Chief Compliance Officer

0001437749-21-025737.txt : 20211109 0001437749-21-025737.hdr.sgml : 20211109 20211108185437 ACCESSION NUMBER: 0001437749-21-025737 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211109 DATE AS OF CHANGE: 20211108 EFFECTIVENESS DATE: 20211109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOULD ASSET MANAGEMENT LLC /CA/ CENTRAL INDEX KEY: 0001091961 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14118 FILM NUMBER: 211389342 BUSINESS ADDRESS: STREET 1: 341 WEST FIRST STREET STREET 2: SUITE 200 CITY: CLAREMONT STATE: CA ZIP: 91711 BUSINESS PHONE: (909) 445-1291 MAIL ADDRESS: STREET 1: 341 WEST FIRST STREET STREET 2: SUITE 200 CITY: CLAREMONT STATE: CA ZIP: 91711 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001091961 XXXXXXXX 09-30-2021 09-30-2021 GOULD ASSET MANAGEMENT LLC /CA/

341 WEST FIRST STREET SUITE 200 CLAREMONT CA 91711

13F HOLDINGS REPORT 028-14118 N Thomas K. Carr Jr Chief Compliance Officer 909-445-1291 /s/ Thomas K. Carr Jr Claremont CA 11-05-2021 0 136 324122 false INFORMATION TABLE 2 infotable_gamq321.xml ABBOTT LABORATORIES COM 002824100 460 3892 SH SOLE 3892 0 0 ACCENTURELTD BERMUDA CL A ISI SHS CLASS A G1151C101 589 1840 SH SOLE 1840 0 0 ALERIAN MLP ETF ALERIAN MLP 00162Q452 791 23721 SH SOLE 23721 0 0 ALPHABET INC CLASS A CAP STK CL A 02079K305 446 167 SH SOLE 167 0 0 ALPHABET INC CLASS C CAP STK CL C 02079K107 360 135 SH SOLE 135 0 0 AMAZON.COM INC COM 023135106 641 195 SH SOLE 195 0 0 APPLE COMPUTER INC. COM 037833100 3811 26931 SH SOLE 26931 0 0 AUTOMATIC DATA PROCESSING INC COM 053015103 226 1132 SH SOLE 1132 0 0 BANCO BRADESCO SA ADR SP ADR PFD NEW 059460303 132 34519 SH SOLE 34519 0 0 BANK OF AMERICA COM COM 060505104 241 5682 SH SOLE 5682 0 0 BERKSHIRE HATHAWAY INC DEL C CL B NEW 084670702 827 3030 SH SOLE 3030 0 0 BLACKROCK INC COM 09247X101 277 330 SH SOLE 330 0 0 BRF - BRASIL FOODS SA ADR SPONSORED ADR 10552T107 183 36490 SH SOLE 36490 0 0 BRISTOL MYERS SQUIBB COM 110122108 466 7875 SH SOLE 7875 0 0 BROOKFIELD ASSET MANAGEMENT CL A LTD VT SH 112585104 347 6485 SH SOLE 6485 0 0 BUNGE LIMITED COM G16962105 344 4225 SH SOLE 4225 0 0 CATERPILLAR INC COM 149123101 231 1205 SH SOLE 1205 0 0 CLAYMORE S&P GLOBAL WATER ETF S&P GBL WATER 46138E263 319 5715 SH SOLE 5715 0 0 COMCASTCORP NEW CL A CL A 20030N101 445 7965 SH SOLE 7965 0 0 COMMUNICATIONS SYSTEMS INC. COM 203900105 127 14733 SH SOLE 14733 0 0 COSTCO WHOLESALE CORP COM 22160K105 657 1462 SH SOLE 1462 0 0 CRESUD S.A.C.I.F.Y.A. SPONS A SPONSORED ADR 226406106 96 19868 SH SOLE 19868 0 0 DISNEY WALT CO COM 254687106 477 2820 SH SOLE 2820 0 0 ENBRIDGE INC COM 29250N105 434 10901 SH SOLE 10901 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 329 34326 SH SOLE 34326 0 0 ENTERPRISE