President

0001437749-20-022575.txt : 20201105 0001437749-20-022575.hdr.sgml : 20201105 20201104200438 ACCESSION NUMBER: 0001437749-20-022575 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201105 DATE AS OF CHANGE: 20201104 EFFECTIVENESS DATE: 20201105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOULD ASSET MANAGEMENT LLC /CA/ CENTRAL INDEX KEY: 0001091961 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14118 FILM NUMBER: 201288253 BUSINESS ADDRESS: STREET 1: 341 WEST FIRST STREET STREET 2: SUITE 200 CITY: CLAREMONT STATE: CA ZIP: 91711 BUSINESS PHONE: (909) 445-1291 MAIL ADDRESS: STREET 1: 341 WEST FIRST STREET STREET 2: SUITE 200 CITY: CLAREMONT STATE: CA ZIP: 91711 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001091961 XXXXXXXX 09-30-2020 09-30-2020 GOULD ASSET MANAGEMENT LLC /CA/

341 WEST FIRST STREET SUITE 200 CLAREMONT CA 91711

13F HOLDINGS REPORT 028-14118 N DONALD P. GOULD President 909-445-1291 /s/ DONALD P. GOULD CLAREMONT CA 11-04-2020 0 135 296186 false INFORMATION TABLE 2 infotable_gamq320.xml 3M COMPANY COM 88579Y101 3349 20908 SH SOLE 0 0 20908 ABBOTT LABORATORIES COM 002824100 447 4107 SH SOLE 0 0 4107 ACCENTURELTD BERMUDA CL A ISI SHS CLASS A G1151C101 438 1940 SH SOLE 0 0 1940 ALERIAN MLP ETF ALERIAN MLP 00162Q452 726 36327 SH SOLE 0 0 36327 ALPHABET INC CLASS A CAP STK CL A 02079K305 254 173 SH SOLE 0 0 173 ALPHABET INC CLASS C CAP STK CL C 02079K107 228 155 SH SOLE 0 0 155 AMAZON.COM INC COM 023135106 595 189 SH SOLE 0 0 189 APPLE COMPUTER INC. COM 037833100 2889 24945 SH SOLE 0 0 24945 AT&T INC COM 00206R102 249 8739 SH SOLE 0 0 8739 BANCO BRADESCO SA ADR SP ADR PFD NEW 059460303 87 25410 SH SOLE 0 0 25410 BERKSHIRE HATHAWAY INC DEL C CL B NEW 084670702 688 3230 SH SOLE 0 0 3230 BOEING CO COM 097023105 575 3480 SH SOLE 0 0 3480 BRF - BRASIL FOODS SA ADR SPONSORED ADR 10552T107 78 23810 SH SOLE 0 0 23810 BRISTOL MYERS SQUIBB COM 110122108 562 9314 SH SOLE 0 0 9314 BROOKFIELD ASSET MANAGEMENT CL A LTD VT SH 112585104 210 6364 SH SOLE 0 0 6364 CLAYMORE S&P GLOBAL WATER ETF S&P GBL WATER 46138E263 249 6025 SH SOLE 0 0 6025 COLGATE-PALMOLIVE CO COM 194162103 217 2815 SH SOLE 0 0 2815 COMCASTCORP NEW CL A CL A 20030N101 338 7310 SH SOLE 0 0 7310 COMMUNICATIONS SYSTEMS INC. COM 203900105 72 18733 SH SOLE 0 0 18733 COSTCO WHOLESALE CORP COM 22160K105 499 1406 SH SOLE 0 0 1406 CRESUD S.A.C.I.F.Y.A. SPONS A SPONSORED ADR 226406106 61 21645 SH SOLE 0 0 21645 DISNEY WALT CO COM DISNEY 254687106 375 3020 SH SOLE 0 0 3020 DONALDSON INC COM 257651109 325 7000 SH SOLE 0 0 7000 ECOLAB INC COM 278865100 764 3825 SH SOLE 0 0 3825 EMERGING MARKETS LOCAL CURREN JP MORGAN MKTS 92189H300 676 21919 SH SOLE 0 0 21919 ENBRIDGE INC COM 