Chief Compliance Officer

0001437749-21-018767.txt : 20210805 0001437749-21-018767.hdr.sgml : 20210805 20210805162431 ACCESSION NUMBER: 0001437749-21-018767 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210805 DATE AS OF CHANGE: 20210805 EFFECTIVENESS DATE: 20210805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOULD ASSET MANAGEMENT LLC /CA/ CENTRAL INDEX KEY: 0001091961 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14118 FILM NUMBER: 211148648 BUSINESS ADDRESS: STREET 1: 341 WEST FIRST STREET STREET 2: SUITE 200 CITY: CLAREMONT STATE: CA ZIP: 91711 BUSINESS PHONE: (909) 445-1291 MAIL ADDRESS: STREET 1: 341 WEST FIRST STREET STREET 2: SUITE 200 CITY: CLAREMONT STATE: CA ZIP: 91711 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001091961 XXXXXXXX 06-30-2021 06-30-2021 GOULD ASSET MANAGEMENT LLC /CA/

341 WEST FIRST STREET SUITE 200 CLAREMONT CA 91711

13F HOLDINGS REPORT 028-14118 N Thomas K. Carr Jr Chief Compliance Officer 909-445-1291 /s/ Thomas K. Carr Jr Claremont CA 08-05-2021 0 152 351496 false INFORMATION TABLE 2 infotable_gamq221.xml 3M COMPANY COM 88579Y101 3934 19808 SH SOLE 19808 0 0 ABBOTT LABORATORIES COM 002824100 455 3922 SH SOLE 3922 0 0 ACCENTURELTD BERMUDA CL A ISI SHS CLASS A G1151C101 544 1845 SH SOLE 1845 0 0 ALERIAN MLP ETF ALERIAN MLP 00162Q452 839 23046 SH SOLE 23046 0 0 ALPHABET INC CLASS A CAP STK CL A 02079K305 410 168 SH SOLE 168 0 0 ALPHABET INC CLASS C CAP STK CL C 02079K107 348 139 SH SOLE 139 0 0 AMAZON.COM INC COM 023135106 671 195 SH SOLE 195 0 0 APPLE COMPUTER INC. COM 037833100 3739 27299 SH SOLE 27299 0 0 AUTOMATIC DATA PROCESSING INC COM 053015103 225 1132 SH SOLE 1132 0 0 BANCO BRADESCO SA ADR SP ADR PFD NEW 059460303 177 34519 SH SOLE 34519 0 0 BANK OF AMERICA COM COM 060505104 262 6364 SH SOLE 6364 0 0 BERKSHIRE HATHAWAY INC DEL C CL B NEW 084670702 849 3055 SH SOLE 3055 0 0 BLACKROCK INC COM 09247X101 280 320 SH SOLE 320 0 0 BOEING CO COM 097023105 798 3333 SH SOLE 3333 0 0 BRF - BRASIL FOODS SA ADR SPONSORED ADR 10552T107 200 36490 SH SOLE 36490 0 0 BRISTOL MYERS SQUIBB COM 110122108 685 10249 SH SOLE 10249 0 0 BROOKFIELD ASSET MANAGEMENT CL A LTD VT SH 112585104 329 6446 SH SOLE 6446 0 0 BUNGE LIMITED COM G16962105 330 4225 SH SOLE 4225 0 0 CATERPILLAR INC COM 149123101 366 1680 SH SOLE 1680 0 0 CHEVRON CORP NEW COM 166764100 230 2200 SH SOLE 2200 0 0 CISCO SYS INC COM 17275R102 