PRODUCTS PARTNERS COM 293792107 308 14214 SH SOLE 14214 0 0 EXXON MOBIL CORPORATION COM 30231G102 425 7220 SH SOLE 7220 0 0 HOME DEPOT INC COM COM 437076102 701 2135 SH SOLE 2135 0 0 ILLINOIS TOOL WORKS COM 452308109 298 1441 SH SOLE 1441 0 0 ISHARES 0-5 YEAR TIPS BOND ET 0-5 YR TIPS ETF 46429B747 9684 91682 SH SOLE 91682 0 0 ISHARES BARCLAYS 20 YEAR TRE 20 YR TR BD ETF 464287432 16660 115439 SH SOLE 115439 0 0 ISHARES BARCLAYS SHORT TREASU SHORT TREAS BD 464288679 315 2850 SH SOLE 2850 0 0 ISHARES BARCLAYS TIPS BOND ET TIPS BD ETF 464287176 238 1860 SH SOLE 1860 0 0 ISHARES CALIFORNIA MUNI BOND CALIF MUN BD ETF 464288356 271 4370 SH SOLE 4370 0 0 ISHARES DOW JONES SELECT DIVI SELECT DIVID ETF 464287168 1499 13068 SH SOLE 13068 0 0 ISHARES FTSE CHINA INDEX ETF CHINA LG-CAP ETF 464287184 231 5939 SH SOLE 5939 0 0 ISHARES GOLD TRUST ISHARES NEW 464285204 2468 73859 SH SOLE 73859 0 0 ISHARES INC MSCI EM ESG OPT ESG AWR MSCI EM 46434G863 570 13755 SH SOLE 13755 0 0 ISHARES INC MSCI EMRG MKTS SM EM MKT SM-CP ETF 464286475 280 4620 SH SOLE 4620 0 0 ISHARES MSCI ACWI LOW CARBON MSCI LW CRB TG 46434V464 965 5875 SH SOLE 5875 0 0 ISHARES MSCI AUSTRALIA INDEX MSCI AUST ETF 464286103 214 8630 SH SOLE 8630 0 0 ISHARES MSCI CANADA INDEX ETF MSCI CDA ETF 464286509 688 18946 SH SOLE 18946 0 0 ISHARES MSCI EAFE INDEX ETF MSCI EAFE ETF 464287465 7789 99850 SH SOLE 99850 0 0 ISHARES MSCI EMERGING MARKETS MSCI EMG MKT ETF 464287234 823 16335 SH SOLE 16335 0 0 ISHARES MSCI FRONTIER 100 ETF MSCI FRONTIER 464286145 204 6015 SH SOLE 6015 0 0 ISHARES MSCI HONG KONG INDEX MSCI HONG KG ETF 464286871 590 24591 SH SOLE 24591 0 0 ISHARES MSCI INDIA SMALL-CAP MSCI INDIA SM CP 46429B614 366 6085 SH SOLE 6085 0 0 ISHARES MSCI KLD MSCI KLD400 SOC 464288570 301 3618 SH SOLE 3618 0 0 ISHARES MSCI MEXICO INVESTABL MSCI MEXICO ETF 464286822 308 6375 SH SOLE 6375 0 0 ISHARES MSCI SINGAPORE INDEX MSCI SINGPOR ETF 46434G780 434 19064 SH SOLE 19064 0 0 ISHARES MSCI SOUTH KOREA INDE MSCI STH KOR ETF 464286772 679 8417 SH SOLE 8417 0 0 ISHARES MSCI TAIWAN INDEX ETF MSCI TAIWAN ETF 46434G772 1024 16510 SH SOLE 16510 0 0 ISHARES MSCI USA ESG OPTIMIZE ESG AWR MSCI USA 46435G425 1445 14674 SH SOLE 14674 0 0 ISHARES MSCI USA ESG SELECT E MSCI USA ESG SLC 464288802 1318 13740 SH SOLE 13740 0 0 ISHARES S&P 500 INDEX ETF CORE S&P500 ETF 464287200 11705 27168 SH SOLE 27168 0 0 ISHARES S&P SHORT-TERM NATION SHRT NAT MUN ETF 464288158 564 5245 SH SOLE 5245 0 0 ISHARES TR DOW JONES U S REAL U.S. REAL ES ETF 464287739 724 7070 SH SOLE 7070 0 0 ISHARES TR INTL SEL DIV ETF INTL SEL DIV ETF 464288448 1209 39732 SH SOLE 39732 0 0 ISHARES TR MSCI EAFE ESG OPT ESG AW MSCI EAFE 46435G516 1393 17770 SH SOLE 17770 0 0 ISHARES TR S&P 100 INDEX FUN S&P 100 ETF 464287101 316 