0001437749-19-022221.txt : 20191112
0001437749-19-022221.hdr.sgml : 20191112
20191108195001
ACCESSION NUMBER: 0001437749-19-022221
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191112
DATE AS OF CHANGE: 20191108
EFFECTIVENESS DATE: 20191112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOULD ASSET MANAGEMENT LLC /CA/
CENTRAL INDEX KEY: 0001091961
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14118
FILM NUMBER: 191205394
BUSINESS ADDRESS:
STREET 1: 341 WEST FIRST STREET
STREET 2: SUITE 200
CITY: CLAREMONT
STATE: CA
ZIP: 91711
BUSINESS PHONE: (909) 445-1291
MAIL ADDRESS:
STREET 1: 341 WEST FIRST STREET
STREET 2: SUITE 200
CITY: CLAREMONT
STATE: CA
ZIP: 91711
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001091961
XXXXXXXX
09-30-2019
09-30-2019
GOULD ASSET MANAGEMENT LLC /CA/
341 WEST FIRST STREET
SUITE 200
CLAREMONT
CA
91711
13F HOLDINGS REPORT
028-14118
N
DONALD P. GOULD
PRESIDENT AND CCO
909-445-1291
/s/ Donald P. Gould
Claremont
CA
11-08-2019
0
142
282731
false
INFORMATION TABLE
2
infotable_gamq319.xml
3M COMPANY
COM
88579Y101
3453
21003
SH
SOLE
21003
0
0
ABBOTT LABORATORIES
COM
002824100
344
4108
SH
SOLE
4108
0
0
ABBVIE INC
COM
00287Y109
235
3109
SH
SOLE
3109
0
0
ACCENTURELTD BERMUDA CL A ISI
SHS CLASS A
G1151C101
377
1960
SH
SOLE
1960
0
0
ALERIAN MLP ETF
ALERIAN MLP
00162Q866
937
102515
SH
SOLE
102515
0
0
ALPHABET INC CLASS A
CAP STK CL A
02079K305
260
213
SH
SOLE
213
0
0
ALPHABET INC CLASS C
CAP STK CL C
02079K107
215
176
SH
SOLE
176
0
0
AMAZON.COM INC
COM
023135106
293
169
SH
SOLE
169
0
0
APPLE COMPUTER INC.
COM
037833100
1515
6763
SH
SOLE
6763
0
0
AT&T INC
COM
00206R102
275
7269
SH
SOLE
7269
0
0
BANCO BRADESCO SA ADR
SP ADR PFD NEW
059460303
198
24363
SH
SOLE
24363
0
0
BANK OF AMERICA COM
COM
060505104
311
10664
SH
SOLE
10664
0
0
BERKSHIRE HATHAWAY INC DEL C
CL B NEW
084670702
724
3480
SH
SOLE
3480
0
0
BOEING CO
COM
097023105
1293
3398
SH
SOLE
3398
0
0
BRF - BRASIL FOODS SA ADR
SPONSORED ADR
10552T107
251
27375
SH
SOLE
27375
0
0
BRISTOL MYERS SQUIBB
COM
110122108
546
10758
SH
SOLE
10758
0
0
BROOKFIELD ASSET MANAGEMENT
CL A LTD VT SH
112585104
247
4653
SH
SOLE
4653
0
0
BUNGE LIMITED
COM
G16962105
245
4330
SH
SOLE
4330
0
0
CATERPILLAR INC
COM
149123101
330
2609
SH
SOLE
2609
0
0
CHEVRON CORP NEW
COM
166764100
310
2617
SH
SOLE
2617
0
0
CITIGROUP INC COM
COM NEW
172967424
249
3599
SH
SOLE
3599
0
0
CLAYMORE S&P GLOBAL WATER ETF
S&P GBL WATER
46138E263
245
6405
SH
SOLE
6405
0
0
COLGATE-PALMOLIVE CO
COM
194162103
306
4165
SH
SOLE
4165
0
0
COMMUNICATIONS SYSTEMS INC.
