EX-10.6 13 d198771dex106.htm EX-10.6 EX-10.6

Exhibit 10.6

EXECUTION VERSION

 

 

 

COLLATERAL AGREEMENT

made by

CHARTER COMMUNICATIONS OPERATING, LLC,

CHARTER COMMUNICATIONS OPERATING CAPITAL CORP.

and the other Grantors party hereto from time to time

in favor of

THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.,

as Collateral Agent

Dated as of May 18, 2016

 

 

 


TABLE OF CONTENTS

 

          Page  
SECTION 1. DEFINED TERMS      - 1 -   
1.1   

Definitions

     - 1 -   
1.2   

Other Definitional Provisions

     - 6 -   
SECTION 2. GRANT OF SECURITY INTEREST      - 6 -   
2.1   

Collateral

     - 6 -   
SECTION 3. CERTIFICATED INTERESTS      - 7 -   
3.1   

Pledged Partnership Interests

     - 7 -   
3.2   

Pledged LLC Interests

     - 7 -   
SECTION 4. REPRESENTATIONS AND WARRANTIES      - 8 -   
4.1   

Title; No Other Liens

     - 8 -   
4.2   

Perfected First Priority Liens

     - 8 -   
4.3   

Jurisdiction of Organization

     - 8 -   
4.4   

Pledged Securities

     - 8 -   
SECTION 5. COVENANTS      - 9 -   
5.1   

Delivery of Instruments, Certificated Securities and Chattel Paper

     - 9 -   
5.2   

Insurance

     - 9 -   
5.3   

Maintenance of Perfected Security Interest; Further Documentation

     - 9 -   
5.4   

Changes in Locations, Name, etc.

     - 9 -   
5.5   

Pledged Securities

     - 9 -   
SECTION 6. REMEDIAL PROVISIONS      - 10 -   
6.1   

Investment Property

     - 10 -   
6.2   

Proceeds To Be Turned Over to Collateral Agent

     - 11 -   
6.3   

Application of Proceeds

     - 11 -   
6.4   

Code and Other Remedies

     - 11 -   
6.5   

Registration Rights

     - 12 -   
6.6   

Deficiency

     - 13 -   
6.7   

Certain Matters Relating to Pledged Receivables

     - 13 -   
6.8   

Communications with Obligors; Grantors Remain Liable

     - 13 -   
SECTION 7. THE COLLATERAL AGENT      - 14 -   
7.1   

Collateral Agent’s Appointment as Attorney-in-Fact, etc.

     - 14 -   
7.2   

Duty of Collateral Agent

     - 15 -   
7.3   

Financing Statements

     - 16 -   
7.4   

Authority of Collateral Agent

     - 16 -   

 

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SECTION 8. MISCELLANEOUS      - 17 -   
8.1   

Amendments in Writing

     - 17 -   
8.2   

Notices

     - 17 -   
8.3   

No Waiver by Course of Conduct; Cumulative Remedies

     - 17 -   
8.4   

Enforcement Expenses; Indemnification

     - 17 -   
8.5   

Successors and Assigns

     - 17 -   
8.6   

Counterparts

     - 18 -   
8.7   

Severability

     - 18 -   
8.8   

Governmental Approvals

     - 18 -   
8.9   

Section Headings

     - 19 -   
8.10   

Integration

     - 19 -   
8.11   

GOVERNING LAW

     - 19 -   
8.12   

Submission to Jurisdiction; Waivers

     - 20 -   
8.13   

Acknowledgments

     - 20 -   
8.14   

Additional Grantors; Release

     - 20 -   
8.15   

WAIVER OF JURY TRIAL

     - 21 -   
8.16   

Intercreditor Agreement

     - 21 -   

SCHEDULES

 

Schedule 1    [Reserved]
Schedule 2    Pledged Securities
Schedule 3    Perfection Matters
Schedule 4    Jurisdictions of Organization
Schedule 5    Intellectual Property
Schedule 6    List of Subsidiary Guarantors
ANNEXES   
Annex 1    Form of Assumption Agreement

 

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COLLATERAL AGREEMENT

COLLATERAL AGREEMENT, dated as of May 18, 2016, made by CHARTER COMMUNICATIONS OPERATING, LLC (“CCO”) and CHARTER COMMUNICATIONS OPERATING CAPITAL CORP. (“CCO Capital” and, together with CCO, the “Issuers” and together with the Issuers and any other entity that may become a party hereto as provided herein, collectively, the “Grantors”, and individually, a “Grantor”), in favor of THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Collateral Agent (in such capacity, the “Collateral Agent”), for the Holders from time to time of the Notes (as defined below) pursuant to the Indenture, dated as of July 23, 2015 (as amended, supplemented or otherwise modified from time to time including, without limitation, by the First Supplemental Indenture referred to below, the “Indenture”), among CCO Safari II, LLC (“CCO Safari,” which has since merged with and into CCO), the Issuers, and The Bank of New York Mellon Trust Company, N.A., as trustee (in such capacity, the “Trustee”) and collateral agent.

W I T N E S S E T H:

WHEREAS, CCO Safari issued 3.579% Senior Secured Notes due 2020, 4.464% Senior Secured Notes due 2022, 4.908% Senior Secured Notes due 2025, 6.384% Senior Secured Notes due 2035, 6.484% Senior Secured Notes due 2045 and 6.834% Senior Secured Notes due 2055 (collectively and together with any Additional Notes (as defined in the Indenture), the “Notes”) pursuant to the First Supplemental Indenture, dated as of July 23, 2015, by and among CCO Safari, CCH II, LLC, as limited guarantor thereto, the Trustee and the Collateral Agent;

WHEREAS, the Issuers have assumed all of the obligations of CCO Safari under the Notes pursuant to the Second Supplemental Indenture, dated as of the date hereof, by and among the Issuers, the guarantors party thereto, the Trustee and the Collateral Agent;

WHEREAS, upon consummation of the offering of the Notes, CCO Safari entered into an escrow agreement (the “Escrow Agreement”) with the Trustee and Bank of America, N.A., as escrow agent (in such capacity, the “Escrow Agent”), pursuant to which CCO Safari deposited into escrow accounts the gross proceeds from the offering of the Notes.

WHEREAS, it is a condition precedent to the release of the funds deposited in the escrow accounts to the Issuers (the “Escrow Release”) that the Grantors shall have executed and delivered this Agreement to the Collateral Agent for the ratable benefit of the Holders.

NOW, THEREFORE, in consideration of the above premises, the parties hereto hereby agree as follows:

SECTION 1. DEFINED TERMS

1.1 Definitions.

(a) Unless otherwise defined herein, terms defined in the Indenture and used herein shall have the meanings given to them in the Indenture, and the following terms are used herein as defined in the Applicable UCC: Accounts, Certificated Security, Chattel Paper, Documents, Equipment, Fixtures, General Intangibles, Goods, Instruments, Inventory, Letter-of-Credit Rights and Supporting Obligations.

 

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(b) The following terms shall have the following meanings:

Additional Collateral”: all of the following property of the Issuers or any Subsidiary Guarantor, to the extent that a security interest in such property can be perfected by the filing of a Uniform Commercial Code financing statement: all Accounts, all Chattel Paper, all Documents, all Equipment, all Fixtures, all General Intangibles, all Instruments, all Intellectual Property, all Inventory, all Investment Property and all other property not otherwise described in this definition.

Agreement”: this Collateral Agreement, as the same may be amended, supplemented, restated or otherwise modified from time to time.

Applicable UCC”: the Uniform Commercial Code as from time to time in effect in the State of New York; provided, however, that, at any time, if by reason of mandatory provisions of law, any or all of the perfection or priority of the Collateral Agent’s and the Secured Parties’ security interest in any item or portion of the Collateral is governed by the Uniform Commercial Code as in effect in a jurisdiction other than the State of New York, the term “Applicable UCC” shall mean the Uniform Commercial Code as in effect, at such time, in such other jurisdiction for purposes of the provisions hereof relating to such perfection or priority and for purposes of definitions relating to such provisions.

CATV Franchise”: collectively, with respect to CCO and its Subsidiaries, (a) any franchise, license, permit, wire agreement or easement granted by any political jurisdiction or unit or other local, state or federal franchising authority (other than licenses, permits and easements not material to the operations of a CATV System) pursuant to which such Person has the right or license to operate a CATV System and (b) any law, regulation, ordinance, agreement or other instrument or document setting forth all or any part of the terms of any franchise, license, permit, wire agreement or easement described in clause (a) of this definition.

CATV System”: any cable distribution system owned or acquired by CCO or any of its Subsidiaries which receives audio, video, digital, other broadcast signals or information or telecommunications by cable, optical, antennae, microwave or satellite transmission and which amplifies and transmits such signals to customers of CCO or any of its Subsidiaries.

CCH”: Charter Communications Holdings, LLC, a Delaware limited liability company, together with its successors.

Collateral”: as defined in Section 2.1.

Collateral Account”: any collateral account established by the Collateral Agent as provided in Section 7.2.

Co-Owned TWC IP” means any Patent or Trademark that is jointly owned on the Escrow Release Date by TWC and/or one or more other Grantors, on the one hand, and by a Person that is not a member of the Charter Group, on the other hand; provided, that in the event any such Patent or Trademark ceases to be jointly owned by a Person that is not a member of the Charter Group, such Patent or Trademark shall cease to constitute “Co-Owned TWC IP.”

FCC”: the Federal Communications Commission and any successor thereto.

FCC License”: any community antenna relay service, broadcast auxiliary license, earth station registration, business radio, microwave or special safety radio service license issued by the FCC pursuant to the Communications Act of 1934, as amended.

 

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Foreign Subsidiary”: any Subsidiary organized under the laws of any jurisdiction outside the United States of America.

Foreign Subsidiary Voting Equity Interests”: the voting Equity Interests of any Foreign Subsidiary.

Grantor”: as defined in the preamble.

Governmental Authority”: any nation or government, any state or other political subdivision thereof, any agency, authority, instrumentality, regulatory body, court, central bank or other entity exercising executive, legislative, judicial, taxing, regulatory or administrative functions of or pertaining to government, any securities exchange and any self-regulatory organization (including the National Association of Insurance Commissioners).

Indenture Documents”: the Indenture, the Notes, this Agreement, the other Security Documents and any other document made, delivered or given in connection with any of the foregoing to which a Grantor is party that is designated as an Indenture Document.

Intellectual Property”: the collective reference to all rights, priorities and privileges in and to the Patents, the Patent Licenses, the Trademarks and the Trademark Licenses, and all rights to sue at law or in equity for any infringement or other impairment thereof, in each case, whether arising under United States, multinational or foreign laws or otherwise, including the right to receive all proceeds and damages therefrom.

