0001209191-20-039329.txt : 20200629
0001209191-20-039329.hdr.sgml : 20200629
20200629205311
ACCESSION NUMBER: 0001209191-20-039329
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200623
FILED AS OF DATE: 20200629
DATE AS OF CHANGE: 20200629
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cupero Susan Jean
CENTRAL INDEX KEY: 0001816396
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31552
FILM NUMBER: 20999696
MAIL ADDRESS:
STREET 1: 2100 ROOSEVELT AVENUE
CITY: SPRINGFIELD
STATE: MA
ZIP: 01104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH & WESSON BRANDS, INC.
CENTRAL INDEX KEY: 0001092796
STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480]
IRS NUMBER: 870543688
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 2100 ROOSEVELT AVENUE
CITY: SPRINGFIELD
STATE: MA
ZIP: 01104
BUSINESS PHONE: 844-363-5386
MAIL ADDRESS:
STREET 1: 2100 ROOSEVELT AVENUE
CITY: SPRINGFIELD
STATE: MA
ZIP: 01104
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN OUTDOOR BRANDS CORP
DATE OF NAME CHANGE: 20170118
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN OUTDOOR BRANDS CORPORATON
DATE OF NAME CHANGE: 20170103
FORMER COMPANY:
FORMER CONFORMED NAME: SMITH & WESSON HOLDING CORP
DATE OF NAME CHANGE: 20020315
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2020-06-23
0
0001092796
SMITH & WESSON BRANDS, INC.
SWBI
0001816396
Cupero Susan Jean
2100 ROOSEVELT AVENUE
SPRINGFIELD
MA
01104
0
1
0
0
See Remarks
Common Stock
17251
D
Common Stock
1727
I
By Son
Includes (i) 2,272 shares underlying restricted stock units ("RSUs"), 25% of which vested or shall vest on each of the first, second, third, and fourth anniversaries of the June 15, 2017 date of grant; (ii) 2,306 shares underlying RSUs, 25% of which vested or shall vest on each of the first, second, third, and fourth anniversaries of the June 15, 2018 date of grant; (iii) 2,306 shares underlying RSUs, 25% of which vested or shall vest on each of the first, second, third, and fourth anniversaries of the June 15, 2019 date of grant; and (iv) 6,250 shares underlying RSUs, 25% of which shall vest on each of the first, second, third, and fourth anniversaries of the March 15, 2020 date of grant. 3,856 of the shares underlying vested RSUs were previously withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of the RSUs.
The reporting person is the Vice President, Sales.
/s/ Robert J. Cicero
2020-06-29
EX-24.3_925061
2
poa.txt
POA DOCUMENT
LIMITED POWER OF ATTORNEY FOR
SECTION 16 REPORTING OBLIGATIONS
Know all by these presents, that the undersigned hereby makes, constitutes and
appoints each of Mark P. Smith, Deana L. McPherson, and Robert J. Cicero as the
undersigned's true and lawful attorney-in-fact, with full power and authority as
hereinafter described on behalf of and in the name, place and stead of the
undersigned to:
(1) prepare, execute, acknowledge, deliver and file Forms 3, 4, and 5 (including
any amendments thereto) with respect to the securities of Smith & Wesson Brands,
Inc., a Nevada corporation (the "Company"), with the United States Securities
and Exchange Commission, any national securities exchanges and the Company, as
considered necessary or advisable under Section 16(a) of the Securities Exchange
Act of 1934 and the rules and regulations promulgated thereunder, as amended
from time to time (the "Exchange Act");
(2) seek or obtain, as the undersigned's representative and on the undersigned's
behalf, information on transactions in the Company's securities from any third
party, including brokers, employee benefit plan administrators and trustees, and
the undersigned hereby authorizes any such person to release any such
information to the undersigned and approves and ratifies any such release of
information; and
(3) perform any and all other acts which in the discretion of such
attorney-in-fact are necessary or desirable for and on behalf of the undersigned
in connection with the foregoing.
The undersigned acknowledges that:
(1) this Limited Power of Attorney authorizes, but does not require, such
attorney-in-fact to act in their discretion on information provided to such
attorney-in-fact without independent verification of such information;
(2) any documents prepared and/or executed by such attorney-in-fact on behalf of
the undersigned pursuant to this Limited Power of Attorney will be in such form
and will contain such information and disclosure as such attorney-in-fact, in
his or her discretion, deems necessary or desirable;
(3) neither the Company nor such attorney-in-fact assumes (i) any liability for
the undersigned's responsibility to comply with the requirement of the Exchange
Act, (ii) any liability of the undersigned for any failure to comply with such
requirements, or (iii) any obligation or liability of the undersigned for profit
disgorgement under Section 16(b) of the Exchange Act; and
(4) this Limited Power of Attorney does not relieve the undersigned from
responsibility for compliance with the undersigned's obligations under the
Exchange Act, including without limitation the reporting requirements under
Section 16 of the Exchange Act.
The undersigned hereby gives and grants the foregoing attorney-in-fact full
power and authority to do and perform all and every act and thing whatsoever
requisite, necessary or appropriate to be done in and about the foregoing
matters as fully to all intents and purposes as the undersigned might or could
do if present, hereby ratifying all that such attorney-in-fact of, for and on
behalf of the undersigned, shall lawfully do or cause to be done by virtue of
this Limited Power of Attorney.
This Limited Power of Attorney shall remain in full force and effect until
revoked by the undersigned in a signed writing delivered to such
attorney-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Limited Power of Attorney to
be executed as of this 25th day of June, 2020.
/s/ Susan J. Cupero
Signature
Susan J. Cupero
Print Name