CHIEF COMPLIANCE OFFICER

0001437749-21-011201.txt : 20210507 0001437749-21-011201.hdr.sgml : 20210507 20210506195004 ACCESSION NUMBER: 0001437749-21-011201 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210507 DATE AS OF CHANGE: 20210506 EFFECTIVENESS DATE: 20210507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOULD ASSET MANAGEMENT LLC /CA/ CENTRAL INDEX KEY: 0001091961 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14118 FILM NUMBER: 21899751 BUSINESS ADDRESS: STREET 1: 341 WEST FIRST STREET STREET 2: SUITE 200 CITY: CLAREMONT STATE: CA ZIP: 91711 BUSINESS PHONE: (909) 445-1291 MAIL ADDRESS: STREET 1: 341 WEST FIRST STREET STREET 2: SUITE 200 CITY: CLAREMONT STATE: CA ZIP: 91711 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001091961 XXXXXXXX 03-31-2021 03-31-2021 GOULD ASSET MANAGEMENT LLC /CA/

341 WEST FIRST STREET SUITE 200 CLAREMONT CA 91711

13F HOLDINGS REPORT 028-14118 N THOMAS K. CARR JR CHIEF COMPLIANCE OFFICER 909-445-1291 /s/ THOMAS K. CARR JR CLAREMONT CA 05-06-2021 0 154 327680 false INFORMATION TABLE 2 infotable_gamq1212.xml 3M COMPANY COM 88579Y101 3817 19808 SH SOLE 19808 0 0 ABBOTT LABORATORIES COM 002824100 472 3937 SH SOLE 3937 0 0 ACCENTURELTD BERMUDA CL A ISI SHS CLASS A G1151C101 522 1890 SH SOLE 1890 0 0 ALERIAN MLP ETF ALERIAN MLP 00162Q452 826 27071 SH SOLE 27071 0 0 ALPHABET INC CLASS A CAP STK CL A 02079K305 347 168 SH SOLE 168 0 0 ALPHABET INC CLASS C CAP STK CL C 02079K107 310 150 SH SOLE 150 0 0 AMAZON.COM INC COM 023135106 603 195 SH SOLE 195 0 0 APPLE COMPUTER INC. COM 037833100 3386 27723 SH SOLE 27723 0 0 AUTOMATIC DATA PROCESSING INC COM 053015103 203 1077 SH SOLE 1077 0 0 BANCO BRADESCO SA ADR SP ADR PFD NEW 059460303 148 31386 SH SOLE 31386 0 0 BANK OF AMERICA COM COM 060505104 293 7564 SH SOLE 7564 0 0 BERKSHIRE HATHAWAY INC DEL C CL B NEW 084670702 793 3105 SH SOLE 3105 0 0 BLACKROCK INC COM 09247X101 226 300 SH SOLE 300 0 0 BOEING CO COM 097023105 849 3333 SH SOLE 3333 0 0 BRF - BRASIL FOODS SA ADR SPONSORED ADR 10552T107 164 36490 SH SOLE 36490 0 0 BRISTOL MYERS SQUIBB COM 110122108 570 9029 SH SOLE 9029 0 0 BROOKFIELD ASSET MANAGEMENT CL A LTD VT SH 112585104 287 6446 SH SOLE 6446 0 0 BUNGE LIMITED COM G16962105 335 4225 SH SOLE 4225 0 0 CATERPILLAR INC COM 149123101 464 2000 SH SOLE 2000 0 0 CHEVRON CORP NEW COM 166764100 231 2200 SH SOLE 2200 0 0 CLAYMORE S&P GLOBAL WATER ETF S&P GBL WATER 46138E263 281 