Intercompany Obligations”: all obligations, whether constituting General Intangibles or otherwise, owing to the Issuers or any Subsidiary Grantor by any Affiliate of the Issuers or such Subsidiary Grantor.

Investment Property”: the collective reference to (i) all “investment property” as such term is defined in Section 9-102(a)(49) of the Applicable UCC (other than any Foreign Subsidiary Voting Equity Interests excluded from the definition of “Pledged Stock”) and (ii) whether or not constituting “investment property” as so defined, all Pledged Notes and all Pledged Stock.

License”: as to any Person, any license, permit, certificate of need, authorization, certification, accreditation, franchise, approval, or grant of rights by any Governmental Authority or other Person necessary or appropriate for such Person to own, maintain, or operate its business or property, including FCC Licenses and CATV Franchises.

Obligations”: the collective reference to the unpaid principal of and, premium and interest, if any, on the Notes and related guarantees and all other obligations and liabilities of the Grantors (including, without limitation, any increase in the aggregate principal amount of the Notes together with any fees and interest accruing after the filing of any petition in bankruptcy, or the commencement of any insolvency, reorganization or like proceeding, relating to the Grantors, whether or not a claim for such fees or interest are allowed in such proceeding) to the Collateral Agent, the Trustee or any Holder, whether direct or indirect, absolute or contingent, due or to become due, or now existing or hereafter incurred, which may arise under, out of, or in connection with, the Indenture, this Agreement, any Indenture Document or any other document made, delivered or given in connection with any of the foregoing, in each case whether on account of principal, interest, reimbursement obligations, fees, indemnities, costs, expenses or otherwise (including, without limitation, all fees and disbursements of counsel that are required to be paid by such Grantor pursuant to the terms of this Agreement or any other Indenture Document).

 

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Patent License”: all agreements, whether written or oral, providing for the grant by or to any Grantor of any right to manufacture, use or sell any invention covered in whole or in part by a Patent, including, without limitation, any of the foregoing referred to in Schedule 5 (it being understood that oral agreements are not required to be listed on Schedule 5).

Patents”: (i) all letters patent of the United States, any other country or any political subdivision thereof, all reissues and extensions thereof and all goodwill associated therewith, including, without limitation, any of the foregoing referred to in Schedule 5, (ii) all applications for letters patent of the United States or any other country and all divisions, continuations and continuations-in-part thereof, including, without limitation, any of the foregoing referred to in Schedule 5, and (iii) all rights to obtain any reissues or extensions of the foregoing.

Pledged Issuers”: the collective reference to each issuer of any Pledged Securities.

Pledged LLC Interests”: in each case, whether now existing or hereafter acquired, all of a Grantor’s right, title and interest in and to:

(i) any Pledged Issuer (other than any Non-Recourse Subsidiary) that is a limited liability company, but not any of such Grantor’s obligations from time to time as a holder of interests in any such Pledged Issuer (unless the Collateral Agent or its designee, on behalf of the Collateral Agent, shall elect to become a holder of interests in any such Pledged Issuer in connection with its exercise of remedies pursuant to the terms hereof);

(ii) any and all moneys due and to become due to such Grantor now or in the future by way of a distribution made to such Grantor in its capacity as a holder of interests in any such Pledged Issuer or otherwise in respect of such Grantor’s interest as a holder of interests in any such Pledged Issuer;

(iii) any other property of any such Pledged Issuer to which such Grantor now or in the future may be entitled in respect of its interests in any such Pledged Issuer by way of distribution, return of capital or otherwise;

(iv) any other claim or right which such Grantor now has or may in the future acquire in respect of its interests in any such Pledged Issuer;

(v) the organizational documents of any such Pledged Issuer;

(vi) all certificates, options or rights of any nature whatsoever that may be issued or granted by any such Pledged Issuer to such Grantor while this Agreement is in effect; and

(vii) to the extent not otherwise included, all Proceeds of any or all of the foregoing.

Pledged Notes”: any promissory note evidencing loans made by any Grantor to any member of the Charter Group, including in each case without limitation, all promissory notes listed on Schedule 2.

Pledged Partnership Interests”: in each case, whether now existing or hereafter acquired, all of a Grantor’s right, title and interest in and to:

(i) any Pledged Issuer (other than any Non-Recourse Subsidiary) that is a partnership, but not any of such Grantor’s obligations from time to time as a general or limited

 

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partner, as the case may be, in any such Pledged Issuer (unless the Collateral Agent or its designee, on behalf of the Collateral Agent, shall elect to become a general or limited partner, as the case may be, in any such Pledged Issuer in connection with its exercise of remedies pursuant to the terms hereof);

(ii) any and all moneys due and to become due to such Grantor now or in the future by way of a distribution made to such Grantor in its capacity as a general partner or limited partner, as the case may be, in any such Pledged Issuer or otherwise in respect of such Grantor’s interest as a general partner or limited partner, as the case may be, in any such Pledged Issuer;

(iii) any other property of any such Pledged Issuer to which such Grantor now or in the future may be entitled in respect of its interests as a general partner or limited partner, as the case may be, in any such Pledged Issuer by way of distribution, return of capital or otherwise;

(iv) any other claim or right which such Grantor now has or may in the future acquire in respect of its general or limited partnership interests in any such Pledged Issuer;

(v) the partnership agreement or other organizational documents of any such Pledged Issuer;

(vi) all certificates, options or rights of any nature whatsoever that may be issued or granted by any such Pledged Issuer to such Grantor while this Agreement is in effect; and

(vii) to the extent not otherwise included, all Proceeds of any or all of the foregoing.

Pledged Receivables”: the collective reference to all Receivables pledged by any Grantor as Collateral.

Pledged Securities”: the collective reference to the Pledged Notes and the Pledged Stock, together with the Proceeds thereof.

Pledged Stock”: the Equity Interests listed on Schedule 2, together with any other shares, stock certificates, options, interests or rights of any nature whatsoever in respect of the Equity Interests with respect to the Issuers, any Subsidiary Grantor, and of any Person (other than any Non-Recourse Subsidiary) that may be issued or granted to, or held by the Issuers or any Subsidiary Grantor, while this Agreement is in effect including, in any event, the Pledged LLC Interests and Pledged Partnership Interests.

Proceeds”: all “proceeds” as such term is defined in Section 9-102(a)(64) of the Applicable UCC and, in any event, shall include, without limitation, all dividends, distributions or other income from the Pledged Securities and Investment Property, collections thereon or distributions or payments with respect thereto.

Receivable”: any right to payment for goods sold or leased or for services rendered, whether or not such right is evidenced by an Instrument or Chattel Paper and whether or not it has been earned by performance (including, without limitation, any Account).

Requirement of Law”: as to any Person, the certificate of incorporation and by-laws or other organizational or governing documents of such Person, and any law, treaty, rule or regulation or determination of an arbitrator or a court or other Governmental Authority, in each case applicable to or binding upon such Person or any of its property or to which such Person or any of its property is subject.

 

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Secured Parties”: the collective reference to the Collateral Agent, the Holders and the Trustee.

Securities Act”: the Securities Act of 1933, as amended.

Subsidiary Grantor”: any Subsidiary of CCO (other than CCO Capital) that is a Grantor.

Trademark License”: any agreement, whether written or oral, providing for the grant by or to any Grantor of any right to use any Trademark, including, without limitation, any of the foregoing referred to in Schedule 5 (it being understood that oral agreements are not required to be listed on Schedule 5).

Trademarks”: (i) all trademarks, trade names, corporate names, company names, business names, fictitious business names, trade styles, service marks, logos and other source or business identifiers, and all goodwill associated therewith, now existing or hereafter adopted or acquired, all registrations and recordings thereof, and all applications in connection therewith, whether in the United States Patent and Trademark Office or in any similar office or agency of the United States, any State thereof or any other country or any political subdivision thereof, or otherwise, and all common-law rights related thereto, including, without limitation, any of the foregoing referred to in Schedule 5, and (ii) the right to obtain all renewals thereof.

1.2 Other Definitional Provisions.

(a) The words “hereof,” “herein”, “hereto” and “hereunder” and words of similar import when used in this Agreement shall refer to this Agreement as a whole and not to any particular provision of this Agreement, and Section and Schedule references are to this Agreement unless otherwise specified.

(b) The meanings given to terms defined herein shall be equally applicable to both the singular and plural forms of such terms.

(c) Where the context requires, terms relating to the Collateral or any part thereof, when used in relation to a Grantor, shall refer to such Grantor’s Collateral or the relevant part thereof.

(d) All capitalized terms not defined herein shall have the meaning ascribed to them in the Indenture.

SECTION 2. GRANT OF SECURITY INTEREST

2.1 Collateral. Each Grantor hereby assigns and transfers to the Collateral Agent, and hereby grants to the Collateral Agent, for the ratable benefit of the Secured Parties, a security interest in, all of the following property now owned or at any time hereafter acquired by such Grantor or in which such Grantor now has or at any time in the future may acquire any right, title or interest (subject to the last paragraph of this Section 2.1, collectively, the “Collateral”), as collateral security for the prompt and complete payment and performance when due (whether at the stated maturity, by acceleration or otherwise) of such Grantor’s Obligations:

(a) (b) all Pledged Securities;

(c) (d) all Intercompany Obligations;

 

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(e) (f) all Additional Collateral;

(g) (h) all books and records pertaining to the Collateral; and

(i) (j) to the extent not otherwise included, all Proceeds, Supporting Obligations and products of any and all of the foregoing, all collateral security and guarantees given by any Person with respect to any of the foregoing and any Instruments evidencing any of the foregoing.