COM
203900105
128
28008
SH
SOLE
28008
0
0
COSTCO WHOLESALE CORP
COM
22160K105
405
1406
SH
SOLE
1406
0
0
CRESUD S.A.C.I.F.Y.A. SPONS A
SPONSORED ADR
226406106
73
12360
SH
SOLE
12360
0
0
DISNEY WALT CO
COM DISNEY
254687106
390
2995
SH
SOLE
2995
0
0
DONALDSON INC
COM
257651109
365
7000
SH
SOLE
7000
0
0
ECOLAB INC
COM
278865100
758
3825
SH
SOLE
3825
0
0
EMERGING MARKETS LOCAL CURREN
JP MORGAN MKTS
92189H300
400
12134
SH
SOLE
12134
0
0
ENBRIDGE INC
COM
29250N105
400
11400
SH
SOLE
11400
0
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
541
41379
SH
SOLE
41379
0
0
ENTERPRISE PRODUCTS PARTNERS
COM
293792107
534
18686
SH
SOLE
18686
0
0
EXXON MOBIL CORPORATION
COM
30231G102
926
13110
SH
SOLE
13110
0
0
GLOBAL X FTSE COLOMBIA 20 ETF
GLBX MSCI COLUM
37950E200
142
15860
SH
SOLE
15860
0
0
HOME DEPOT INC COM
COM
437076102
423
1825
SH
SOLE
1825
0
0
ILLINOIS TOOL WORKS
COM
452308109
233
1486
SH
SOLE
1486
0
0
IMMUNOGEN INC
COM
45253H101
36
15000
SH
SOLE
15000
0
0
INTEL CORP COM
COM
458140100
475
9220
SH
SOLE
9220
0
0
INTL BUSINESS MACH
COM
459200101
262
1800
SH
SOLE
1800
0
0
ISHARES 0-5 YEAR TIPS BOND ET
0-5 YR TIPS ETF
46429B747
3784
37776
SH
SOLE
37776
0
0
ISHARES BARCLAYS 20 YEAR TRE
20 YR TR BD ETF
464287432
6316
44145
SH
SOLE
44145
0
0
ISHARES DOW JONES SELECT DIVI
SELECT DIVID ETF
464287168
1415
13883
SH
SOLE
13883
0
0
ISHARES FTSE CHINA INDEX ETF
CHINA LG-CAP ETF
464287184
252
6344
SH
SOLE
6344
0
0
ISHARES GOLD TRUST
ISHARES
464285105
2650
187930
SH
SOLE
187930
0
0
ISHARES INC CORE MSCI EMERGIN
MSCI BRAZIL ETF
46434G103
462
9419
SH
SOLE
9419
0
0
ISHARES INC MSCI EM ESG OPT
ESG MSCI EM ETF
46434G863
286
8795
SH
SOLE
8795
0
0
ISHARES MSCI ACWI LOW CARBON
MSCI LW CRB TG
46434V464
519
4320
SH
SOLE
4320
0
0
ISHARES MSCI CANADA INDEX ETF
MSCI CDA ETF
464286509
752
26009
SH
SOLE
26009
0
0
ISHARES MSCI EAFE INDEX ETF
MSCI EAFE ETF
464287465
7010
107497
SH
SOLE
107497
0
0
ISHARES MSCI EMERGING MARKETS
MSCI EMG MKT ETF
464287234
1037
25370
SH
SOLE
25370
0
0
ISHARES MSCI HONG KONG INDEX
MSCI HONG KG ETF
464286871
586
25831
SH
SOLE
25831
0
0
ISHARES MSCI INDIA SMALL-CAP
MSCI INDIA SM CP
46429B614
229
6525
SH
SOLE
6525
0
0
ISHARES MSCI KLD
MSCI KLD400 SOC
464288570
355
3199
SH
SOLE
3199
0
0
ISHARES MSCI MEXICO INVESTABL
MSCI MEXICO ETF
464286822
243
5695
SH
SOLE
5695
0
0
ISHARES MSCI SINGAPORE INDEX
MSCI SINGPOR ETF
46434G780
408
17573
SH
SOLE
17573
0
0
ISHARES MSCI SOUTH KOREA INDE
MSCI STH KOR ETF
464286772
554
9827
SH
SOLE
9827
0
0
ISHARES MSCI TAIWAN INDEX ETF
MSCI TAIWAN ETF
46434G772
716
19700
SH
SOLE
19700
0
0
ISHARES MSCI USA ESG OPTIMIZE
ESG MSCI USA ETF
46435G425
499
7640
SH
SOLE
7640
0
0
ISHARES MSCI USA ESG SELECT E
MSCI USA ESG SLC
464288802
1226
9915
SH
SOLE
9915
0
0
ISHARES S&P 500 INDEX ETF
CORE S&P500 ETF
464287200
