X0306
4
2020-07-30
0
0001092289
TRANSATLANTIC PETROLEUM LTD.
TAT
0001568303
West Family Investments, Inc.
1603 ORRINGTON AVE, SUITE 810
EVANSTON
IL
60201
0
0
0
1
See REMARKS
0001692998
West Investment Holdings, LLC
1603 ORRINGTON AVE., SUITE 810
EVANSTON
IL
60201
0
0
1
1
See REMARKS
0001693031
West Gary
1603 ORRINGTON AVE., SUITE 810
EVANSTON
IL
60201
0
0
0
1
See REMARKS
0001185538
WEST MARY E
WEST CORPORATION
11808 MIRACLE HILLS DRIVE
OMAHA
NE
68154
0
0
0
1
See REMARKS
Common Shares
2020-07-30
4
J
0
631912
0.3165
A
2871686
I
See Footnote 3
West Investment Holdings, LLC (WIH) received 631,912 Common Shares of the Issuer on July 30, 2020 as a dividend on 100,000 shares of the Issuer's 12% Series A Convertible Redeemable Preferred Shares owned by WIH on the dividend record date.
The Common Shares were issued at a price of $0.3165 per share, which was equal to the 15-day volume weighted average price through the close of trading of the Common Shares on the NYSE American on July 8, 2020 (the trading day prior to the record date).
The Common Shares are owned by WIH, an entity owned by West Family Holdings, LLC, an entity owned by trusts, of which Gary West and Mary West are beneficiaries.
This statement is filed jointly on behalf of West Family Investments, Inc. (the Adviser), WIH, Gary West and Mary West (collectively, the reporting persons). The Adviser is an investment adviser exempt from registration pursuant to 17 C.F.R. Section 275.202(a)(11)(G)-1. Pursuant to Rule 16a-1 the Adviser does not beneficially own any securities listed on the Form 3 or Form 4. However, the Adviser maintains complete investment and voting power and authority with respect to all of the shares under management arrangements entered into by and between the Adviser and the direct owners of the shares. WIH is a beneficial owner of greater than 10% of the Common Shares of the Issuer. The reporting persons disclaim beneficial ownership of all of the securities reported in Table I except to the extent of any pecuniary interest therein.
Randall Rochman, on behalf of West Family Investments, Inc., as its CEO
2020-08-03
Gary West
2020-08-03
Mary West
2020-08-03
Randall Rochman, on behalf of West Investment Holdings, LLC, as its Manager
2020-08-03