Notwithstanding any of the other provisions set forth in any subsection of this Section 2.1 or any other provision of this Agreement, (i) this Agreement shall not constitute a grant of a security interest in, and the Collateral shall not include, (v) any Co-Owned TWC IP, (w) any intent-to-use trademark application to the extent and for so long as creation by a Grantor of a security interest therein would result in the loss by such Grantor of any material rights therein, until such time, if any, as a statement of use is filed and accepted, (x) any property to the extent that such grant of a security interest is prohibited by any Requirements of Law of a Governmental Authority, requires a consent not obtained of any Governmental Authority pursuant to such Requirement of Law or is prohibited by, or constitutes a breach or default under or results in the termination of or requires any consent not obtained under, any contract, license, agreement (including any joint venture, partnership or limited liability company operating agreement, unless the same relates to a Wholly Owned Subsidiary), instrument or other document evidencing or giving rise to such property (including, without limitation, any contractual restriction applicable to any Patent or Trademark that is jointly owned by one or more Grantors, on the one hand, and any Person that is not a member of the Charter Group, on the other hand) except to the extent that such Requirement of Law or the term in such contract, license, agreement, instrument or other document providing for such prohibition, breach, default or termination or requiring such consent is ineffective under applicable law (it being understood that, subject to the limitations set forth in this paragraph, it is the intent of the parties that the Collateral include all FCC Licenses, CATV Franchises, the economic value thereof and all Proceeds thereof), (y) any property that is subject to a purchase money security interest permitted by the Indenture for so long as it is subject to such security interest or (z) any Equity Interests or other securities of any Subsidiary of the Issuers in excess of the maximum amount of such Equity Interests or securities that could be included in the Collateral without creating a requirement pursuant to Rule 3-16 of Regulation S-X under the Securities Act of 1933, as amended, for separate financial statements of such Subsidiary to be included in filings by any member of the Charter Group with the SEC (or any other governmental agency) and (ii) in no event shall more than 66% of the total outstanding Foreign Subsidiary Voting Equity Interests of any Foreign Subsidiary constitute Collateral or be required to be pledged hereunder.

SECTION 3. CERTIFICATED INTERESTS

3.1 Pledged Partnership Interests. Concurrently with the delivery to the Collateral Agent of any certificate representing any Pledged Partnership Interests, the relevant Grantor shall, if requested by the Collateral Agent, deliver an undated power covering such certificate, duly executed in blank by such Grantor.

3.2 Pledged LLC Interests. Concurrently with the delivery to the Collateral Agent of any certificate representing any Pledged LLC Interests, the relevant Grantor shall, if requested by the Collateral Agent, deliver an undated power covering such certificate, duly executed in blank by such Grantor.

 

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SECTION 4. REPRESENTATIONS AND WARRANTIES

Each Grantor hereby represents and warrants to the Collateral Agent and each Secured Party that:

4.1 Title; No Other Liens. Except for the security interest granted to the Collateral Agent for the ratable benefit of the Secured Parties pursuant to this Agreement and the other Liens not prohibited to exist on the Collateral by the Indenture, such Grantor owns each item of the Collateral free and clear of any and all Liens or claims of others. For the avoidance of doubt, it is understood and agreed that any Grantor may, as part of its business, grant licenses to third parties to use Intellectual Property owned or developed by a Grantor. For purposes of this Agreement and the other Indenture Documents, such licensing activity shall not constitute a “Lien” on such Intellectual Property. Each of the Collateral Agent and each Secured Party understands that any such licenses may be exclusive to the applicable licensees, and such exclusivity provisions may limit the ability of the Collateral Agent to utilize, sell, lease or transfer the related Intellectual Property or otherwise realize value from such Intellectual Property pursuant hereto.

4.2 Perfected First Priority Liens. The security interests granted pursuant to this Agreement (a) constitute valid perfected security interests in all of the Collateral in favor of the Collateral Agent, for the ratable benefit of the Secured Parties, as collateral security for such Grantor’s Obligations, enforceable in accordance with the terms hereof against all creditors of such Grantor and any Persons purporting to purchase any Collateral from such Grantor and (b) are prior to all other Liens on the Collateral in existence on the date hereof except for Liens not prohibited by the Indenture.

4.3 Jurisdiction of Organization. On the date hereof, such Grantor’s jurisdiction of organization is specified on Schedule 4.

4.4 Pledged Securities. The Equity Interests pledged by such Grantor hereunder constitute all the issued and outstanding shares of all classes of the Equity Interests of each Pledged Issuer owned by such Grantor or, in the case of Foreign Subsidiary Voting Equity Interests, if less, 66% of the outstanding Foreign Subsidiary Voting Equity Interests of each relevant Pledged Issuer.

(a) Except with respect to Pledged Stock from time to time constituting an immaterial portion of the Collateral, all the shares of the Pledged Stock have been duly and validly issued and are fully paid and nonassessable.

(b) None of the Pledged LLC Interests or Pledged Partnership Interests constitutes a security under Section 8-103 of the Applicable UCC or the corresponding code or statute of any other applicable jurisdiction.

(c) Except with respect to Pledged Notes from time to time constituting an immaterial portion of the Collateral, each of the Pledged Notes constitutes the legal, valid and binding obligation of the obligor with respect thereto, enforceable in accordance with its terms, subject to the effects of bankruptcy, insolvency, fraudulent conveyance, reorganization, moratorium and other similar laws relating to or affecting creditors’ rights generally, general equitable principles (whether considered in a proceeding in equity or at law) and the implied covenant of good faith and fair dealing.

(d) Such Grantor is the record and beneficial owner of, and has good and marketable title to, the Pledged Securities pledged by it hereunder, free of any and all Liens or options in favor of, or claims of, any other Person, except the security interest created by this Agreement and any Liens not prohibited by the Indenture.

 

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SECTION 5. COVENANTS

Each Grantor covenants and agrees that, from and after the date of this Agreement until the Obligations shall have been paid in full or the relevant Collateral has been released in accordance with Section 8.14:

5.1 Delivery of Instruments, Certificated Securities and Chattel Paper. If any amount payable under or in connection with any of the Collateral shall be or become evidenced by any Instrument, Certificated Security or Chattel Paper with a face value of $5,000,000 or more, such Instrument, Certificated Security or Chattel Paper shall be promptly delivered to the Collateral Agent, duly indorsed, to be held as Collateral pursuant to this Agreement.

5.2 Insurance. All insurance maintained by any Grantor with respect to the Collateral shall name the Collateral Agent as insured party or loss payee, as applicable and customary.

5.3 Maintenance of Perfected Security Interest; Further Documentation. (a) Such Grantor shall take all reasonable and necessary actions to maintain the security interest created by this Agreement as a perfected security interest having at least the priority described in Section 4.2 and shall defend such security interest against the claims and demands of all Persons whomsoever.

(b) Such Grantor will furnish to the Collateral Agent and the Holders from time to time statements and schedules further identifying and describing the assets and property of such Grantor constituting, or intended to constitute, Collateral and such other reports in connection therewith as the Collateral Agent may reasonably request, all in reasonable detail.

(c) The Grantors shall at all times ensure that the Collateral Agent, for the benefit of the Secured Parties, has a perfected security interest in the Collateral to the same extent as all Equally and Ratably Secured Indebtedness.

5.4 Changes in Locations, Name, etc. Such Grantor will not, except upon prior written notice to the Collateral Agent:

(k) (l) change its jurisdiction of organization; or

(m) (n) change its name to such an extent that any financing statement filed by the Collateral Agent in connection with this Agreement would become seriously misleading;

unless, within 30 days of the taking of any such actions, such Grantor delivers to the Collateral Agent notice of such change and evidence that all steps necessary to maintain the validity, perfection and priority of the security interests provided for herein have been taken.

5.5 Pledged Securities.

(a) If such Grantor shall become entitled to receive or shall receive any certificate (including, without limitation, any certificate representing a dividend or a distribution in connection with any reclassification, increase or reduction of capital or any certificate issued in connection with any reorganization), option or rights in respect of the Equity Interests of any Pledged Issuer, whether in addition to, in substitution of, as a conversion of, or in exchange for, any shares of the Pledged Stock, or otherwise in respect thereof, such Grantor shall accept the same as the agent of the Collateral Agent and the Holders, hold the same in trust for the Collateral Agent and the Holders, and, with respect to Pledged Stock constituting securities under and as defined in Section 8-103 of the Applicable UCC, deliver the

 

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same forthwith to the Collateral Agent in the exact form received, duly indorsed by such Grantor to the Collateral Agent, if required, together with an undated power covering such certificate duly executed in blank by such Grantor, to be held by the Collateral Agent, subject to the terms hereof, as additional collateral security for the Obligations. During the continuance of an Event of Default, after written notice from the Collateral Agent, any sums paid upon or in respect of the Pledged Securities upon the liquidation or dissolution of any Pledged Issuer shall be paid over to the Collateral Agent to be held by it hereunder as additional collateral security for the Obligations, and in case any distribution of capital shall be made on or in respect of the Pledged Securities or any property shall be distributed upon or with respect to the Pledged Securities pursuant to the recapitalization or reclassification of the capital of any Pledged Issuer or pursuant to the reorganization thereof, the property so distributed shall be delivered to the Collateral Agent to be held by it hereunder as additional collateral security for the Obligations. If any sums of money or property so paid or distributed in respect of the Pledged Securities shall be received by such Grantor, during the continuance of an Event of Default, after notice from the Collateral Agent, such Grantor shall, until such money or property is paid or delivered to the Collateral Agent, hold such money or property in trust for the Holders, segregated from other funds of such Grantor, as additional collateral security for the Obligations.

(b) No Grantor shall (i) sell, assign, transfer, exchange, or otherwise dispose of, or grant any option with respect to, the Pledged Securities or Proceeds thereof (except pursuant to a transaction not prohibited by the Indenture), (ii) create, incur or permit to exist any Lien, or any claim of any Person with respect to, any of the Pledged Securities or Proceeds thereof, or any interest therein, except for the security interests created by this Agreement or Liens not prohibited under the Indenture or (iii) enter into any agreement or undertaking restricting, directly or indirectly, the right or ability of the Collateral Agent to sell, assign or transfer any of the Pledged Securities hereunder or Proceeds thereof.

(c) In the case of each Grantor which is an Pledged Issuer, such Pledged Issuer agrees that (i) it will be bound by the terms of this Agreement relating to the Pledged Securities issued by it and will comply with such terms insofar as such terms are applicable to it, (ii) it will notify the Collateral Agent promptly in writing of the occurrence of any of the events described in Section 5.5(a) with respect to the Pledged Securities issued by it and (iii) the terms of Sections 6.1(c) and 6.5 shall apply to it, mutatis mutandis, with respect to all actions that may be required of it pursuant to Section 6.1(c) or 6.5 with respect to the Pledged Securities issued by it.

SECTION 6. REMEDIAL PROVISIONS

6.1 Investment Property.

(a) Unless an Event of Default shall have occurred and be continuing and the Collateral Agent shall have given written notice to the relevant Grantor of the Collateral Agent’s intent to exercise its corresponding rights pursuant to Section 6.1(b), each Grantor shall be permitted to receive all cash dividends paid in respect of the Pledged Stock and all payments made in respect of the Pledged Notes, to the extent not prohibited by the Indenture, and to exercise all voting and organizational rights with respect to the Pledged Securities; provided, however, that no vote shall be cast or right exercised or other action taken which would impair the Collateral or which would be inconsistent with or result in any violation of any provision of the Indenture, this Agreement or any other Indenture Document.

