0000950142-15-000350.txt : 20150213 0000950142-15-000350.hdr.sgml : 20150213 20150213194429 ACCESSION NUMBER: 0000950142-15-000350 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141226 FILED AS OF DATE: 20150213 DATE AS OF CHANGE: 20150213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARBINGER GROUP INC. CENTRAL INDEX KEY: 0000109177 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 741339132 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-906-8548 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA NORNESS INC DATE OF NAME CHANGE: 19720314 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA OFF SHORE CO DATE OF NAME CHANGE: 19690115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maura David M CENTRAL INDEX KEY: 0001365833 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04219 FILM NUMBER: 15617268 MAIL ADDRESS: STREET 1: C/O HARBINGER CAPITAL PARTNERS LLC STREET 2: 450 PARK AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 es1500304_4-maura.xml OWNERSHIP DOCUMENT X0306 4 2014-12-26 0 0000109177 HARBINGER GROUP INC. HRG 0001365833 Maura David M C/O HARBINGER GROUP INC. 450 PARK AVENUE, 29TH FLOOR NEW YORK NY 10022 1 1 0 0 Managing Director and EVP Common Stock 2014-12-26 5 G 0 E 36075 0.00 D 1953027 D Common Stock 2015-02-10 4 S 0 167110 12.00 D 1785917 D Common Stock 2015-02-11 4 S 0 6591 12.0502 D 1779326 D Common Stock 2015-02-12 4 S 0 7107 12.04 D 1772219 D Common Stock 2015-02-13 4 S 0 34623 11.8610 D 1737596 D This transaction represents a charitable donation of shares by the reporting person. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $12.00 to $12.01. Upon request of the staff of the Securities and Exchange Commission, Harbinger Group Inc. (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $12.05 to $12.06. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $12.00 to $12.10. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $11.85 to $11.90. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price. /s/ David M. Maura 2015-02-13