SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
West Family Investments, Inc.

(Last) (First) (Middle)
1603 ORRINGTON AVE, SUITE 810

(Street)
EVANSTON IL 60201

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TRANSATLANTIC PETROLEUM LTD. [ TAT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
See REMARKS
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2020
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 09/30/2020 J(1) 831,397 A $0.2377(2) 3,703,083 I See Footnote 3(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
West Family Investments, Inc.

(Last) (First) (Middle)
1603 ORRINGTON AVE, SUITE 810

(Street)
EVANSTON IL 60201

(City) (State) (Zip)
1. Name and Address of Reporting Person*
WEST MARY E

(Last) (First) (Middle)
1603 ORRINGTON AVE STE 810

(Street)
EVANSTON IL 60201

(City) (State) (Zip)
1. Name and Address of Reporting Person*
West Gary

(Last) (First) (Middle)
1603 ORRINGTON AVE., SUITE 810

(Street)
EVANSTON IL 60201

(City) (State) (Zip)
1. Name and Address of Reporting Person*
West Investment Holdings, LLC

(Last) (First) (Middle)
1603 ORRINGTON AVE., SUITE 810

(Street)
EVANSTON IL 60201

(City) (State) (Zip)
Explanation of Responses:
1. West Investment Holdings, LLC (WIH) received 831,397 Common Shares of the Issuer on September 30, 2020 as a dividend on 100,000 shares of the Issuer's 12% Series A Convertible Redeemable Preferred Shares owned by WIH on the dividend record date.
2. The Common Shares were issued at a price of $0.2377 per share, which was equal to the 15-day volume weighted average price through the close of trading of the Common Shares on the NYSE American on September 14, 2020 (the trading day prior to the record date).
3. The Common Shares are owned by WIH, an entity owned by West Family Holdings, LLC, an entity owned by trusts, of which Gary West and Mary West are beneficiaries.
Remarks:
This statement is filed jointly on behalf of West Family Investments, Inc. (the Adviser), WIH, Gary West and Mary West (collectively, the reporting persons). The Adviser is an investment adviser exempt from registration pursuant to 17 C.F.R. Section 275.202(a)(11)(G)-1. Pursuant to Rule 16a-1 the Adviser does not beneficially own any securities listed on the Form 3 or Form 4. However, the Adviser maintains complete investment and voting power and authority with respect to all of the shares under management arrangements entered into by and between the Adviser and the direct owners of the shares. WIH is a beneficial owner of greater than 10% of the Common Shares of the Issuer. The reporting persons disclaim beneficial ownership of all of the securities reported in Table I except to the extent of any pecuniary interest therein.
Marc Harper, on behalf of West Family Investments, Inc., as Authorized Director 10/02/2020
Gary West 10/02/2020
Mary West 10/02/2020
Marc Harper, on behalf of West Investment Holdings, LLC, as Authorized Director as its Manager 10/02/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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