221 4166 SH SOLE 4166 0 0 CITIGROUP INC COM COM NEW 172967424 233 3299 SH SOLE 3299 0 0 CLAYMORE S&P GLOBAL WATER ETF S&P GBL WATER 46138E263 307 5715 SH SOLE 5715 0 0 COLGATE-PALMOLIVE CO COM 194162103 283 3475 SH SOLE 3475 0 0 COMCASTCORP NEW CL A CL A 20030N101 440 7710 SH SOLE 7710 0 0 COMMUNICATIONS SYSTEMS INC. COM 203900105 127 17733 SH SOLE 17733 0 0 COSTCO WHOLESALE CORP COM 22160K105 585 1477 SH SOLE 1477 0 0 CRESUD S.A.C.I.F.Y.A. SPONS A SPONSORED ADR 226406106 119 19868 SH SOLE 19868 0 0 DISNEY WALT CO COM 254687106 829 4715 SH SOLE 4715 0 0 DONALDSON INC COM 257651109 445 7000 SH SOLE 7000 0 0 ECOLAB INC COM 278865100 788 3825 SH SOLE 3825 0 0 ENBRIDGE INC COM 29250N105 436 10901 SH SOLE 10901 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 368 34623 SH SOLE 34623 0 0 ENTERPRISE PRODUCTS PARTNERS COM 293792107 343 14214 SH SOLE 14214 0 0 EXXON MOBIL CORPORATION COM 30231G102 640 10145 SH SOLE 10145 0 0 FULLER H B CO COM 359694106 210 3300 SH SOLE 3300 0 0 GENERAL ELECTRIC COMPANY COM 369604103 159 11784 SH SOLE 11784 0 0 GLOBAL X MLP ETF GLBL X MLP ETF 37954Y343 208 5387 SH SOLE 5387 0 0 HOME DEPOT INC COM COM 437076102 840 2635 SH SOLE 2635 0 0 ILLINOIS TOOL WORKS COM 452308109 337 1506 SH SOLE 1506 0 0 INTEL CORP COM COM 458140100 383 6820 SH SOLE 6820 0 0 ISHARES 0-5 YEAR TIPS BOND ET 0-5 YR TIPS ETF 46429B747 9387 88302 SH SOLE 88302 0 0 ISHARES BARCLAYS 20 YEAR TRE 20 YR TR BD ETF 464287432 16669 115479 SH SOLE 115479 0 0 ISHARES BARCLAYS SHORT TREASU SHORT TREAS BD 464288679 302 2730 SH SOLE 2730 0 0 ISHARES CALIFORNIA MUNI BOND CALIF MUN BD ETF 464288356 290 4635 SH SOLE 4635 0 0 ISHARES DOW JONES SELECT DIVI SELECT DIVID ETF 464287168 1519 13028 SH SOLE 13028 0 0 ISHARES FTSE CHINA INDEX ETF CHINA LG-CAP ETF 464287184 275 5939 SH SOLE 5939 0 0 ISHARES GOLD TRUST ISHARES NEW 464285204 2449 72654 SH SOLE 72654 0 0 ISHARES INC CORE MSCI EMERGIN CORE MSCI EMKT 46434G103 299 4461 SH SOLE 4461 0 0 ISHARES INC MSCI EM ESG OPT ESG AWR MSCI EM 46434G863 572 12670 SH SOLE 12670 0 0 ISHARES INC MSCI EMRG MKTS SM EM MKT SM-CP ETF 464286475 290 4620 SH SOLE 4620 0 0 ISHARES MSCI ACWI LOW CARBON MSCI LW CRB TG 46434V464 974 5870 SH SOLE 5870 0 0 ISHARES MSCI AUSTRALIA INDEX MSCI AUST ETF 464286103 224 8630 SH SOLE 8630 0 0 ISHARES MSCI CANADA INDEX ETF MSCI CDA ETF 464286509 547 14686 SH SOLE 14686 0 0 ISHARES MSCI EAFE INDEX ETF MSCI