0000950142-13-002359.txt : 20131202
0000950142-13-002359.hdr.sgml : 20131202
20131202211045
ACCESSION NUMBER: 0000950142-13-002359
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131127
FILED AS OF DATE: 20131202
DATE AS OF CHANGE: 20131202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARBINGER GROUP INC.
CENTRAL INDEX KEY: 0000109177
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 741339132
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-906-8548
MAIL ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA NORNESS INC
DATE OF NAME CHANGE: 19720314
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA OFF SHORE CO
DATE OF NAME CHANGE: 19690115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Williams Thomas A.
CENTRAL INDEX KEY: 0001413198
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04219
FILM NUMBER: 131253023
MAIL ADDRESS:
STREET 1: 450 PARK AVENUE, 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
es1301304_4-williams.xml
OWNERSHIP DOCUMENT
X0306
4
2013-11-27
0
0000109177
HARBINGER GROUP INC.
HRG
0001413198
Williams Thomas A.
C/O HARBINGER GROUP INC.
450 PARK AVENUE, 30TH FLOOR
NEW YORK
NY
10022
0
1
0
0
EVP & CFO
Common Stock
2013-11-27
4
M
0
35000
4.81
A
240866
D
Common Stock
2013-11-27
4
S
0
35000
12.00
D
205866
D
Employee Stock Option
4.81
2013-11-27
4
M
0
35000
0
D
2013-03-05
2022-05-14
Common Stock
35000
0
D
The transactions reported in this report were effected pursuant to a Rule 10b5-1 trading plan.
/s/ Thomas A. Williams
2013-12-02