(b) If an Event of Default shall occur and be continuing and the Collateral Agent shall give written notice of its intent to exercise such rights to the relevant Grantor or Grantors, (i) the Collateral Agent shall have the right to receive any and all cash dividends, payments or other Proceeds paid in respect of the Pledged Securities and make application thereof to the Obligations in the order specified in Section 6.3, and (ii) any or all of the Pledged Securities shall be registered in the name of the

 

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Collateral Agent or its nominee, and the Collateral Agent or its nominee may but is under no obligation to thereafter exercise (x) all voting, organizational and other rights pertaining to such Pledged Securities at any meeting of shareholders of the relevant Pledged Issuer or Pledged Issuers or otherwise and (y) any and all rights of conversion, exchange and subscription and any other rights, privileges or options pertaining to such Pledged Securities as if it were the absolute owner thereof (including, without limitation, the right to exchange at its discretion any and all of the Pledged Securities upon the merger, consolidation, reorganization, recapitalization or other fundamental change in the organizational structure of any Pledged Issuer, or upon the exercise by any Grantor or the Collateral Agent of any right, privilege or option pertaining to such Pledged Securities, and in connection therewith, the right to deposit and deliver any and all of the Pledged Securities with any committee, depositary, transfer agent, registrar or other designated agency upon such terms and conditions as the Collateral Agent may determine), all without liability except to account for property actually received by it, but the Collateral Agent shall have no duty to any Grantor to exercise any such right, privilege or option and shall not be responsible for any failure to do so or delay in so doing.

(c) Each Grantor hereby authorizes and instructs each Pledged Issuer of any Pledged Securities pledged by such Grantor hereunder to (i) comply with any instruction received by it from the Collateral Agent in writing that (x) states that an Event of Default has occurred and is continuing and (y) is otherwise in accordance with the terms of this Agreement, without any other or further instructions from such Grantor, and each Grantor agrees that each Pledged Issuer shall be fully protected in so complying, and (ii) unless otherwise expressly permitted hereby, pay any dividends or other payments with respect to the Pledged Securities directly to the Collateral Agent.

6.2 Proceeds To Be Turned Over to Collateral Agent. In addition to the rights of the Collateral Agent and the Holders specified in Section 6.7 with respect to payments of Pledged Receivables, if an Event of Default shall occur and be continuing, following written notice from the Collateral Agent, all Proceeds received by any Grantor consisting of cash, checks and other near-cash items shall be held by such Grantor in trust for the Collateral Agent and the Holders, segregated from other funds of such Grantor, and shall, forthwith upon receipt by such Grantor, be turned over to the Collateral Agent in the exact form received by such Grantor (duly indorsed by such Grantor to the Collateral Agent, if required). All Proceeds received by the Collateral Agent hereunder shall be held by the Collateral Agent in a Collateral Account maintained under its sole dominion and control. All Proceeds while held by the Collateral Agent in a Collateral Account (or by such Grantor in trust for the Collateral Agent and the Holders) shall continue to be held as collateral security for all the Obligations and shall not constitute payment thereof until applied as provided in Section 6.3.

6.3 Application of Proceeds. At such intervals as may be agreed upon by the Issuers and the Collateral Agent, or, if an Event of Default shall have occurred and be continuing, at any time at the Collateral Agent’s election, the Collateral Agent may apply all or any part of Proceeds constituting Collateral, whether or not held in any Collateral Account in payment of the Obligations in the order specified in the Indenture, and any part of such funds which the Collateral Agent elects not so to apply and deems not required as collateral security for the Obligations shall be paid over from time to time by the Collateral Agent to the Issuers or as a court of competent jurisdiction shall direct. Any balance of such Proceeds remaining after the Obligations shall have been paid in full, shall be paid over to the Issuers or as a court of competent jurisdiction shall direct.

6.4 Code and Other Remedies. If an Event of Default shall occur and be continuing, the Collateral Agent, on behalf of the Secured Parties, may exercise, in addition to all other rights and remedies granted to them in this Agreement and in any other instrument or agreement securing, evidencing or relating to the Obligations, all rights and remedies of a secured party under the Applicable UCC or any other applicable law. Without limiting the generality of the foregoing, the Collateral Agent,

 

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without demand of performance or other demand, presentment, protest, advertisement or notice of any kind (except any notice required by law referred to below) to or upon any Grantor or any other Person (all and each of which demands, defenses, advertisements and notices are hereby waived), may in such circumstances forthwith collect, receive, appropriate and realize upon the Collateral, or any part thereof, and/or may forthwith sell, lease, assign, give option or options to purchase, or otherwise dispose of and deliver the Collateral or any part thereof (or contract to do any of the foregoing), in one or more parcels at public or, to the extent permitted by law, private sale or sales, at any exchange, broker’s board or office of the Collateral Agent or any other Secured Party or elsewhere upon such terms and conditions as it may deem advisable and at such prices as it may deem best, for cash or on credit or for future delivery without assumption of any credit risk. The Collateral Agent or any other Secured Party shall have the right upon any such public sale or sales, and, to the extent permitted by law, upon any such private sale or sales, to purchase the whole or any part of the Collateral so sold, free of any right or equity of redemption in any Grantor, which right or equity is hereby waived and released. Each Grantor further agrees, at the Collateral Agent’s request, to assemble the Collateral and make it available to the Collateral Agent at places which the Collateral Agent shall reasonably select, whether at such Grantor’s premises or elsewhere. The Collateral Agent shall apply the net proceeds of any action taken by it pursuant to this Section 6.4, after deducting all reasonable costs and expenses of every kind incurred in connection therewith or incidental to the care or safekeeping of any of the Collateral or in any way relating to the Collateral or the rights of the Collateral Agent and the other Secured Parties hereunder, including, without limitation, reasonable attorneys’ fees and disbursements, to the payment in whole or in part of the Obligations, in such order as the Collateral Agent may elect, and only after such application and after the payment by the Collateral Agent of any other amount required by any provision of law, including, without limitation, Section 9-615(a)(3) of the Applicable UCC, need the Collateral Agent account for the surplus, if any, to any Grantor. To the extent permitted by applicable law, each Grantor waives all claims, damages and demands it may acquire against the Collateral Agent or any other Secured Party arising out of the exercise by them of any rights hereunder. If any notice of a proposed sale or other disposition of Collateral shall be required by law, such notice shall be deemed reasonable and proper if given at least 10 days before such sale or other disposition.

6.5 Registration Rights.

(a) If the Collateral Agent shall determine to exercise its right to sell any or all of the Pledged Stock pursuant to Section 6.4, and it is necessary or advisable to have the Pledged Stock, or that portion thereof to be sold, registered under the provisions of the Securities Act, the relevant Grantor will cause the Pledged Issuer thereof to (i) execute and deliver, and cause the directors and officers of such Pledged Issuer to execute and deliver, all such instruments and documents, and do or cause to be done all such other acts as may be necessary or advisable to register the Pledged Stock, or that portion thereof to be sold, under the provisions of the Securities Act, (ii) use its reasonable best efforts to cause the registration statement relating thereto to become effective and to remain effective for a period of one year from the date of the first public offering of the Pledged Stock, or that portion thereof to be sold, and (iii) make all amendments thereto and/or to the related prospectus which are necessary or advisable, all in conformity with the requirements of the Securities Act and the rules and regulations of the Securities and Exchange Commission applicable thereto. Each Grantor agrees to cause such Pledged Issuer to comply with the provisions of the securities or “Blue Sky” laws of any and all jurisdictions which the Collateral Agent shall designate and to make available to its security holders, as soon as practicable, an earnings statement (which need not be audited) which will satisfy the provisions of Section 11(a) of the Securities Act.

(b) Each Grantor recognizes that the Collateral Agent may be unable to effect a public sale of any or all the Pledged Stock, by reason of certain prohibitions contained in the Securities Act and applicable state securities laws or otherwise, and may by reason of such prohibitions be

 

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compelled to resort to one or more private sales thereof to a restricted group of purchasers which will be obliged to agree, among other things, to acquire such securities for their own account for investment and not with a view to the distribution or resale thereof. Each Grantor acknowledges and agrees that any such private sale may result in prices and other terms less favorable than if such sale were a public sale and, notwithstanding such circumstances, agrees that any such private sale shall be deemed to have been made in a commercially reasonable manner. The Collateral Agent shall be under no obligation to delay a sale of any of the Pledged Stock for the period of time necessary to permit the Pledged Issuer thereof to register such securities for public sale under the Securities Act, or under applicable state securities laws, even if such Pledged Issuer would agree to do so.

(c) Each Grantor agrees to use its reasonable best efforts to do or cause to be done all such other acts as may be necessary to make such sale or sales of all or any portion of the Pledged Stock pursuant to this Section 6.5 valid and binding and in compliance with any and all other applicable Requirements of Law. Each Grantor further agrees that a breach of any of the covenants contained in this Section 6.5 will cause irreparable injury to the Collateral Agent and the other Secured Parties, that the Collateral Agent and the other Secured Parties have no adequate remedy at law in respect of such breach and, as a consequence, that each and every covenant contained in this Section 6.5 shall be specifically enforceable against such Grantor, and such Grantor hereby waives and agrees not to assert any defenses against an action for specific performance of such covenants except for a defense that no Event of Default has occurred under the Indenture.

6.6 Deficiency. Each Grantor shall remain liable for any deficiency if the proceeds of any sale or other disposition of the Collateral are insufficient to pay its Obligations and the fees and disbursements of any attorneys employed by the Collateral Agent or any other Secured Party to collect such deficiency.

6.7 Certain Matters Relating to Pledged Receivables. The Collateral Agent hereby authorizes each Grantor pledging Receivables hereunder to collect such Grantor’s Pledged Receivables, provided that the Collateral Agent may curtail or terminate said authority at any time after the occurrence and during the continuance of an Event of Default. At any time after the occurrence and during the continuance of an Event of Default, after written notice to such Grantor from the Collateral Agent, any payments of Pledged Receivables, when collected by any Grantor, (i) shall be forthwith (and, in any event, within two Business Days) deposited by such Grantor in the exact form received, duly indorsed by such Grantor to the Collateral Agent if required, in a Collateral Account maintained under the sole dominion and control of the Collateral Agent, subject to withdrawal by the Collateral Agent for the account of the Secured Parties only as provided in Section 6.3, and (ii) until so turned over, shall be held by such Grantor in trust for the Collateral Agent and the other Secured Parties, segregated from other funds of such Grantor. Each such deposit of Proceeds of Pledged Receivables shall be accompanied by a report identifying in reasonable detail the nature and source of the payments included in the deposit.