EAFE ETF 464287465 7963 100950 SH SOLE 100950 0 0 ISHARES MSCI EMERGING MARKETS MSCI EMG MKT ETF 464287234 901 16335 SH SOLE 16335 0 0 ISHARES MSCI FRONTIER 100 ETF MSCI FRONTIER 464286145 200 6015 SH SOLE 6015 0 0 ISHARES MSCI HONG KONG INDEX MSCI HONG KG ETF 464286871 657 24591 SH SOLE 24591 0 0 ISHARES MSCI INDIA SMALL-CAP MSCI INDIA SM CP 46429B614 332 6085 SH SOLE 6085 0 0 ISHARES MSCI KLD MSCI KLD400 SOC 464288570 300 3618 SH SOLE 3618 0 0 ISHARES MSCI MEXICO INVESTABL MSCI MEXICO ETF 464286822 306 6375 SH SOLE 6375 0 0 ISHARES MSCI SINGAPORE INDEX MSCI SINGPOR ETF 46434G780 443 19064 SH SOLE 19064 0 0 ISHARES MSCI SOUTH KOREA INDE MSCI STH KOR ETF 464286772 784 8417 SH SOLE 8417 0 0 ISHARES MSCI TAIWAN INDEX ETF MSCI TAIWAN ETF 46434G772 1056 16510 SH SOLE 16510 0 0 ISHARES MSCI USA ESG OPTIMIZE ESG AWR MSCI USA 46435G425 1415 14369 SH SOLE 14369 0 0 ISHARES MSCI USA ESG SELECT E MSCI USA ESG SLC 464288802 1327 13890 SH SOLE 13890 0 0 ISHARES S&P 500 INDEX ETF CORE S&P500 ETF 464287200 11308 26302 SH SOLE 26302 0 0 ISHARES S&P SHORT-TERM NATION SHRT NAT MUN ETF 464288158 637 5910 SH SOLE 5910 0 0 ISHARES TR DOW JONES U S REAL U.S. REAL ES ETF 464287739 737 7225 SH SOLE 7225 0 0 ISHARES TR INTL SEL DIV ETF INTL SEL DIV ETF 464288448 1278 39457 SH SOLE 39457 0 0 ISHARES TR MSCI EAFE ESG OPT ESG AW MSCI EAFE 46435G516 1353 17115 SH SOLE 17115 0 0 ISHARES TR S&P 100 INDEX FUN S&P 100 ETF 464287101 314 1600 SH SOLE 1600 0 0 ISHARES TRUST CORE MSCI EAFE CORE MSCI EAFE 46432F842 289 3862 SH SOLE 3862 0 0 ISHARES ULTRA SHORT-TERM BOND BLACKROCK ULTRA 46434V878 832 16469 SH SOLE 16469 0 0 ITAU UNIBANCO HOLDING SA ADR SPON ADR REP PFD 465562106 142 23610 SH SOLE 23610 0 0 J P MORGAN CHASE & CO COM ISI COM 46625H100 384 2466 SH SOLE 2466 0 0 JOHNSON & JOHNSON COM COM 478160104 415 2520 SH SOLE 2520 0 0 LOCKHEED MARTIN CORP COM COM 539830109 236 623 SH SOLE 623 0 0 LOWES COMPANIES COM 548661107 419 2160 SH SOLE 2160 0 0 MARKET VECTORS AGRIBUSINESS E AGRIBUSINESS ETF 92189F700 271 2977 SH SOLE 2977 0 0 MARKET VECTORS BRAZIL SMALL C BRAZIL SMALL CP 92189F825 289 11730 SH SOLE 11730 0 0 MCDONALDS CORP COM 580135101 3195 13831 SH SOLE 13831 0 0 MEDTRONIC INC SHS G5960L103 1270 10235 SH SOLE 10235 0 0 MERCK & CO INC COM 58933Y105 1750 22506 SH SOLE 22506 0 0 MICROSOFT CORPORATION COM 594918104 2678 9884 SH SOLE 9884 0 0 MORGAN STANLEY INDIA INVESTME COM 