5715 SH SOLE 5715 0 0 COCA COLA CO COM 191216100 212 4016 SH SOLE 4016 0 0 COLGATE-PALMOLIVE CO COM 194162103 217 2755 SH SOLE 2755 0 0 COMCASTCORP NEW CL A CL A 20030N101 380 7020 SH SOLE 7020 0 0 COMMUNICATIONS SYSTEMS INC. COM 203900105 106 17733 SH SOLE 17733 0 0 COSTCO WHOLESALE CORP COM 22160K105 501 1422 SH SOLE 1422 0 0 CRESUD S.A.C.I.F.Y.A. SPONS A SPONSORED ADR 226406106 104 19868 SH SOLE 19868 0 0 DISNEY WALT CO COM 254687106 810 4390 SH SOLE 4390 0 0 DONALDSON INC COM 257651109 407 7000 SH SOLE 7000 0 0 ECOLAB INC COM 278865100 819 3825 SH SOLE 3825 0 0 EMERGING MARKETS LOCAL CURREN JP MORGAN MKTS 92189H300 711 23189 SH SOLE 23189 0 0 ENBRIDGE INC COM 29250N105 397 10901 SH SOLE 10901 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 303 39420 SH SOLE 39420 0 0 ENTERPRISE PRODUCTS PARTNERS COM 293792107 354 16059 SH SOLE 16059 0 0 EXXON MOBIL CORPORATION COM 30231G102 566 10145 SH SOLE 10145 0 0 FULLER H B CO COM 359694106 208 3300 SH SOLE 3300 0 0 GENERAL ELECTRIC COMPANY COM 369604103 155 11784 SH SOLE 11784 0 0 GLOBAL X MLP ETF GLBL X MLP ETF 37954Y343 208 6282 SH SOLE 6282 0 0 HOME DEPOT INC COM COM 437076102 861 2820 SH SOLE 2820 0 0 ILLINOIS TOOL WORKS COM 452308109 325 1466 SH SOLE 1466 0 0 INTEL CORP COM COM 458140100 440 6870 SH SOLE 6870 0 0 INTL BUSINESS MACH COM 459200101 320 2400 SH SOLE 2400 0 0 ISHARES 0-5 YEAR TIPS BOND ET 0-5 YR TIPS ETF 46429B747 8495 80352 SH SOLE 80352 0 0 ISHARES BARCLAYS 20 YEAR TRE 20 YR TR BD ETF 464287432 14812 109353 SH SOLE 109353 0 0 ISHARES BARCLAYS SHORT TREASU SHORT TREAS BD 464288679 242 2190 SH SOLE 2190 0 0 ISHARES CALIFORNIA MUNI BOND CALIF MUN BD ETF 464288356 213 3425 SH SOLE 3425 0 0 ISHARES DOW JONES SELECT DIVI SELECT DIVID ETF 464287168 1699 14893 SH SOLE 14893 0 0 ISHARES ESG 1-5 YEAR USD CORP ESG AWRE 1 5 YR 46435G243 232 8945 SH SOLE 8945 0 0 ISHARES FTSE CHINA INDEX ETF CHINA LG-CAP ETF 464287184 277 5939 SH SOLE 5939 0 0 ISHARES GOLD TRUST ISHARES 464285105 2281 140277 SH SOLE 140277 0 0 ISHARES INC CORE MSCI EMERGIN CORE MSCI EMKT 46434G103 307 4776 SH SOLE 4776 0 0 ISHARES INC MSCI EM ESG OPT ESG AWR MSCI EM 46434G863 545 12590 SH SOLE 12590 0 0 ISHARES INC MSCI EMRG MKTS SM EM MKT SM-CP ETF 464286475 266 4620 SH SOLE 4620 0 0 ISHARES MSCI ACWI LOW CARBON MSCI LW CRB TG 46434V464 853 5460 SH SOLE 5460 0 0 ISHARES MSCI AUSTRALIA INDEX MSCI AUST ETF 464286103 214 8630 SH SOLE 8630 0 0 ISHARES MSCI CANADA