6.8 Communications with Obligors; Grantors Remain Liable.

(a) The Collateral Agent in its own name or in the name of others may at any time after the occurrence and during the continuance of an Event of Default communicate with obligors under the Pledged Receivables to verify with them the existence, amount and terms of any Receivables.

(b) Upon the written request of the Collateral Agent at any time after the occurrence and during the continuance of an Event of Default, each Grantor shall notify obligors on the Pledged Receivables that the Pledged Receivables have been assigned to the Collateral Agent for the ratable benefit of the Secured Parties and that payments in respect thereof shall be made directly to the Collateral Agent.

(c) Anything herein to the contrary notwithstanding, each Grantor pledging Receivables shall remain liable under each of the Pledged Receivables to observe and perform all the conditions and obligations to be observed and performed by it thereunder, all in accordance with the terms of any agreement giving rise thereto. Neither the Collateral Agent nor any other Secured Party shall have any obligation or liability under any Receivable (or any agreement giving rise thereto) by reason of or arising out of this Agreement or the receipt by the Collateral Agent or any other Secured Party of any payment relating thereto, nor shall the Collateral Agent or any other Secured Party be obligated in any manner to perform any of the obligations of any Grantor under or pursuant to any Receivable (or any agreement giving rise thereto), to make any payment, to make any inquiry as to the nature or the sufficiency of any payment received by it or as to the sufficiency of any performance by any party thereunder, to present or file any claim, to take any action to enforce any performance or to collect the payment of any amounts which may have been assigned to it or to which it may be entitled at any time or times.

 

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SECTION 7. THE COLLATERAL AGENT

7.1 Collateral Agents Appointment as Attorney-in-Fact, etc.

(a) Each Grantor hereby irrevocably constitutes and appoints the Collateral Agent and any officer or agent thereof, with full power of substitution, as its true and lawful attorney-in-fact with full irrevocable power and authority in the place and stead of such Grantor and in the name of such Grantor or in its own name, for the purpose of carrying out the terms of this Agreement, to take any and all appropriate action and to execute any and all documents and instruments which may be necessary or desirable to accomplish the purposes of this Agreement, and, without limiting the generality of the foregoing, each Grantor hereby gives the Collateral Agent the power and right, on behalf of such Grantor, without notice to or assent by such Grantor, to do any or all of the following:

(i) in the name of such Grantor or its own name, or otherwise, take possession of and indorse and collect any checks, drafts, notes, acceptances or other instruments for the payment of moneys due under any Pledged Receivable or with respect to any other Collateral and file any claim or take any other action or proceeding in any court of law or equity or otherwise deemed appropriate by the Collateral Agent for the purpose of collecting any and all such moneys due under any Pledged Receivable or with respect to any other Collateral whenever payable;

(ii) in the case of any Intellectual Property, execute and deliver, and have recorded, any and all agreements, instruments, documents and papers as the Collateral Agent may request to evidence the Collateral Agent’s and the other Secured Parties’ security interest in such Intellectual Property and the goodwill and general intangibles of such Grantor relating thereto or represented thereby;

(iii) pay or discharge taxes and Liens levied or placed on or threatened against the Collateral, effect any repairs or any insurance called for by the terms of this Agreement and pay all or any part of the premiums therefor and the costs thereof;

(iv) execute, in connection with any sale provided for in Section 6.4 or 6.5, any indorsements, assignments or other instruments of conveyance or transfer with respect to the Collateral;

(v) (1) direct any party liable for any payment under any of the Collateral to make payment of any and all moneys due or to become due thereunder directly to the Collateral Agent or as the Collateral Agent shall direct; (2) ask or demand for, collect, and receive payment of and

 

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receipt for, any and all moneys, claims and other amounts due or to become due at any time in respect of or arising out of any Collateral; (3) sign and indorse any invoices, freight or express bills, bills of lading, storage or warehouse receipts, drafts against debtors, assignments, verifications, notices and other documents in connection with any of the Collateral; (4) commence and prosecute any suits, actions or proceedings at law or in equity in any court of competent jurisdiction to collect the Collateral or any portion thereof and to enforce any other right in respect of any Collateral; (5) defend any suit, action or proceeding brought against such Grantor with respect to any Collateral; (6) settle, compromise or adjust any such suit, action or proceeding and, in connection therewith, give such discharges or releases as the Collateral Agent may deem appropriate; (7) assign any Patent or Trademark (along with the goodwill of the business to which any such Patent or Trademark pertains), throughout the world for such term or terms, on such conditions, and in such manner, as the Collateral Agent shall in its sole discretion determine; and (8) generally, sell, transfer, pledge and make any agreement with respect to or otherwise deal with any of the Collateral as fully and completely as though the Collateral Agent were the absolute owner thereof for all purposes, and do, at the Collateral Agent’s option and such Grantor’s expense, at any time, or from time to time, all acts and things which the Collateral Agent deems necessary to protect, preserve or realize upon the Collateral and the Collateral Agent’s and the other Secured Parties’ security interests therein and to effect the intent of this Agreement, all as fully and effectively as such Grantor might do; and

(vi) exercise any of the Collateral Agent’s rights pursuant to Section 6.9.

Anything in this Section 7.1(a) to the contrary notwithstanding, the Collateral Agent agrees that it will not exercise any rights under the power of attorney provided for in this Section 7.1(a) unless an Event of Default shall have occurred and be continuing and the Collateral Agent shall have given written notice of its intent to exercise its rights under this Section 7.1(a).

(b) If any Grantor fails to perform or comply with any of its agreements contained herein, the Collateral Agent, at its option, after prior notice to such Grantor, but without any obligation so to do, may perform or comply, or otherwise cause performance or compliance, with such agreement.

(c) The expenses of the Collateral Agent incurred in connection with actions undertaken as provided in this Section 7.1, together with interest thereon at a rate per annum equal to the highest rate per annum at which interest would then be payable on the Notes under the Indenture, from the date of payment by the Collateral Agent to the date reimbursed by the relevant Grantor, shall be payable by such Grantor to the Collateral Agent on demand.

(d) Each Grantor hereby ratifies all that said attorneys shall lawfully do or cause to be done by virtue hereof. All powers, authorizations and agencies contained in this Agreement are coupled with an interest and are irrevocable until this Agreement is terminated and the security interests created hereby are released.

7.2 Duty of Collateral Agent. The Collateral Agent’s sole duty with respect to the custody, safekeeping and physical preservation of the Collateral in its possession, under Section 9-207 of the Applicable UCC or otherwise, shall be to deal with it in the same manner as the Collateral Agent deals with similar property for its own account. Beyond the exercise of reasonable care in the custody thereof, the Collateral Agent shall have no duty as to any Collateral in its possession or control or in the possession or control of any agent or bailee or any income thereon or as to preservation of rights against prior parties or any other rights pertaining thereto and the Collateral Agent shall not be responsible for filing any financing or continuation statements or recording any documents or instruments in any public office at any time or times or otherwise perfecting or maintaining the perfection of any security interest in

 

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the Collateral. The Collateral Agent shall be deemed to have exercised reasonable care in the custody of the Collateral in its possession if the Collateral is accorded treatment substantially equal to that which it accords its own property and shall not be liable or responsible for any loss or diminution in the value of any of the Collateral, by reason of the act or omission of any carrier, forwarding agency or other agent or bailee selected by the Collateral Agent in good faith. Neither the Collateral Agent, any other Secured Party nor any of their respective officers, directors, employees or agents shall be liable for failure to demand, collect or realize upon any of the Collateral or for any delay in doing so or shall be under any obligation to sell or otherwise dispose of any Collateral upon the request of any Grantor or any other Person or to take any other action whatsoever with regard to the Collateral or any part thereof. The powers conferred on the Collateral Agent and the other Secured Parties hereunder are solely to protect the Collateral Agent’s and the other Secured Parties’ interests in the Collateral and shall not impose any duty upon the Collateral Agent or any other Secured Party to exercise any such powers. The Collateral Agent and the other Secured Parties shall be accountable only for amounts that they actually receive as a result of the exercise of such powers. The Collateral Agent shall not be responsible for the existence, genuineness or value of any of the Collateral or for the validity, perfection, priority or enforceability of the Liens in any of the Collateral, whether impaired by operation of law or by reason of any action or omission to act on its part hereunder, except to the extent such action or omission constitutes gross negligence, bad faith or willful misconduct on the part of the Collateral Agent, for the validity or sufficiency of the Collateral or any agreement or assignment contained therein, for the validity of the title of the Company to the Collateral, for insuring the Collateral or for the payment of taxes, charges, assessments or Liens upon the Collateral or otherwise as to the maintenance of the Collateral.

7.3 Financing Statements. Pursuant to any applicable law, each Grantor authorizes the Collateral Agent to file or record financing statements and other filing or recording documents or instruments with respect to the Collateral without the signature of such Grantor in such form and in such offices as the Collateral Agent may deem appropriate to perfect the security interests of the Collateral Agent under this Agreement. A photographic or other reproduction of this Agreement shall be sufficient as a financing statement or other filing or recording document or instrument for filing or recording in any jurisdiction. Each Grantor authorizes the Collateral Agent to use the collateral description “all personal property” in any such financing statements. Notwithstanding the foregoing authorizations, in no event shall the Collateral Agent be obligated to prepare or file any financing statements whatsoever, or to maintain the perfection of the security interest granted hereunder. Each Grantor agrees to prepare, record and file, at its own expense, financing statements (and continuation statements when applicable) with respect to the Collateral now existing or hereafter created meeting the requirements of applicable state law in such manner and in such jurisdictions as are necessary to perfect and maintain perfected the Collateral, and to deliver a file stamped copy of each such financing statement or other evidence of filing to the Collateral Agent. Neither the Trustee nor the Collateral Agent shall be under any obligation whatsoever to file any such financing or continuation statements or to make any other filing under the UCC in connection with this Agreement.

7.4 Authority of Collateral Agent. Each Grantor acknowledges that the rights and responsibilities of the Collateral Agent under this Agreement with respect to any action taken by the Collateral Agent or the exercise or non-exercise by the Collateral Agent of any option, voting right, request, judgment or other right or remedy provided for herein or resulting or arising out of this Agreement shall, as between the Collateral Agent and the other Secured Parties, be governed by the Indenture and by such other agreements with respect thereto as may exist from time to time among them, but, as between the Collateral Agent and each Grantor, the Collateral Agent shall be conclusively presumed to be acting as agent for the other Secured Parties with full and valid authority so to act or refrain from acting, and no Grantor shall be under any obligation, or entitlement, to make any inquiry respecting such authority.