61745C105 255 10344 SH SOLE 10344 0 0 NEXTERA ENERGY INC COM COM 65339F101 496 6764 SH SOLE 6764 0 0 NIKE INC CLASS B CL B 654106103 439 2839 SH SOLE 2839 0 0 NUVEEN GLB HIGH INC FD SHS 67075G103 220 13566 SH SOLE 13566 0 0 NVENT ELECTRIC PLC SHS G6700G107 536 17150 SH SOLE 17150 0 0 ONEOK INC CM (NEW) COM 682680103 506 9088 SH SOLE 9088 0 0 ORACLE CORPORATION COM 68389X105 372 4782 SH SOLE 4782 0 0 PENTAIR INC SHS G7S00T104 1157 17150 SH SOLE 17150 0 0 PEPSICO INC COM 713448108 1598 10785 SH SOLE 10785 0 0 PETROLEO BRASILEIRO SA ADR SPONSORED ADR 71654V408 166 13610 SH SOLE 13610 0 0 PFIZER INC. COM 717081103 1103 28176 SH SOLE 28176 0 0 PIMCO 1-5 YR US TIPS INDEX ET 1-5 US TIP IDX 72201R205 263 4785 SH SOLE 4785 0 0 PIMCOTOTAL RETURN ETF ACTIVE BD ETF 72201R775 7333 66084 SH SOLE 66084 0 0 PLAINS ALL AMERICAN PIPELINE UNIT LTD PARTN 726503105 187 16470 SH SOLE 16470 0 0 POWERSHARES BUILD AMERICA BON TAXABLE MUN BD 46138G805 12325 371463 SH SOLE 371463 0 0 POWERSHARES FINANCIAL PREFERR FINL PFD ETF 46137V621 595 30839 SH SOLE 30839 0 0 POWERSHARES PREFERRED ETF PFD ETF 46138E511 1196 78053 SH SOLE 78053 0 0 PROCTER & GAMBLE CO COM 742718109 1633 12101 SH SOLE 12101 0 0 QUALCOMM INC COM 747525103 452 3160 SH SOLE 3160 0 0 RAYTHEON TECH CORP COM COM 75513E101 556 6518 SH SOLE 6518 0 0 S&P 500 DEPOSITORY RECEIPT TR UNIT 78462F103 114237 266872 SH SOLE 266872 0 0 S&P GLOBAL INC COM 78409V104 209 508 SH SOLE 508 0 0 SCHWAB CHARLES CORP NEW COM 808513105 279 3827 SH SOLE 3827 0 0 SCHWAB EMERGING MARKETS EQUIT EMRG MKTEQ ETF 808524706 564 17150 SH SOLE 17150 0 0 SCHWAB INTERNATIONAL EQUITY E INTL EQTY ETF 808524805 1154 29245 SH SOLE 29245 0 0 SPDR GOLD TRUST ETF GOLD SHS 78463V107 2108 12725 SH SOLE 12725 0 0 SPDR PORTFOLIO SHORT TERM COR PORTFOLIO SHORT 78464A474 529 16890 SH SOLE 16890 0 0 SPDR S&P MID CAP 400 ETF UTSER1 S&PDCRP 78467Y107 3271 6661 SH SOLE 6661 0 0 SPDR SER TR SP500 FOSL ETF SPDR S&P 500 ETF 78468R796 3734 35180 SH SOLE 35180 0 0 STRYKER CORP COM 863667101 480 1848 SH SOLE 1848 0 0 TARGA RESOURCES CORP COM 87612G101 363 8176 SH SOLE 8176 0 0 TARGET CORP COM 87612E106 1869 7730 SH SOLE 7730 0 0 TC ENERGY CORPCOM COM 87807B107 443 8955 SH SOLE 8955 0 0 TEXAS INSTRUMENTS INC COM 882508104 511 2656 SH SOLE 2656 0 0 TJX COMPANIES INC COM 872540109 382 5661 SH SOLE 5661 0 0 TORO CO COM 891092108 685 6232 SH SOLE 6232 0 0 UNION PACIFIC CORP COM 