INDEX ETF MSCI CDA ETF 464286509 530 15577 SH SOLE 15577 0 0 ISHARES MSCI EAFE INDEX ETF MSCI EAFE ETF 464287465 7735 101950 SH SOLE 101950 0 0 ISHARES MSCI EMERGING MARKETS MSCI EMG MKT ETF 464287234 871 16335 SH SOLE 16335 0 0 ISHARES MSCI HONG KONG INDEX MSCI HONG KG ETF 464286871 654 24591 SH SOLE 24591 0 0 ISHARES MSCI INDIA SMALL-CAP MSCI INDIA SM CP 46429B614 298 6085 SH SOLE 6085 0 0 ISHARES MSCI KLD MSCI KLD400 SOC 464288570 291 3808 SH SOLE 3808 0 0 ISHARES MSCI MEXICO INVESTABL MSCI MEXICO ETF 464286822 279 6375 SH SOLE 6375 0 0 ISHARES MSCI SINGAPORE INDEX MSCI SINGPOR ETF 46434G780 446 19064 SH SOLE 19064 0 0 ISHARES MSCI SOUTH KOREA INDE MSCI STH KOR ETF 464286772 755 8417 SH SOLE 8417 0 0 ISHARES MSCI TAIWAN INDEX ETF MSCI TAIWAN ETF 46434G772 990 16510 SH SOLE 16510 0 0 ISHARES MSCI USA ESG OPTIMIZE ESG AWR MSCI USA 46435G425 1282 14104 SH SOLE 14104 0 0 ISHARES MSCI USA ESG SELECT E MSCI USA ESG SLC 464288802 1202 13690 SH SOLE 13690 0 0 ISHARES S&P 500 INDEX ETF CORE S&P500 ETF 464287200 10867 27317 SH SOLE 27317 0 0 ISHARES S&P SHORT-TERM NATION SHRT NAT MUN ETF 464288158 629 5835 SH SOLE 5835 0 0 ISHARES TR DOW JONES U S REAL U.S. REAL ES ETF 464287739 696 7570 SH SOLE 7570 0 0 ISHARES TR INTL SEL DIV ETF INTL SEL DIV ETF 464288448 1254 39822 SH SOLE 39822 0 0 ISHARES TR MSCI EAFE ESG OPT ESG AW MSCI EAFE 46435G516 1342 17685 SH SOLE 17685 0 0 ISHARES TR S&P 100 INDEX FUN S&P 100 ETF 464287101 288 1600 SH SOLE 1600 0 0 ISHARES TRUST CORE MSCI EAFE CORE MSCI EAFE 46432F842 310 4297 SH SOLE 4297 0 0 ISHARES ULTRA SHORT-TERM BOND BLACKROCK ULTRA 46434V878 507 10030 SH SOLE 10030 0 0 ITAU UNIBANCO HOLDING SA ADR SPON ADR REP PFD 465562106 117 23610 SH SOLE 23610 0 0 J P MORGAN CHASE & CO COM ISI COM 46625H100 315 2066 SH SOLE 2066 0 0 JOHNSON & JOHNSON COM COM 478160104 277 1685 SH SOLE 1685 0 0 LOCKHEED MARTIN CORP COM COM 539830109 217 588 SH SOLE 588 0 0 LOWES COMPANIES COM 548661107 395 2075 SH SOLE 2075 0 0 MARKET VECTORS AGRIBUSINESS E AGRIBUSINESS ETF 92189F700 261 2977 SH SOLE 2977 0 0 MARKET VECTORS BRAZIL SMALL C BRAZIL SMALL CP 92189F825 229 11730 SH SOLE 11730 0 0 MCDONALDS CORP COM 580135101 3077 13729 SH SOLE 13729 0 0 MEDTRONIC INC SHS G5960L103 1187 10045 SH SOLE 10045 0 0 MERCK & CO INC COM 58933Y105 1735 22506 SH SOLE 22506 0 0 MICROSOFT CORPORATION COM 594918104 2288 9704 SH SOLE 9704 0 0 MORGAN STANLEY INDIA INVESTME COM 61745C105 241 10344 