29250N105 338 11565 SH SOLE 0 0 11565 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 224 41379 SH SOLE 0 0 41379 ENTERPRISE PRODUCTS PARTNERS COM 293792107 295 18686 SH SOLE 0 0 18686 EXXON MOBIL CORPORATION COM 30231G102 472 13760 SH SOLE 0 0 13760 GENERAL ELECTRIC COMPANY COM 369604103 69 10996 SH SOLE 0 0 10996 GENERAL MILLS INC COM 370334104 234 3800 SH SOLE 0 0 3800 HOME DEPOT INC COM COM 437076102 507 1825 SH SOLE 0 0 1825 ILLINOIS TOOL WORKS COM 452308109 287 1486 SH SOLE 0 0 1486 IMMUNOGEN INC COM 45253H101 54 15000 SH SOLE 0 0 15000 INTEL CORP COM COM 458140100 405 7820 SH SOLE 0 0 7820 ISHARES 0-5 YEAR TIPS BOND ET 0-5 YR TIPS ETF 46429B747 7050 67747 SH SOLE 0 0 67747 ISHARES BARCLAYS 20 YEAR TRE 20 YR TR BD ETF 464287432 14736 90262 SH SOLE 0 0 90262 ISHARES DOW JONES SELECT DIVI SELECT DIVID ETF 464287168 1414 17338 SH SOLE 0 0 17338 ISHARES FTSE CHINA INDEX ETF CHINA LG-CAP ETF 464287184 256 6099 SH SOLE 0 0 6099 ISHARES GOLD TRUST ISHARES 464285105 2814 156422 SH SOLE 0 0 156422 ISHARES INC CORE MSCI EMERGIN CORE MSCI EMKT 46434G103 309 5846 SH SOLE 0 0 5846 ISHARES INC MSCI EM ESG OPT ESG AWR MSCI EM 46434G863 355 9970 SH SOLE 0 0 9970 ISHARES INC MSCI EMRG MKTS SM EM MKT SM-CP ETF 464286475 211 4815 SH SOLE 0 0 4815 ISHARES MSCI ACWI LOW CARBON MSCI LW CRB TG 46434V464 473 3610 SH SOLE 0 0 3610 ISHARES MSCI CANADA INDEX ETF MSCI CDA ETF 464286509 361 13181 SH SOLE 0 0 13181 ISHARES MSCI EAFE INDEX ETF MSCI EAFE ETF 464287465 6864 107845 SH SOLE 0 0 107845 ISHARES MSCI EMERGING MARKETS MSCI EMG MKT ETF 464287234 866 19645 SH SOLE 0 0 19645 ISHARES MSCI HONG KONG INDEX MSCI HONG KG ETF 464286871 548 24996 SH SOLE 0 0 24996 ISHARES MSCI INDIA SMALL-CAP MSCI INDIA SM CP 46429B614 223 6230 SH SOLE 0 0 6230 ISHARES MSCI KLD MSCI KLD400 SOC 464288570 253 1974 SH SOLE 0 0 1974 ISHARES MSCI SINGAPORE INDEX MSCI SINGPOR ETF 46434G780 311 16606 SH SOLE 0 0 16606 ISHARES MSCI SOUTH KOREA INDE MSCI STH KOR ETF 464286772 622 9512 SH SOLE 0 0 9512 ISHARES MSCI TAIWAN INDEX ETF MSCI TAIWAN ETF 46434G772 825 18370 SH SOLE 0 0 18370 ISHARES MSCI USA ESG OPTIMIZE ESG AWR MSCI USA 46435G425 856 11235 SH SOLE 0 0 11235 ISHARES MSCI USA ESG SELECT E MSCI USA ESG SLC 464288802 1087 7390 SH SOLE 0 0 7390 ISHARES S&P 500 INDEX ETF CORE S&P500 ETF 464287200 8729 25974 SH SOLE 0 0 25974 ISHARES S&P SHORT-TERM NATION SHRT NAT MUN ETF 464288158 578 5345 SH SOLE 0 0 5345 ISHARES TR DOW JONES U S REAL U.S. REAL ES ETF 464287739 564 7060 SH SOLE 0 0 7060 ISHARES TR INTL SEL DIV ETF INTL SEL DIV ETF 464288448 902 36165 SH SOLE 0 0 36165 ISHARES TR MSCI EAFE ESG OPT ESG AW MSCI EAFE 46435G516 914 14400 SH SOLE 0 0 14400 ISHARES TR S&P 100 INDEX FUN S&P 100 ETF 464287101 