0000950142-15-002560.txt : 20151204
0000950142-15-002560.hdr.sgml : 20151204
20151204165544
ACCESSION NUMBER: 0000950142-15-002560
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151203
FILED AS OF DATE: 20151204
DATE AS OF CHANGE: 20151204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HRG GROUP, INC.
CENTRAL INDEX KEY: 0000109177
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 741339132
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-906-8548
MAIL ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: HARBINGER GROUP INC.
DATE OF NAME CHANGE: 20091224
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA NORNESS INC
DATE OF NAME CHANGE: 19720314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maura David M
CENTRAL INDEX KEY: 0001365833
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04219
FILM NUMBER: 151270624
MAIL ADDRESS:
STREET 1: C/O HARBINGER CAPITAL PARTNERS LLC
STREET 2: 450 PARK AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
es1501414_4-maura.xml
OWNERSHIP DOCUMENT
X0306
4
2015-12-03
0
0000109177
HRG GROUP, INC.
HRG
0001365833
Maura David M
C/O HRG GROUP, INC.
450 PARK AVENUE, 29TH FLOOR
NEW YORK
NY
10022
1
1
0
0
Managing Director and EVP
Common Stock
2015-12-03
4
M
0
177500
4.86
A
1465189
D
Common Stock
2015-12-03
4
S
0
177500
13.0926
D
1287689
D
Employee Stock Option
4.86
2015-12-03
4
M
0
177500
0
D
2022-02-14
Common Stock
177500
0
D
The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $13.00 to $13.27. Upon request of the staff of the Securities and Exchange Commission, HRG Group, Inc. (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
The original options were issued on February 14, 2012. Such options vest, or have vested, annually in equal installments over a period of four years beginning from October 1, 2011.
/s/ David M. Maura
2015-12-04