 

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SECTION 8. MISCELLANEOUS

8.1 Amendments in Writing. None of the terms or provisions of this Agreement may be waived, amended, supplemented or otherwise modified except in accordance with Article 9 of the Indenture.

8.2 Notices. All notices, requests and demands to or upon the Collateral Agent or any Grantor hereunder shall be effected in the manner provided for in the Indenture.

8.3 No Waiver by Course of Conduct; Cumulative Remedies. Neither the Collateral Agent nor any other Secured Party shall by any act (except by a written instrument pursuant to Section 8.1), delay, indulgence, omission or otherwise be deemed to have waived any right or remedy hereunder or to have acquiesced in any Default or Event of Default. No failure to exercise, nor any delay in exercising, on the part of the Collateral Agent or any other Secured Party, any right, power or privilege hereunder shall operate as a waiver thereof. No single or partial exercise of any right, power or privilege hereunder shall preclude any other or further exercise thereof or the exercise of any other right, power or privilege. A waiver by the Collateral Agent or any other Secured Party of any right or remedy hereunder on any one occasion shall not be construed as a bar to any right or remedy which the Collateral Agent or such other Secured Party would otherwise have on any future occasion. The rights and remedies herein provided are cumulative, may be exercised singly or concurrently and are not exclusive of any other rights or remedies provided by law.

8.4 Enforcement Expenses; Indemnification.

(a) Each Grantor agrees to pay or reimburse the Collateral Agent for all its costs and expenses incurred in enforcing or preserving any rights under this Agreement and the other Indenture Documents to which such Grantor is a party, including, without limitation, the reasonable and documented fees and disbursements of one firm of counsel (together with any special and local counsel) to the Collateral Agent to the extent the Issuers would be required to do so pursuant to the Indenture.

(b) Each Grantor agrees to pay, and to save the Collateral Agent and the other Secured Parties harmless from, any and all liabilities with respect to, or resulting from any delay in paying, any and all stamp, excise, sales or other taxes which may be payable or determined to be payable with respect to any of the Collateral to the extent the Issuers would be required to do so pursuant to the Indenture.

(c) Each Grantor agrees, jointly and severally, to pay, and to save the Collateral Agent harmless from, any and all liabilities, obligations, losses, damages, penalties, actions, judgments, suits, costs, expenses or disbursements of any kind or nature whatsoever with respect to the execution, delivery, enforcement, performance and administration of this Agreement to the extent the Issuers would be required to do so pursuant to the Indenture.

(d) The agreements in this Section 8.4 shall survive repayment of the Obligations and all other amounts payable under the Indenture and the other Indenture Documents.

8.5 Successors and Assigns. This Agreement shall be binding upon the successors and assigns of each Grantor and Guarantor and shall inure to the benefit of the Collateral Agent and the other Secured Parties and their successors and assigns; provided that no Grantor or Guarantor may assign, transfer or delegate any of its rights or obligations under this Agreement without the prior written consent of the Collateral Agent.

 

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8.6 Counterparts. This Agreement may be executed by one or more of the parties to this Agreement on any number of separate counterparts and all of said counterparts taken together shall be deemed to constitute one and the same instrument. Delivery of an executed signature page of this Agreement by facsimile transmission shall be effective as delivery of a manually executed counterpart hereof.

8.7 Severability. Any provision of this Agreement which is prohibited or unenforceable in any jurisdiction shall, as to such jurisdiction, be ineffective to the extent of such prohibition or unenforceability without invalidating the remaining provisions hereof, and any such prohibition or unenforceability in any jurisdiction shall not invalidate or render unenforceable such provision in any other jurisdiction.

8.8 Governmental Approvals.

(a) Notwithstanding anything herein to the contrary, this Agreement, the other Indenture Documents and the transactions contemplated hereby and thereby, prior to the exercise of any rights and remedies provided in this Agreement or the other Indenture Documents, including, without limitation, voting the Pledged Securities or a foreclosure of the security interest granted under this Agreement, except to the extent not prohibited by applicable Requirements of Law, (i) do not and will not constitute, create, or have the effect of constituting or creating, directly or indirectly, actual or practical ownership of the Issuers or any Subsidiary of the Issuers by the Collateral Agent or the other Secured Parties, or control, affirmative or negative, direct or indirect, by the Collateral Agent or the other Secured Parties over the management or any other aspect of the operation of the Issuers or any Subsidiary of the Issuers, which ownership and control remains exclusively and at all times in the Issuers and such Subsidiary, and (ii) do not and will not constitute the transfer, assignment, or disposition in any manner, voluntarily or involuntarily, directly or indirectly, of any License at any time issued to the Issuers or any Subsidiary of the Issuers, or the transfer of control of the Issuers or any Subsidiary of the Issuers, including, without limitation, within the meaning of Section 310(d) of the Communications Act of 1934, as amended.

(b) Notwithstanding any other provision of this Agreement, any foreclosure on, sale, transfer or other disposition of, or the exercise of any right to vote or consent with respect to, any of the Pledged Securities, as provided herein, or any other action taken or proposed to be taken by the Collateral Agent hereunder which would affect the operational, voting or other control of the Issuers or any Subsidiary of the Issuers, shall be in accordance with applicable Requirements of Law.

(c) Notwithstanding anything to the contrary contained in this Agreement or in any other Indenture Document, the Secured Parties shall not, without first obtaining the approval of the FCC or any other applicable Governmental Authority, take any action pursuant to this Agreement which would constitute or result in, or be deemed to constitute or result in, any assignment of a License, including, without limitation, any CATV Franchise of the Issuers or any Subsidiary of the Issuers, or any change of control of the Issuers or any Subsidiary of the Issuers, if such assignment or change in control would require, under then existing Requirements of Law (including the written rules and regulations promulgated by the FCC), the prior approval of the FCC or such other Governmental Authority.

(d) If the consent of the FCC or any other Governmental Authority is required in connection with any of the actions which may be taken by the Collateral Agent in the exercise of its rights under this Agreement or any of the other Indenture Documents during the continuance of an Event of Default, then the Issuers, at its sole cost and expense, shall use its reasonable best efforts to secure such consent and to cooperate fully with the Collateral Agent to secure such consent. Upon the exercise by the Collateral Agent of any power, right, privilege or remedy pursuant to this Agreement during the

 

— 18 —


continuance of an Event of Default which requires any consent, approval, recording, qualification or authorization of the FCC or any other Governmental Authority or instrumentality, the Issuers will promptly prepare, execute, deliver and file, or will promptly cause the preparation, execution, delivery and filing of, all applications, certificates, instruments and other documents and papers that may be deemed necessary or advisable to obtain such governmental consent, approval, recording, qualification or authorization including, without limitation, the assignor’s or transferor’s portion of any application or applications for consent to the assignment of license necessary or appropriate under the rules and regulations of the FCC or any other Governmental Authority for approval of any sale, transfer or assignment to the Collateral Agent or any other Person of the Pledged Securities. Subject to the provisions of applicable law, if the Issuers fail or refuse to execute, or fails or refuse to cause another Person to execute, such documents, the Collateral Agent, as attorney-in-fact for the Issuers appointed pursuant to Section 7.1, or the clerk of any court of competent jurisdiction, may execute and file the same on behalf of the Issuers. In addition to the foregoing, during the continuance of an Event of Default the Issuers agree to take, or cause to be taken, any action which may be deemed necessary or advisable in order to obtain and enjoy the full rights and benefits granted to the other Secured Parties or the Collateral Agent by this Agreement and any other instruments or agreements executed pursuant hereto, including, without limitation, at the Issuers’ cost and expense, the exercise of the Issuers’ best efforts to cooperate in obtaining FCC or other governmental approval of any action or transaction contemplated by this Agreement or any other instrument or agreement executed pursuant hereto which is then required by law.

(e) the Issuers recognizes that the authorizations, permits and licenses held by the Issuers or any of their respective Subsidiaries are unique assets which may have to be assigned or transferred in order for the other Secured Parties to realize the value of the security interests granted to the Collateral Agent. The Issuers further recognize that a violation of this Section 8.8 could result in irreparable harm to the Secured Parties for which monetary damages are not readily ascertainable. Therefore, in addition to any other remedy which may be available to the Collateral Agent and other Secured Parties at law or in equity, the Collateral Agent and the other Secured Parties shall have the remedy of specific performance of the provisions of this Section 8.8. To enforce the provisions of this Section 8.8, the Collateral Agent is authorized to request the consent or approval of the FCC or other Governmental Authority to a voluntary or an involuntary assignment or transfer of control of any authorization, permit or license. In connection with the exercise of its remedies under this Agreement or under any of the other Indenture Documents, the Collateral Agent may obtain the appointment of a Collateral Agent or receiver to assume, upon receipt of all necessary judicial, FCC or other Governmental Authority consents or approvals, the control of any Person, subject to compliance with applicable Requirements of Law. Such Collateral Agent or receiver shall have all rights and powers provided to it by law or by court order or provided to the Collateral Agent under this Agreement.

8.9 Section Headings. The Section headings used in this Agreement are for convenience of reference only and are not to affect the construction hereof or be taken into consideration in the interpretation hereof.

8.10 Integration. This Agreement and the other Indenture Documents represent the agreement of each Grantor, the Collateral Agent and the other Secured Parties with respect to the subject matter hereof and thereof, and there are no promises, undertakings, representations or warranties by the Collateral Agent or any other Secured Party relative to subject matter hereof and thereof not expressly set forth or referred to herein or in the other Indenture Documents.

8.11 GOVERNING LAW. THIS AGREEMENT SHALL BE GOVERNED BY, AND CONSTRUED AND INTERPRETED IN ACCORDANCE WITH, THE LAW OF THE STATE OF NEW YORK.

 

— 19 —


8.12 Submission to Jurisdiction; Waivers. Each Grantor hereby irrevocably and unconditionally:

(o) (p) submits for itself and its property in any legal action or proceeding relating to this Agreement and the other Indenture Documents to which it is a party, or for recognition and enforcement of any judgment in respect thereof, to the exclusive general jurisdiction of the courts of the State of New York, the courts of the United States of America for the Southern District of New York, and appellate courts from any thereof;

(q) (r) consents that any such action or proceeding may be brought in such courts and waives any objection that it may now or hereafter have to the venue of any such action or proceeding in any such court or that such action or proceeding was brought in an inconvenient court and agrees not to plead or claim the same;

(s) (t) agrees that service of process in any such action or proceeding may be effected by mailing a copy thereof by registered or certified mail (or any substantially similar form of mail), postage prepaid, to such Grantor at its address referred to in Section 8.2 or at such other address of which the Collateral Agent shall have been notified pursuant thereto;

(u) (v) agrees that nothing herein shall affect the right to effect service of process in any other manner permitted by law or shall limit the right to sue in any other jurisdiction; and

(w) (x) waives, to the maximum extent not prohibited by law, any right it may have to claim or recover in any legal action or proceeding referred to in this Section any special, exemplary, punitive or consequential damages.