9241
30955
SH
SOLE
30955
0
0
ISHARES S&P SHORT-TERM NATION
SHRT NAT MUN ETF
464288158
371
3485
SH
SOLE
3485
0
0
ISHARES TR DOW JONES U S REAL
U.S. REAL ES ETF
464287739
740
7915
SH
SOLE
7915
0
0
ISHARES TR INTL SEL DIV ETF
INTL SEL DIV ETF
464288448
889
28925
SH
SOLE
28925
0
0
ISHARES TR MSCI EAFE ESG OPT
ESG MSCI EAFE
46435G516
860
13420
SH
SOLE
13420
0
0
ISHARES TR RUSSELL MIDCAP IN
RUS MID CAP ETF
464287499
1314
23482
SH
SOLE
23482
0
0
ISHARES TR S&P 100 INDEX FUN
S&P 100 ETF
464287101
210
1600
SH
SOLE
1600
0
0
ISHARES TRUST CORE MSCI EAFE
CORE MSCI EAFE
46432F842
494
8085
SH
SOLE
8085
0
0
ITAU UNIBANCO HOLDING SA ADR
SPON ADR REP PFD
465562106
209
24882
SH
SOLE
24882
0
0
J P MORGAN CHASE & CO COM ISI
COM
46625H100
272
2307
SH
SOLE
2307
0
0
JOHNSON & JOHNSON COM
COM
478160104
312
2408
SH
SOLE
2408
0
0
LOCKHEED MARTIN CORP COM
COM
539830109
230
590
SH
SOLE
590
0
0
LOWES COMPANIES
COM
548661107
237
2158
SH
SOLE
2158
0
0
MARKET VECTORS AGRIBUSINESS E
AGRIBUSINESS ETF
92189F700
220
3337
SH
SOLE
3337
0
0
MARKET VECTORS BRAZIL SMALL C
BRAZIL SMALL CP
92189F825
283
12195
SH
SOLE
12195
0
0
MCDONALDS CORP
COM
580135101
2922
13609
SH
SOLE
13609
0
0
MEDTRONIC INC
SHS
G5960L103
1118
10295
SH
SOLE
10295
0
0
MERCK & CO INC
COM
58933Y105
1903
22606
SH
SOLE
22606
0
0
MICROSOFT CORPORATION
COM
594918104
1450
10429
SH
SOLE
10429
0
0
MORGAN STANLEY INDIA INVESTME
COM
61745C105
203
10729
SH
SOLE
10729
0
0
NEXTERA ENERGY INC COM
COM
65339F101
365
1566
SH
SOLE
1566
0
0
NIKE INC CLASS B
CL B
654106103
248
2641
SH
SOLE
2641
0
0
NUVEEN GLB HIGH INC FD
SHS
67075G103
183
11773
SH
SOLE
11773
0
0
NVENT ELECTRIC PLC
SHS
G6700G107
378
17150
SH
SOLE
17150
0
0
ONEOK INC CM (NEW)
COM
682680103
705
9565
SH
SOLE
9565
0
0
PENTAIR INC
SHS
G7S00T104
648
17150
SH
SOLE
17150
0
0
PEPSICO INC
COM
713448108
1581
11531
SH
SOLE
11531
0
0
PETROLEO BRASILEIRO SA ADR
SPONSORED ADR
71654V408
181
12505
SH
SOLE
12505
0
0
PFIZER INC.
COM
717081103
1024
28513
SH
SOLE
28513
0
0
PIMCO 1-5 YR US TIPS INDEX ET
1-5 US TIP IDX
72201R205
440
8385
SH
SOLE
8385
0
0
PIMCOTOTAL RETURN ETF
ACTIVE BD ETF
72201R775
1922
17645
SH
SOLE
17645
0
0
PLAINS ALL AMERICAN PIPELINE
UNIT LTD PARTN
726503105
372
17950
SH
SOLE
17950
0
0
POWERSHARES BUILD AMERICA BON
TAXABLE MUN BD
46138G805
1821
56205
SH
SOLE
56205
0
0
POWERSHARES FINANCIAL PREFERR
FINL PFD ETF
46137V621
590
31399
SH
SOLE
31399
0
0
POWERSHARES PREFERRED ETF
PFD ETF
46138E511
1170
77926
SH
SOLE
77926
0
0
PROCTER & GAMBLE CO
COM
742718109
1436
11546
SH
SOLE
11546
0
0
S&P 500 DEPOSITORY RECEIPT
TR UNIT
78462F103
94414
318137
SH
SOLE
318137
0
0
SCHWAB EMERGING MARKETS EQUIT
EMRG MKTEQ ETF
808524706
608
24205
SH
SOLE
24205
0
0
SCHWAB INTERNATIONAL EQUITY E
INTL EQTY ETF
808524805
1514
47517
SH
SOLE
47517
0
0
SOUTHWEST AIRLINES CO.