249 1600 SH SOLE 0 0 1600 ISHARES TRUST CORE MSCI EAFE CORE MSCI EAFE 46432F842 433 7175 SH SOLE 0 0 7175 ISHARES ULTRA SHORT-TERM BOND ULTR SH TRM BD 46434V878 1206 23850 SH SOLE 0 0 23850 ITAU UNIBANCO HOLDING SA ADR SPON ADR REP PFD 465562106 97 24301 SH SOLE 0 0 24301 J P MORGAN CHASE & CO COM ISI COM 46625H100 266 2766 SH SOLE 0 0 2766 JOHNSON & JOHNSON COM COM 478160104 267 1795 SH SOLE 0 0 1795 LOCKHEED MARTIN CORP COM COM 539830109 235 613 SH SOLE 0 0 613 LOWES COMPANIES COM 548661107 352 2125 SH SOLE 0 0 2125 MARKET VECTORS AGRIBUSINESS E AGRIBUSINESS ETF 92189F700 216 3197 SH SOLE 0 0 3197 MARKET VECTORS BRAZIL SMALL C BRAZIL SMALL CP 92189F825 191 11440 SH SOLE 0 0 11440 MCDONALDS CORP COM 580135101 3019 13755 SH SOLE 0 0 13755 MEDTRONIC INC SHS G5960L103 1055 10155 SH SOLE 0 0 10155 MERCK & CO INC COM 58933Y105 1871 22556 SH SOLE 0 0 22556 MICROSOFT CORPORATION COM 594918104 2125 10104 SH SOLE 0 0 10104 MORGAN STANLEY INDIA INVESTME COM 61745C105 180 10399 SH SOLE 0 0 10399 NEXTERA ENERGY INC COM COM 65339F101 458 1651 SH SOLE 0 0 1651 NIKE INC CLASS B CL B 654106103 341 2719 SH SOLE 0 0 2719 NUVEEN GLB HIGH INC FD SHS 67075G103 157 11637 SH SOLE 0 0 11637 NVENT ELECTRIC PLC SHS G6700G107 303 17150 SH SOLE 0 0 17150 ONEOK INC CM (NEW) COM 682680103 248 9565 SH SOLE 0 0 9565 PENTAIR INC SHS G7S00T104 785 17150 SH SOLE 0 0 17150 PEPSICO INC COM 713448108 1428 10305 SH SOLE 0 0 10305 PETROLEO BRASILEIRO SA ADR SPONSORED ADR 71654V408 86 12110 SH SOLE 0 0 12110 PFIZER INC. COM 717081103 1018 27751 SH SOLE 0 0 27751 PIMCO 1-5 YR US TIPS INDEX ET 1-5 US TIP IDX 72201R205 393 7295 SH SOLE 0 0 7295 PIMCOTOTAL RETURN ETF ACTIVE BD ETF 72201R775 5515 49049 SH SOLE 0 0 49049 PLAINS ALL AMERICAN PIPELINE UNIT LTD PARTN 726503105 109 18240 SH SOLE 0 0 18240 POWERSHARES BUILD AMERICA BON TAXABLE MUN BD 46138G805 11087 332437 SH SOLE 0 0 332437 POWERSHARES FINANCIAL PREFERR FINL PFD ETF 46137V621 610 32559 SH SOLE 0 0 32559 POWERSHARES PREFERRED ETF PFD ETF 46138E511 1184 80358 SH SOLE 0 0 80358 PROCTER & GAMBLE CO COM 742718109 1667 11991 SH SOLE 0 0 11991 RAYTHEON TECH CORP COM COM 75513E101 301 5228 SH SOLE 0 0 5228 S&P 500 DEPOSITORY RECEIPT TR UNIT 78462F103 98432 293924 SH SOLE 0 0 293924 SCHWAB EMERGING MARKETS EQUIT EMRG MKTEQ ETF 808524706 495 18515 SH SOLE 0 0 18515 SCHWAB INTERNATIONAL EQUITY E INTL EQTY ETF 808524805 994 31650 SH SOLE 0 0 31650 SPDR GOLD TRUST ETF GOLD SHS 78463V107 2343 13230 SH SOLE 0 0 13230 SPDR PORTFOLIO SHORT TERM COR PORTFOLIO SHORT 78464A474 581 18516 SH SOLE 0 0 18516 SPDR S&P MID CAP 400 ETF UTSER1 S&PDCRP 78467Y107 2545 7511 SH SOLE 0 0 7511 SPDR SER TR SP500 FOSL ETF SPDR S&P 500 ETF 78468R796 1702 20370 SH SOLE 0 0 