8.13 Acknowledgments. Each Grantor hereby acknowledges that:

(y) (z) it has been advised by counsel in the negotiation, execution and delivery of this Agreement and the other Indenture Documents to which it is a party;

(aa) (bb) neither the Collateral Agent nor any other Secured Party has any fiduciary relationship with or duty to any Grantor arising out of or in connection with this Agreement or any of the other Indenture Documents, and the relationship between the Grantors, on the one hand, and the Collateral Agent and other Secured Parties, on the other hand, in connection herewith or therewith is solely that of debtor and creditor; and

(cc) (dd) no joint venture is created hereby or by the other Indenture Documents or otherwise exists by virtue of the transactions contemplated hereby among the other Secured Parties or among the Grantors and the other Secured Parties.

8.14 Additional Grantors; Release.

(a) Each Subsidiary of the Issuers that is required to become a party to this Agreement pursuant to the Indenture shall become a Grantor for all purposes of this Agreement upon execution and delivery by such Subsidiary of an Assumption Agreement in the form of Annex 1 hereto.

(b) The Liens securing the Obligations will be released, in whole or in part, as provided in Section 14.03 of the Indenture. At such time as the Liens securing the Obligations are released in whole as provided in Section 14.03 of the Indenture, the Collateral shall be released from the Liens created hereby, and this Agreement and all obligations (other than those expressly stated to survive

 

— 20 —


such termination) of the Collateral Agent and each Grantor hereunder shall terminate, all without delivery of any instrument or performance of any act by any party, and all rights to the Collateral shall revert to the Grantors. At the request and sole expense of any Grantor following any such termination, the Collateral Agent shall deliver to such Grantor any Collateral held by the Collateral Agent hereunder, and execute and deliver to such Grantor such documents as such Grantor shall reasonably request to evidence such termination.

(c) If any of the Collateral shall be sold, transferred or otherwise disposed of by any Grantor in a transaction not prohibited by the Indenture Documents, then the Collateral Agent, at the request and sole expense of such Grantor, shall promptly execute and deliver to such Grantor all releases or other documents reasonably necessary or desirable for the release of the Liens created hereby on such Collateral. At the request and sole expense of the Issuers, a Subsidiary Grantor shall be released from its obligations hereunder in the event that all the Equity Interests of such Subsidiary Grantor shall be sold, transferred or otherwise disposed of in a transaction not prohibited by the Indenture.

8.15 WAIVER OF JURY TRIAL. EACH GRANTOR HEREBY IRREVOCABLY AND UNCONDITIONALLY WAIVES TRIAL BY JURY IN ANY LEGAL ACTION OR PROCEEDING RELATING TO THIS AGREEMENT OR ANY OTHER LOAN DOCUMENT AND FOR ANY COUNTERCLAIM THEREIN.

8.16 Intercreditor Agreement. Notwithstanding anything herein to the contrary, the Liens on any Collateral granted to the Collateral Agent pursuant to this Agreement, and the exercise of any right or remedy by the Collateral Agent with respect to any such Collateral, are subject to the provisions of the Intercreditor Agreement. In the event of any conflict between the terms of the Intercreditor Agreement in effect at such time and the terms of this Agreement, the terms of Intercreditor Agreement shall govern and control. Notwithstanding anything herein to the contrary, so long as the Intercreditor Agreement is effective, any requirement hereunder to deliver any Shared Collateral (as such term is defined in the Intercreditor Agreement) or the proceeds thereof to the Collateral Agent shall be deemed satisfied by delivery of such Shared Collateral to the Applicable Authorized Representative (as such term is defined in the Intercreditor Agreement).

8.17 Incorporation of Rights. The rights, privileges and immunities of the Trustee in the Indenture are hereby incorporated by reference and extended to the Collateral Agent in this Agreement.

 

— 21 —


IN WITNESS WHEREOF, each of the undersigned has caused this Collateral Agreement to be duly executed and delivered as of the date first above written.

 

CHARTER COMMUNICATIONS OPERATING, LLC, as Grantor
By:  

s/ Daniel J. Bollinger

  Name:   Daniel J. Bollinger
  Title:   Vice President, Associate General Counsel and Assistant Corporate Secretary
CHARTER COMMUNICATIONS OPERATING CAPITAL CORP., as Grantor
By:  

s/ Daniel J. Bollinger

  Name:   Daniel J. Bollinger
  Title:   Vice President, Associate General Counsel and Assistant Corporate Secretary
THE SUBSIDIARY GUARANTORS NAMED ON SCHEDULE 6 HERETO, as Grantors
By:  

s/ Daniel J. Bollinger

  Name:   Daniel J. Bollinger
  Title:   Vice President, Associate General Counsel and Assistant Corporate Secretary

[Signature Page to Collateral Agreement]


THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Collateral Agent
By:  

s/ Teresa Petta

  Name:   Teresa Petta
  Title:   Vice President

[Signature Page to Collateral Agreement]


Schedule 1

[RESERVED]


Schedule 2

DESCRIPTION OF PLEDGED SECURITIES

Pledged LLC Interests:

 

    

Name of Limited Liability

Company

  

Type of Interest

  

Percentage of Interest

Pledged

(100% Unless Stated

Otherwise)

1.    American Cable Entertainment Company, LLC    Limited liability company    Charter Communications Entertainment II, LLC
2.    Athens Cablevision, LLC    Limited liability company    Falcon First Cable of the Southeast, LLC
3.    Ausable Cable TV, LLC    Limited liability company    Plattsburgh Cablevision, LLC
4.    Bresnan Broadband Holdings, LLC    Limited liability company    Charter Communications Operating, LLC
5.    Bresnan Broadband of Colorado, LLC    Limited liability company    Bresnan Digital Services, LLC
6.    Bresnan Broadband of Montana, LLC    Limited liability company    Bresnan Digital Services, LLC
7.    Bresnan Broadband of Utah, LLC    Limited liability company    Bresnan Digital Services, LLC
8.    Bresnan Broadband of Wyoming, LLC    Limited liability company    Bresnan Digital Services, LLC
9.    Bresnan Communications, LLC    Limited liability company    Bresnan Broadband Holdings, LLC
10.    Bresnan Digital Services, LLC    Limited liability company    Bresnan Communications, LLC
11.    Bresnan Microwave of Montana, LLC    Limited liability company    Bresnan Communications, LLC
12.    Cable Equities Colorado, LLC    Limited liability company    Cable Equities of Colorado Management LLC
13.    Cable Equities of Colorado Management LLC    Limited liability company    Robin Media Group, LLC


    

Name of Limited Liability

Company

  

Type of Interest

  

Percentage of Interest

Pledged

(100% Unless Stated

Otherwise)

14.    CC 10, LLC    Limited liability company    Charter Communications VI, L.L.C.
15.    CC Fiberlink, LLC    Limited liability company    CCO NR Holdings, LLC
16.    CC Michigan, LLC    Limited liability company    CC VIII Operating, LLC
17.    CC Systems, LLC    Limited liability company    CCO NR Holdings, LLC
18.    CC V Holdings, LLC    Limited liability company    CCO NR Holdings, LLC
19.    CC VI Fiberlink, LLC    Limited liability company    CC VI Operating Company, LLC
20.    CC VI Operating Company, LLC    Limited liability company    CCO NR Holdings, LLC
21.    CC VII Fiberlink, LLC    Limited liability company    Falcon Cable Communications, LLC
22.    CC VIII Fiberlink, LLC    Limited liability company    CC VIII Operating, LLC
23.    CC VIII Holdings, LLC    Limited liability company    CC VIII, LLC
24.    CC VIII Operating, LLC    Limited liability company    CC VIII Holdings, LLC
25.    CC VIII, LLC    Limited liability company    CC V Holdings, LLC
26.    CCO Fiberlink, LLC    Limited liability company    Charter Communications Operating, LLC
27.    CCO Holdco Transfers VII, LLC    Limited liability company    Charter Communications Operating, LLC
28.    CCO LP, LLC    Limited liability company    CCO Holdco Transfers VII, LLC
29.    CCO NR Holdings, LLC    Limited liability company    Charter Communications Operating, LLC


    

Name of Limited Liability

Company

  

Type of Interest

  

Percentage of Interest

Pledged

(100% Unless Stated

Otherwise)

30.    CCO Purchasing, LLC    Limited liability company    Charter Communications Operating, LLC
31.    CCO SoCal I, LLC    Limited liability company    Charter Communications Operating, LLC
32.    CCO SoCal II, LLC    Limited liability company    Falcon First Cable of the Southeast, LLC
33.    CCO SoCal Vehicles, LLC    Limited liability company    CCO SoCal I, LLC
34.    CCO Transfers, LLC    Limited liability company    CCO Holdco Transfers VII, LLC
35.    Charter Advanced Services (AL), LLC    Limited liability company    CC Fiberlink, LLC
36.    Charter Advanced Services (CA), LLC    Limited liability company    CCO Fiberlink, LLC
37.    Charter Advanced Services (CO), LLC    Limited liability company    Bresnan Digital Services, LLC
38.    Charter Advanced Services (CT), LLC    Limited liability company    CCO Fiberlink, LLC
39.    Charter Advanced Services (GA), LLC    Limited liability company    CC Fiberlink, LLC
40.    Charter Advanced Services (IL), LLC    Limited liability company    CC Fiberlink, LLC
41.    Charter Advanced Services (IN), LLC    Limited liability company    CC Fiberlink, LLC
42.    Charter Advanced Services (KY), LLC    Limited liability company    CC Fiberlink, LLC
43.    Charter Advanced Services (LA), LLC    Limited liability company    CCO Fiberlink, LLC


    

Name of Limited Liability

Company

  

Type of Interest

  

Percentage of Interest

Pledged

(100% Unless Stated

Otherwise)

