distribution, the intrinsic value of the award immediately prior to the consummation of the Distribution.
The shares were sold pursuant to a 10b5-1 Trading Plan dated September 11, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.56 to $17.55, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.65 to $17.76, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
1/12 of the total number of options granted vested and became exercisable each month following the date of grant.
/s/ Robert J. Cicero, as attorney-in-fact
2020-11-03