20370 STRYKER CORP COM 863667101 379 1818 SH SOLE 0 0 1818 TARGET CORP COM 87612E106 1153 7325 SH SOLE 0 0 7325 TC PIPELINES LP UT COM LTD PRT 87233Q108 343 13390 SH SOLE 0 0 13390 TEXAS INSTRUMENTS INC COM 882508104 499 3496 SH SOLE 0 0 3496 TJX COMPANIES INC COM 872540109 310 5576 SH SOLE 0 0 5576 TORO CO COM 891092108 540 6432 SH SOLE 0 0 6432 UNION PACIFIC CORP COM 907818108 386 1962 SH SOLE 0 0 1962 VALE S.A. SPONS ADR REPR 1 CO SPONSORED ADS 91912E105 159 15011 SH SOLE 0 0 15011 VANECK VECTORS PFD SECS EX FI PFD SECS EX FINL 92189F429 203 10595 SH SOLE 0 0 10595 VANGUARD DIVIDEND APPRECIATIO DIV APP ETF 921908844 962 7480 SH SOLE 0 0 7480 VANGUARD EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 1682 38892 SH SOLE 0 0 38892 VANGUARD EUROPEAN STOCK ETF FTSE EUROPE ETF 922042874 200 3810 SH SOLE 0 0 3810 VANGUARD EXTENDED MARKET INDE EXTEND MKT ETF 922908652 5306 40906 SH SOLE 0 0 40906 VANGUARD FTSE DEVELOPED MARKE FTSE DEV MKT ETF 921943858 3493 85412 SH SOLE 0 0 85412 VANGUARD HIGH DIVIDEND YIELD HIGH DIV YLD 921946406 1246 15395 SH SOLE 0 0 15395 VANGUARD INDEX FDS VANGUARD TOTAL STK MKT 922908769 220 1290 SH SOLE 0 0 1290 VANGUARD INTERMEDIATE TERM CO INT-TERM CORP 92206C870 373 3896 SH SOLE 0 0 3896 VANGUARD INTL EQUITY INDEX ALLWRLD EX US 922042775 2291 45415 SH SOLE 0 0 45415 VANGUARD LONG TERM CORPORATE LG-TERM COR BD 92206C813 2664 24926 SH SOLE 0 0 24926 VANGUARD LONG-TERM BOND INDEX LONG TERM BOND 921937793 203 1811 SH SOLE 0 0 1811 VANGUARD MORTGAGE BACKED SEC MORTG-BACK SEC 92206C771 3518 64827 SH SOLE 0 0 64827 VANGUARD REIT INDEX ETF REAL ESTATE ETF 922908553 7358 93185 SH SOLE 0 0 93185 VANGUARD S&P 500 ETF S&P 500 ETF SHS 922908363 381 1239 SH SOLE 0 0 1239 VANGUARD SHORT TERM TREASURY SHORT TERM TREAS 92206C102 4952 79750 SH SOLE 0 0 79750 VANGUARD SHORT-TERM BOND ETF SHORT TRM BOND 921937827 697 8395 SH SOLE 0 0 8395 VANGUARD SHORT-TERM CORPORATE SHRT TRM CORP BD 92206C409 17109 206512 SH SOLE 0 0 206512 VANGUARD ST TIPS BOND FD STRM INFPROIDX 922020805 5893 115503 SH SOLE 0 0 115503 VANGUARD TOTAL BOND MARKET ET TOTAL BND MRKT 921937835 3956 44840 SH SOLE 0 0 44840 VANGUARD VALUE ETF VALUE ETF 922908744 1229 11755 SH SOLE 0 0 11755 VANGUARD WORLD ESG US STOCK E ESG US STK ETF 921910733 271 4380 SH SOLE 0 0 4380 VANGUARD WORLD FD ESG INTL ST ESG INTL STK ETF 921910725 557 10795 SH SOLE 0 0 10795 VISA INC CLASS A COM CL A 92826C839 583 2914 SH SOLE 0 0 2914 WAL-MART STORES INC COM 931142103 971 6943 SH SOLE 0 0 6943 WELLS FARGO & CO COM 949746101 257 10913 SH SOLE 0 0 10913 WESTERN ASSET EMERGING MARKET COM 95766A101 285 23100 SH SOLE 0 0 23100 WORLD GOLD TR SPDR GLD MINIS SPDR GLD MINIS 98149E204 11056 588071 SH SOLE 0 0 588071