1600 SH SOLE 1600 0 0 ISHARES TRUST CORE MSCI EAFE CORE MSCI EAFE 46432F842 287 3862 SH SOLE 3862 0 0 ISHARES ULTRA SHORT-TERM BOND BLACKROCK ULTRA 46434V878 919 18193 SH SOLE 18193 0 0 ITAU UNIBANCO HOLDING SA ADR SPON ADR REP PFD 465562106 124 23610 SH SOLE 23610 0 0 J P MORGAN CHASE & CO COM ISI COM 46625H100 580 3546 SH SOLE 3546 0 0 JOHNSON & JOHNSON COM COM 478160104 258 1600 SH SOLE 1600 0 0 LOCKHEED MARTIN CORP COM COM 539830109 207 600 SH SOLE 600 0 0 LOWES COMPANIES COM 548661107 438 2160 SH SOLE 2160 0 0 MARKET VECTORS AGRIBUSINESS E AGRIBUSINESS ETF 92189F700 272 2977 SH SOLE 2977 0 0 MARKET VECTORS BRAZIL SMALL C BRAZIL SMALL CAP 92189F825 224 11730 SH SOLE 11730 0 0 MCDONALDS CORP COM 580135101 770 3192 SH SOLE 3192 0 0 MERCK & CO INC COM 58933Y105 298 3965 SH SOLE 3965 0 0 MICROSOFT CORPORATION COM 594918104 2357 8360 SH SOLE 8360 0 0 MORGAN STANLEY INDIA INVESTME COM 61745C105 285 10344 SH SOLE 10344 0 0 NEXTERA ENERGY INC COM COM 65339F101 404 5139 SH SOLE 5139 0 0 NIKE INC CLASS B CL B 654106103 410 2824 SH SOLE 2824 0 0 NUVEEN GLB HIGH INC FD SHS 67075G103 218 13566 SH SOLE 13566 0 0 ONEOK INC CM (NEW) COM 682680103 527 9088 SH SOLE 9088 0 0 ORACLE CORPORATION COM 68389X105 300 3440 SH SOLE 3440 0 0 PEPSICO INC COM 713448108 1559 10365 SH SOLE 10365 0 0 PETROLEO BRASILEIRO SA ADR SPONSORED ADR 71654V408 141 13610 SH SOLE 13610 0 0 PFIZER INC. COM 717081103 768 17853 SH SOLE 17853 0 0 PIMCO 1-5 YR US TIPS INDEX ET 1-5 US TIP IDX 72201R205 253 4615 SH SOLE 4615 0 0 PIMCOTOTAL RETURN ETF ACTIVE BD ETF 72201R775 7464 67515 SH SOLE 67515 0 0 PLAINS ALL AMERICAN PIPELINE UNIT LTD PARTN 726503105 167 16470 SH SOLE 16470 0 0 POWERSHARES BUILD AMERICA BON TAXABLE MUN BD 46138G805 12369 375854 SH SOLE 375854 0 0 POWERSHARES FINANCIAL PREFERR FINL PFD ETF 46137V621 591 31184 SH SOLE 31184 0 0 POWERSHARES PREFERRED ETF PFD ETF 46138E511 1179 78443 SH SOLE 78443 0 0 PROCTER & GAMBLE CO COM 742718109 472 3376 SH SOLE 3376 0 0 QUALCOMM INC COM 747525103 255 1980 SH SOLE 1980 0 0 RAYTHEON TECH CORP COM COM 75513E101 334 3891 SH SOLE 3891 0 0 S&P 500 DEPOSITORY RECEIPT TR UNIT 78462F103 111461 259732 SH SOLE 259732 0 0 S&P GLOBAL INC COM 78409V104 216 508 SH SOLE 508 0 0 SCHWAB CHARLES CORP NEW COM 808513105 279 3827 SH SOLE 3827 0 0 SCHWAB EMERGING MARKETS EQUIT EMRG MKTEQ ETF 808524706 595 19530 SH SOLE 19530 0 0 SCHWAB INTERNATIONAL EQUITY E INTL EQTY ETF 808524805 1279 33045 SH SOLE 33045 0 0 SPDR GOLD TRUST ETF GOLD SHS 78463V107 2089 12720 SH SOLE 12720 0 0 SPDR PORTFOLIO SHORT TERM COR PORTFOLIO SHORT 78464A474 552 17675 SH SOLE 17675 0 0 SPDR S&P MID CAP 400 ETF UTSER1 S&PDCRP 78467Y107 3299 6861 SH SOLE 6861 0 0 SPDR SER TR SP500 FOSL ETF SPDR S&P 500 ETF 78468R796 3754 35335 SH SOLE 35335 0 0 