SH SOLE 10344 0 0 NEXTERA ENERGY INC COM COM 65339F101 491 6494 SH SOLE 6494 0 0 NIKE INC CLASS B CL B 654106103 349 2624 SH SOLE 2624 0 0 NUVEEN GLB HIGH INC FD SHS 67075G103 210 13566 SH SOLE 13566 0 0 NVENT ELECTRIC PLC SHS G6700G107 479 17150 SH SOLE 17150 0 0 ONEOK INC CM (NEW) COM 682680103 460 9088 SH SOLE 9088 0 0 ORACLE CORPORATION COM 68389X105 336 4787 SH SOLE 4787 0 0 PENTAIR INC SHS G7S00T104 1069 17150 SH SOLE 17150 0 0 PEPSICO INC COM 713448108 1627 11500 SH SOLE 11500 0 0 PETROLEO BRASILEIRO SA ADR SPONSORED ADR 71654V408 115 13610 SH SOLE 13610 0 0 PFIZER INC. COM 717081103 1021 28176 SH SOLE 28176 0 0 PIMCO 1-5 YR US TIPS INDEX ET 1-5 US TIP IDX 72201R205 286 5210 SH SOLE 5210 0 0 PIMCOTOTAL RETURN ETF ACTIVE BD ETF 72201R775 6818 62284 SH SOLE 62284 0 0 PLAINS ALL AMERICAN PIPELINE UNIT LTD PARTN 726503105 170 18720 SH SOLE 18720 0 0 POWERSHARES BUILD AMERICA BON TAXABLE MUN BD 46138G805 11469 358062 SH SOLE 358062 0 0 POWERSHARES FINANCIAL PREFERR FINL PFD ETF 46137V621 592 31344 SH SOLE 31344 0 0 POWERSHARES PREFERRED ETF PFD ETF 46138E511 1171 78043 SH SOLE 78043 0 0 PROCTER & GAMBLE CO COM 742718109 1594 11771 SH SOLE 11771 0 0 QUALCOMM INC COM 747525103 288 2170 SH SOLE 2170 0 0 RAYTHEON TECH CORP COM COM 75513E101 421 5448 SH SOLE 5448 0 0 S&P 500 DEPOSITORY RECEIPT TR UNIT 78462F103 107685 271707 SH SOLE 271707 0 0 SCHWAB CHARLES CORP NEW COM 808513105 249 3827 SH SOLE 3827 0 0 SCHWAB EMERGING MARKETS EQUIT EMRG MKTEQ ETF 808524706 561 17660 SH SOLE 17660 0 0 SCHWAB INTERNATIONAL EQUITY E INTL EQTY ETF 808524805 1114 29600 SH SOLE 29600 0 0 SOUTHWEST AIRLINES CO. COM 844741108 205 3351 SH SOLE 3351 0 0 SPDR GOLD TRUST ETF GOLD SHS 78463V107 2059 12870 SH SOLE 12870 0 0 SPDR PORTFOLIO SHORT TERM COR PORTFOLIO SHORT 78464A474 688 21970 SH SOLE 21970 0 0 SPDR S&P MID CAP 400 ETF UTSER1 S&PDCRP 78467Y107 3123 6561 SH SOLE 6561 0 0 SPDR SER TR SP500 FOSL ETF SPDR S&P 500 ETF 78468R796 3171 32290 SH SOLE 32290 0 0 STRYKER CORP COM 863667101 438 1798 SH SOLE 1798 0 0 TARGA RESOURCES CORP COM 87612G101 260 8176 SH SOLE 8176 0 0 TARGET CORP COM 87612E106 1516 7655 SH SOLE 7655 0 0 TC ENERGY CORPCOM COM 87807B107 410 8955 SH SOLE 8955 0 0 TEXAS INSTRUMENTS INC COM 882508104 610 3226 SH SOLE 3226 0 0 TJX COMPANIES INC COM 872540109 362 5476 SH SOLE 5476 0 0 TORO CO COM 891092108 643 6232 SH SOLE 6232 0 0 UNION PACIFIC CORP COM 907818108 351 1592 SH SOLE 1592 0 