907818108 371 1687 SH SOLE 1687 0 0 UNITEDHEALTH GROUP COM 91324P102 392 978 SH SOLE 978 0 0 VALE S.A. SPONS ADR REPR 1 CO SPONSORED ADS 91912E105 320 14035 SH SOLE 14035 0 0 VANECK VECTORS PFD SECS EX FI PFD SECS EX FINL 92189F429 220 10295 SH SOLE 10295 0 0 VANGUARD DIVIDEND APPRECIATIO DIV APP ETF 921908844 434 2805 SH SOLE 2805 0 0 VANGUARD EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 1945 35817 SH SOLE 35817 0 0 VANGUARD EUROPEAN STOCK ETF FTSE EUROPE ETF 922042874 221 3285 SH SOLE 3285 0 0 VANGUARD EXTENDED MARKET INDE EXTEND MKT ETF 922908652 6909 36636 SH SOLE 36636 0 0 VANGUARD FTSE DEVELOPED MARKE FTSE DEV MKT ETF 921943858 4304 83541 SH SOLE 83541 0 0 VANGUARD HIGH DIVIDEND YIELD HIGH DIV YLD 921946406 1262 12045 SH SOLE 12045 0 0 VANGUARD INDEX FDS VANGUARD TOTAL STK MKT 922908769 287 1290 SH SOLE 1290 0 0 VANGUARD INTERMEDIATE TERM CO INT-TERM CORP 92206C870 511 5371 SH SOLE 5371 0 0 VANGUARD INTL EQUITY INDEX ALLWRLD EX US 922042775 2169 34215 SH SOLE 34215 0 0 VANGUARD LONG TERM CORPORATE LG-TERM COR BD 92206C813 3363 31451 SH SOLE 31451 0 0 VANGUARD LONG-TERM BOND INDEX LONG TERM BOND 921937793 842 8170 SH SOLE 8170 0 0 VANGUARD MORTGAGE BACKED SEC MORTG-BACK SEC 92206C771 2302 43137 SH SOLE 43137 0 0 VANGUARD REIT INDEX ETF REAL ESTATE ETF 922908553 9581 94126 SH SOLE 94126 0 0 VANGUARD S&P 500 ETF S&P 500 ETF SHS 922908363 572 1453 SH SOLE 1453 0 0 VANGUARD SHORT TERM TREASURY SHORT TERM TREAS 92206C102 5501 89550 SH SOLE 89550 0 0 VANGUARD SHORT-TERM BOND ETF SHORT TRM BOND 921937827 866 10545 SH SOLE 10545 0 0 VANGUARD SHORT-TERM CORPORATE SHRT TRM CORP BD 92206C409 17668 213617 SH SOLE 213617 0 0 VANGUARD ST TIPS BOND FD STRM INFPROIDX 922020805 9959 190023 SH SOLE 190023 0 0 VANGUARD TOTAL BOND MARKET ET TOTAL BND MRKT 921937835 4328 50385 SH SOLE 50385 0 0 VANGUARD VALUE ETF VALUE ETF 922908744 1247 9070 SH SOLE 9070 0 0 VANGUARD WORLD ESG US STOCK E ESG US STK ETF 921910733 420 5250 SH SOLE 5250 0 0 VANGUARD WORLD FD ESG INTL ST ESG INTL STK ETF 921910725 1123 17505 SH SOLE 17505 0 0 VISA INC CLASS A COM CL A 92826C839 723 3094 SH SOLE 3094 0 0 WAL-MART STORES INC COM 931142103 1246 8833 SH SOLE 8833 0 0 WELLS FARGO & CO COM 949746101 327 7211 SH SOLE 7211 0 0 WESTERN ASSET EMERGING MARKET COM 95766A101 347 24750 SH SOLE 24750 0 0 WORLD GOLD TR SPDR GLD MINIS SPDR GLD MINIS 98149E204 8280 470186 SH SOLE 470186 0 0