STRYKER CORP COM 863667101 487 1848 SH SOLE 1848 0 0 TARGA RESOURCES CORP COM 87612G101 402 8176 SH SOLE 8176 0 0 TARGET CORP COM 87612E106 297 1300 SH SOLE 1300 0 0 TC ENERGY CORPCOM COM 87807B107 431 8955 SH SOLE 8955 0 0 TEXAS INSTRUMENTS INC COM 882508104 515 2681 SH SOLE 2681 0 0 TJX COMPANIES INC COM 872540109 345 5236 SH SOLE 5236 0 0 UNION PACIFIC CORP COM 907818108 272 1387 SH SOLE 1387 0 0 UNITEDHEALTH GROUP COM 91324P102 384 983 SH SOLE 983 0 0 VALE S.A. SPONS ADR REPR 1 CO SPONSORED ADS 91912E105 196 14035 SH SOLE 14035 0 0 VANECK VECTORS PFD SECS EX FI PREFERRED SECURT 92189F429 218 10295 SH SOLE 10295 0 0 VANGUARD DIVIDEND APPRECIATIO DIV APP ETF 921908844 431 2805 SH SOLE 2805 0 0 VANGUARD EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 2133 42657 SH SOLE 42657 0 0 VANGUARD EUROPEAN STOCK ETF FTSE EUROPE ETF 922042874 216 3285 SH SOLE 3285 0 0 VANGUARD EXTENDED MARKET INDE EXTEND MKT ETF 922908652 6872 37681 SH SOLE 37681 0 0 VANGUARD FTSE DEVELOPED MARKE FTSE DEV MKT ETF 921943858 5151 102021 SH SOLE 102021 0 0 VANGUARD HIGH DIVIDEND YIELD HIGH DIV YLD 921946406 1232 11920 SH SOLE 11920 0 0 VANGUARD INDEX FDS VANGUARD TOTAL STK MKT 922908769 286 1290 SH SOLE 1290 0 0 VANGUARD INTERMEDIATE TERM CO INT-TERM CORP 92206C870 494 5236 SH SOLE 5236 0 0 VANGUARD INTL EQUITY INDEX ALLWRLD EX US 922042775 2079 34105 SH SOLE 34105 0 0 VANGUARD LONG TERM CORPORATE LG-TERM COR BD 92206C813 3392 32126 SH SOLE 32126 0 0 VANGUARD LONG-TERM BOND INDEX LONG TERM BOND 921937793 2387 23325 SH SOLE 23325 0 0 VANGUARD MORTGAGE BACKED SEC MTG-BKD SECS ETF 92206C771 2316 43452 SH SOLE 43452 0 0 VANGUARD REIT INDEX ETF REAL ESTATE ETF 922908553 9468 93021 SH SOLE 93021 0 0 VANGUARD S&P 500 ETF S&P 500 ETF SHS 922908363 573 1453 SH SOLE 1453 0 0 VANGUARD SHORT TERM TREASURY SHORT TERM TREAS 92206C102 5425 88345 SH SOLE 88345 0 0 VANGUARD SHORT-TERM BOND ETF SHORT TRM BOND 921937827 742 9055 SH SOLE 9055 0 0 VANGUARD SHORT-TERM CORPORATE SHRT TRM CORP BD 92206C409 17835 216412 SH SOLE 216412 0 0 VANGUARD ST TIPS BOND FD STRM INFPROIDX 922020805 11280 214539 SH SOLE 214539 0 0 VANGUARD TOTAL BOND MARKET ET TOTAL BND MRKT 921937835 4317 50525 SH SOLE 50525 0 0 VANGUARD VALUE ETF VALUE ETF 922908744 1209 8930 SH SOLE 8930 0 0 VANGUARD WORLD ESG US STOCK E ESG US STK ETF 921910733 470 5870 SH SOLE 5870 0 0 VANGUARD WORLD FD ESG INTL ST ESG INTL STK ETF 921910725 1065 17250 SH SOLE 17250 0 0 VISA INC CLASS A COM CL A 92826C839 586 2629 SH SOLE 2629 0 0 WAL-MART STORES INC COM 931142103 745 5343 SH SOLE 5343 0 0 WELLS FARGO & CO COM 949746101 205 4407 SH SOLE 4407 0 0 WESTERN ASSET EMERGING MARKET COM 95766A101 337 24750 SH SOLE 24750 0 0 WORLD GOLD TR SPDR GLD MINIS SPDR GLD MINIS 98149E204 1112 63711 SH SOLE 63711 0 0