0 UNITEDHEALTH GROUP COM 91324P102 319 858 SH SOLE 858 0 0 VALE S.A. SPONS ADR REPR 1 CO SPONSORED ADS 91912E105 244 14035 SH SOLE 14035 0 0 VANECK VECTORS PFD SECS EX FI PFD SECS EX FINL 92189F429 214 10295 SH SOLE 10295 0 0 VANGUARD DIVIDEND APPRECIATIO DIV APP ETF 921908844 413 2805 SH SOLE 2805 0 0 VANGUARD EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 1931 37107 SH SOLE 37107 0 0 VANGUARD EUROPEAN STOCK ETF FTSE EUROPE ETF 922042874 207 3285 SH SOLE 3285 0 0 VANGUARD EXTENDED MARKET INDE EXTEND MKT ETF 922908652 6407 36216 SH SOLE 36216 0 0 VANGUARD FTSE DEVELOPED MARKE FTSE DEV MKT ETF 921943858 4544 92532 SH SOLE 92532 0 0 VANGUARD HIGH DIVIDEND YIELD HIGH DIV YLD 921946406 1379 13640 SH SOLE 13640 0 0 VANGUARD INDEX FDS VANGUARD TOTAL STK MKT 922908769 267 1290 SH SOLE 1290 0 0 VANGUARD INTERMEDIATE TERM CO INT-TERM CORP 92206C870 420 4516 SH SOLE 4516 0 0 VANGUARD INTL EQUITY INDEX ALLWRLD EX US 922042775 2186 36020 SH SOLE 36020 0 0 VANGUARD LONG TERM CORPORATE LG-TERM COR BD 92206C813 2940 29041 SH SOLE 29041 0 0 VANGUARD LONG-TERM BOND INDEX LONG TERM BOND 921937793 3749 38203 SH SOLE 38203 0 0 VANGUARD MORTGAGE BACKED SEC MORTG-BACK SEC 92206C771 2223 41652 SH SOLE 41652 0 0 VANGUARD REIT INDEX ETF REAL ESTATE ETF 922908553 8882 96691 SH SOLE 96691 0 0 VANGUARD S&P 500 ETF S&P 500 ETF SHS 922908363 887 2436 SH SOLE 2436 0 0 VANGUARD SHORT TERM TREASURY SHORT TERM TREAS 92206C102 5475 88995 SH SOLE 88995 0 0 VANGUARD SHORT-TERM BOND ETF SHORT TRM BOND 921937827 499 6075 SH SOLE 6075 0 0 VANGUARD SHORT-TERM CORPORATE SHRT TRM CORP BD 92206C409 18414 223197 SH SOLE 223197 0 0 VANGUARD ST TIPS BOND FD STRM INFPROIDX 922020805 6789 131723 SH SOLE 131723 0 0 VANGUARD TOTAL BOND MARKET ET TOTAL BND MRKT 921937835 4230 49925 SH SOLE 49925 0 0 VANGUARD VALUE ETF VALUE ETF 922908744 1389 10565 SH SOLE 10565 0 0 VANGUARD WORLD ESG US STOCK E ESG US STK ETF 921910733 371 5035 SH SOLE 5035 0 0 VANGUARD WORLD FD ESG INTL ST ESG INTL STK ETF 921910725 817 13305 SH SOLE 13305 0 0 VERIZON COMMUNICATIONS COM 92343V104 277 4764 SH SOLE 4764 0 0 VISA INC CLASS A COM CL A 92826C839 609 2874 SH SOLE 2874 0 0 WAL-MART STORES INC COM 931142103 969 7133 SH SOLE 7133 0 0 WELLS FARGO & CO COM 949746101 282 7211 SH SOLE 7211 0 0 WESTERN ASSET EMERGING MARKET COM 95766A101 327 24750 SH SOLE 24750 0 0 WORLD GOLD TR SPDR GLD MINIS SPDR GLD MINIS 98149E204 2077 122176 SH SOLE 122176 0 0