COM
844741108
237
4397
SH
SOLE
4397
0
0
SPDR BLOOMBERG BARCLAYS 1-3 M
SPDR BLOOMBERG
78468R663
401
4375
SH
SOLE
4375
0
0
SPDR GOLD TRUST ETF
GOLD SHS
78463V107
2278
16401
SH
SOLE
16401
0
0
SPDR PORTFOLIO LARGE CAP ETF
PORTFOLIO LR ETF
78464A854
1535
44056
SH
SOLE
44056
0
0
SPDR PORTFOLIO SHORT TERM COR
PORTFOLIO SHORT
78464A474
459
14875
SH
SOLE
14875
0
0
SPDR S&P MID CAP 400 ETF
UTSER1 S&PDCRP
78467Y107
2344
6650
SH
SOLE
6650
0
0
SPDR SER TR SP500 FOSL ETF
TR UNIT
78468R796
1501
20665
SH
SOLE
20665
0
0
STRYKER CORP
COM
863667101
390
1803
SH
SOLE
1803
0
0
TARGA RESOURCES CORP
COM
87612G101
339
8443
SH
SOLE
8443
0
0
TARGET CORP
COM
87612E106
783
7325
SH
SOLE
7325
0
0
TC PIPELINES LP
UT COM LTD PRT
87233Q108
545
13390
SH
SOLE
13390
0
0
TEXAS INSTRUMENTS INC
COM
882508104
396
3065
SH
SOLE
3065
0
0
TJX COMPANIES INC
COM
872540109
308
5526
SH
SOLE
5526
0
0
TORO CO
COM
891092108
471
6432
SH
SOLE
6432
0
0
UNION PACIFIC CORP
COM
907818108
368
2272
SH
SOLE
2272
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
443
3243
SH
SOLE
3243
0
0
VALE S.A. SPONS ADR REPR 1 CO
SPONSORED ADS
91912E105
169
14739
SH
SOLE
14739
0
0
VANGUARD DIVIDEND APPRECIATIO
DIV APP ETF
921908844
830
6940
SH
SOLE
6940
0
0
VANGUARD EMERGING MARKETS ETF
FTSE EMR MKT ETF
922042858
1903
47256
SH
SOLE
47256
0
0
VANGUARD EUROPEAN STOCK ETF
FTSE EUROPE ETF
922042874
220
4095
SH
SOLE
4095
0
0
VANGUARD EXTENDED MARKET INDE
EXTEND MKT ETF
922908652
5386
46296
SH
SOLE
46296
0
0
VANGUARD FTSE DEVELOPED MARKE
FTSE DEV MKT ETF
921943858
4778
116315
SH
SOLE
116315
0
0
VANGUARD HIGH DIVIDEND YIELD
HIGH DIV YLD
921946406
969
10920
SH
SOLE
10920
0
0
VANGUARD INTERMEDIATE TERM CO
INT-TERM CORP
92206C870
382
4181
SH
SOLE
4181
0
0
VANGUARD INTL EQUITY INDEX
ALLWRLD EX US
922042775
5491
110050
SH
SOLE
110050
0
0
VANGUARD LONG TERM CORPORATE
LG-TERM COR BD
92206C813
2194
21697
SH
SOLE
21697
0
0
VANGUARD LONG-TERM BOND INDEX
LONG TERM BOND
921937793
2431
23680
SH
SOLE
23680
0
0
VANGUARD REIT INDEX ETF
REAL ESTATE ETF
922908553
7602
81520
SH
SOLE
81520
0
0
VANGUARD S&P 500 ETF
S&P 500 ETF SHS
922908363
361
1324
SH
SOLE
1324
0
0
VANGUARD SHORT TERM TREASURY
SHORT TERM TREAS
92206C102
28458
467064
SH
SOLE
467064
0
0
VANGUARD SHORT-TERM CORPORATE
SHRT TRM CORP BD
92206C409
13390
165210
SH
SOLE
165210
0
0
VANGUARD ST TIPS BOND FD
STRM INFPROIDX
922020805
2078
42358
SH
SOLE
42358
0
0
VANGUARD TOTAL BOND MARKET ET
TOTAL BND MRKT
921937835
3871
45850
SH
SOLE
45850
0
0
VANGUARD TOTAL INTERNATIONAL
VG TL INTL STK F
921909768
339
6570
SH
SOLE
6570
0
0
VANGUARD VALUE ETF
VALUE ETF
922908744
990
8865
SH
SOLE
8865
0
0
VANGUARD WORLD ESG US STOCK E
ESG US STK ETF
921910733
273
5260
SH
SOLE
5260
0
0
VANGUARD WORLD FD ESG INTL ST
ESG INTL STK ETF
921910725
747
15150
SH
SOLE
15150
0
0
VISA INC CLASS A
COM CL A
92826C839
397
2310
SH
SOLE
2310
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
340
6145
SH
SOLE
6145
0
0
WAL-MART STORES INC
COM
931142103
799
6728
SH
SOLE
6728
0
0
WELLS FARGO & CO
COM
949746101
497
9846
SH
SOLE
9846
0
0
WESTERN ASSET EMERGING MARKET
COM
95766A101
311
22425
SH
SOLE
22425
0
0
WORLD GOLD TR SPDR GLD MINIS
SPDR GLD MINIS
98149E204
2700
183705
SH
SOLE
183705
0
0