0000950142-15-001086.txt : 20150515
0000950142-15-001086.hdr.sgml : 20150515
20150515183034
ACCESSION NUMBER: 0000950142-15-001086
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150513
FILED AS OF DATE: 20150515
DATE AS OF CHANGE: 20150515
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spectrum Brands Holdings, Inc.
CENTRAL INDEX KEY: 0001487730
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 272166630
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 3001 DEMING WAY
CITY: MIDDLETON
STATE: WI
ZIP: 53562
BUSINESS PHONE: 608-275-3340
MAIL ADDRESS:
STREET 1: P.O. BOX 620992
CITY: MIDDLETON
STATE: WI
ZIP: 53562-0992
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HRG GROUP, INC.
CENTRAL INDEX KEY: 0000109177
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34757
FILM NUMBER: 15871329
BUSINESS ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-906-8548
MAIL ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: HARBINGER GROUP INC.
DATE OF NAME CHANGE: 20091224
FORMER NAME:
FORMER CONFORMED NAME: ZAPATA CORP
DATE OF NAME CHANGE: 19920703
FORMER NAME:
FORMER CONFORMED NAME: ZAPATA NORNESS INC
DATE OF NAME CHANGE: 19720314
4
1
es1500645_4-sbhi.xml
OWNERSHIP DOCUMENT
X0306
4
2015-05-13
0
0001487730
Spectrum Brands Holdings, Inc.
SPB
0000109177
HRG GROUP, INC.
450 PARK AVENUE
29TH FLOOR
NEW YORK
NY
10022
0
0
1
1
*See Remarks
Common Stock (par value $0.01 per share)
2015-05-13
4
P
0
3045945
92.50
A
34240889
D
Represents purchases of 3,045,945 shares of common stock, par value $0.01 per share ("Shares") of the Issuer by HGI Funding LLC ("HGIF"), a wholly owned subsidiary of HRG Group, Inc. on May 13, 2015, at a price per Share of $92.5.
The Shares are owned by HRG Group, Inc., which is the Reporting Person, or HGIF, a wholly owned subsidiary (together "HRG").
Mr. David M. Maura and Mr. Omar Asali serve on the board of directors of the Issuer. Mr. Maura is an Executive Vice President and a director of HRG. Mr. Asali is President and Chief Executive Officer and a director of HRG. As a result, the persons listed herein may be deemed directors of the Issuer by deputization.
HRG Group, Inc. By: /s/ Thomas Williams, Executive Vice President and Chief Financial Officer(+)
2015-05-15