44.    Charter Advanced Services (MA), LLC    Limited liability company    CCO Fiberlink, LLC
45.    Charter Advanced Services (MD), LLC    Limited liability company    CC Fiberlink, LLC
46.    Charter Advanced Services (MI), LLC    Limited liability company    CC Fiberlnk, LLC
47.    Charter Advanced Services (MN), LLC    Limited liability company    CC Fiberlink, LLC
48.    Charter Advanced Services (MO), LLC    Limited liability company    CC Fiberlink, LLC
49.    Charter Advanced Services (MS), LLC    Limited liability company    CC VI Fiberlink, LLC
50.    Charter Advanced Services (MT), LLC    Limited liability company    Bresnan Digital Services, LLC
51.    Charter Advanced Services (NC), LLC    Limited liability company    CCO Fiberlink, LLC
52.    Charter Advanced Services (NE), LLC    Limited liability company    CC Fiberlink, LLC
53.    Charter Advanced Services (NH), LLC    Limited liability company    CCO Fiberlink, LLC
54.    Charter Advanced Services (NV), LLC    Limited liability company    CC VII Fiberlink, LLC
55.    Charter Advanced Services (NY), LLC    Limited liability company    CCO Fiberlink, LLC
56.    Charter Advanced Services (OH), LLC    Limited liability company    CC Fiberlink, LLC
57.    Charter Advanced Services (OR), LLC    Limited liability company    CC VII Fiberlink, LLC


    

Name of Limited Liability

Company

  

Type of Interest

  

Percentage of Interest

Pledged

(100% Unless Stated

Otherwise)

58.    Charter Advanced Services (PA), LLC    Limited liability company    CC Fiberlink, LLC
59.    Charter Advanced Services (SC), LLC    Limited liability company    CCO Fiberlink, LLC
60.    Charter Advanced Services (TN), LLC    Limited liability company    CC Fiberlink, LLC
61.    Charter Advanced Services (TX), LLC    Limited liability company    CC Fiberlink, LLC
62.    Charter Advanced Services (UT), LLC    Limited liability company    Bresnan Digital Services, LLC
63.    Charter Advanced Services (VA), LLC    Limited liability company    CCO Fiberlink, LLC
64.    Charter Advanced Services (VT), LLC    Limited liability company    CCO Fiberlink, LLC
65.    Charter Advanced Services (WA), LLC    Limited liability company    CC VII Fiberlink, LLC
66.    Charter Advanced Services (WI), LLC    Limited liability company    CC Fiberlink, LLC
67.    Charter Advanced Services (WV), LLC    Limited liability company    CC Fiberlink, LLC
68.    Charter Advanced Services (WY), LLC    Limited liability company    Bresnan Digital Services, LLC
69.    Charter Advanced Services VIII (MI), LLC    Limited liability company    CC VIII Operating, LLC
70.    Charter Advanced Services VIII (MN), LLC    Limited liability company    CC VIII Operating, LLC
71.    Charter Advanced Services VIII (WI), LLC    Limited liability company    CC VIII Operating, LLC


    

Name of Limited Liability

Company

  

Type of Interest

  

Percentage of Interest

Pledged

(100% Unless Stated

Otherwise)

72.    Charter Advertising of Saint Louis, LLC    Limited liability company    Charter Communications Entertainment I, LLC
73.    Charter Cable Operating Company, LLC    Limited liability company    Charter Communications Operating, LLC
74.    Charter Cable Partners, LLC    Limited liability company    Charter Cable Operating Company, LLC
75.    Charter Communications Entertainment I, LLC    Limited liability company    Charter Communications Entertainment, LLC
76.    Charter Communications Entertainment II, LLC    Limited liability company    Charter Communications Entertainment, LLC
77.    Charter Communications Entertainment, LLC    Limited liability company    Charter Communications Operating, LLC
78.    Charter Communications of California, LLC    Limited liability company    Charter Communications, LLC
79.    Charter Communications Properties LLC    Limited liability company    Charter Communications Operating, LLC
80.    Charter Communications V, LLC    Limited liability company    CC Michigan, LLC
81.    Charter Communications Ventures, LLC    Limited liability company    CCO NR Holdings, LLC
82.    Charter Communications VI, L.L.C.    Limited liability company    CC VI Operating Company, LLC
83.    Charter Communications VII, LLC    Limited liability company    CCO NR Holdings, LLC
84.    Charter Communications, LLC    Limited liability company    Charter Communications Operating, LLC
85.    Charter Distribution, LLC    Limited liability company    Charter Communications Operating, LLC


    

Name of Limited Liability

Company

  

Type of Interest

  

Percentage of Interest

Pledged

(100% Unless Stated

Otherwise)

86.    Charter Fiberlink – Alabama, LLC    Limited liability company    CC Fiberlink, LLC
87.    Charter Fiberlink – Georgia, LLC    Limited liability company    CC Fiberlink, LLC
88.    Charter Fiberlink – Illinois, LLC    Limited liability company    CC Fiberlink, LLC
89.    Charter Fiberlink – Maryland II, LLC    Limited liability company    CC Fiberlink, LLC
90.    Charter Fiberlink – Michigan, LLC    Limited liability company    CC Fiberlink, LLC
91.    Charter Fiberlink – Missouri, LLC    Limited liability company    CC Fiberlink, LLC
92.    Charter Fiberlink – Nebraska, LLC    Limited liability company    CC Fiberlink, LLC
93.    Charter Fiberlink – Pennsylvania, LLC    Limited liability company    CC Fiberlink, ,LLC
94.    Charter Fiberlink – Tennessee, LLC    Limited liability company    CC Fiberlink, LLC
95.    Charter Fiberlink AR-CCVII, LLC    Limited liability company    CC VII Fiberlink, LLC
96.    Charter Fiberlink CA-CCO, LLC    Limited liability company    CCO Fiberlink, LLC
97.    Charter Fiberlink CC VIII, LLC    Limited liability company    CC VIII Operating, LLC
98.    Charter Fiberlink CCO, LLC    Limited liability company    CC Fiberlink, LLC
99.    Charter Fiberlink CT-CCO, LLC    Limited liability company    CCO Fiberlink, LLC
100.    Charter Fiberlink LA-CCO, LLC    Limited liability company    CCO Fiberlink, LLC


    

Name of Limited Liability

Company

  

Type of Interest

  

Percentage of Interest

Pledged

(100% Unless Stated

Otherwise)

101.    Charter Fiberlink MA-CCO, LLC    Limited liability company    CCO Fiberlink, LLC
102.    Charter Fiberlink MS-CCVI, LLC    Limited liability company    CC VI Fiberlink, LLC
103.    Charter Fiberlink NC-CCO, LLC    Limited liability company    CCO Fiberlink, LLC
104.    Charter Fiberlink NH-CCO, LLC    Limited liability company    CCO Fiberlink, LLC
105.    Charter Fiberlink NV-CCVII, LLC    Limited liability company    CC VII Fiberlink, LLC
106.    Charter Fiberlink NY-CCO, LLC    Limited liability company    CCO Fiberlink, LLC
107.    Charter Fiberlink OH-CCO, LLC    Limited liability company    CCO Fiberlink, LLC
108.    Charter Fiberlink OR-CCVII, LLC    Limited liability company    CC VII Fiberlink, LLC
109.    Charter Fiberlink SC-CCO, LLC    Limited liability company    CCO Fiberlink, LLC
110.    Charter Fiberlink TX-CCO, LLC    Limited liability company    CC Fiberlink, LLC
111.    Charter Fiberlink VA-CCO, LLC    Limited liability company    CCO Fiberlink, LLC
112.    Charter Fiberlink VT-CCO, LLC    Limited liability company    CCO Fiberlink, LLC
113.    Charter Fiberlink WA-CCVII, LLC    Limited liability company    CC VII Fiberlink, LLC
114.    Charter Helicon, LLC    Limited liability company    Charter Communications, LLC


    

Name of Limited Liability

Company

  

Type of Interest

  

Percentage of Interest

Pledged

(100% Unless Stated

Otherwise)

115.    Charter Home Security, LLC    Limited liability company    Charter Communications Operating, LLC
116.    Charter Leasing Holding Company, LLC    Limited liability company    Charter Communications Operating, LLC
117.    Charter Leasing of Wisconsin, LLC    Limited liability company   

99% - Charter Communications Operating, LLC

 

1% - Charter Leasing Holding Company, LLC

118.    Charter RMG, LLC    Limited liability company    Charter Communications, LLC
119.    Charter Stores FCN, LLC    Limited liability company    Falcon Cable Communications, LLC
120.    Charter Video Electronics, LLC    Limited liability company    Midwest Cable Communications, LLC
121.    Falcon Cable Communications, LLC    Limited liability company    Charter Communications VII, LLC
122.    Falcon First Cable of the Southeast, LLC    Limited liability company    Falcon First, LLC
123.    Falcon First, LLC    Limited liability company    Robin Media Group, LLC
124.    Hometown T.V., LLC    Limited liability company    Midwest Cable Communications, LLC
125.    HPI Acquisition Co. LLC    Limited liability company   

99% - Helicon Partners I, L.P.

 

1% - The Helicon Group, L.P.

126.    Interlink Communications Partners, LLC    Limited liability company    Charter Communications Operating, LLC
127.    Long Beach, LLC    Limited liability company    Charter Communications Operating, LLC


    

Name of Limited Liability

Company

  

Type of Interest

  

Percentage of Interest

Pledged

(100% Unless Stated

Otherwise)

128.    Marcus Cable Associates, L.L.C.    Limited liability company    Charter Cable Operating Company, LLC
129.    Marcus Cable of Alabama, L.L.C.    Limited liability company    Charter Cable Operating Company, LLC
130.    Marcus Cable, LLC    Limited liability company    Robin Media Group, LLC
131.    Midwest Cable Communications, LLC    Limited liability company    CCVIII Operating, LLC
132.    Peachtree Cable TV, LLC    Limited liability company    Charter Communications, LLC
133.    Phone Transfers (AL), LLC    Limited liability company    CC Fiberlink, LLC
134.    Phone Transfers (CA), LLC    Limited liability company    CCO Fiberlink, LLC
135.    Phone Transfers (GA), LLC    Limited liability company    CC Fiberlink, LLC
136.    Phone Transfers (NC), LLC    Limited liability company    CCO Fiberlink, LLC
137.    Phone Transfers (TN), LLC    Limited liability company    CC Fiberlink, LLC
138.    Phone Transfers (VA), LLC    Limited liability company    CCO Fiberlink, LLC
139.    Plattsburgh Cablevision, LLC    Limited liability company    Falcon First, LLC
140.    Renaissance Media LLC    Limited liability company    Charter Communications, LLC
141.    Rifkin Acquisition Partners, LLC    Limited liability company    Charter Communications Operating, LLC
142.    Robin Media Group, LLC    Limited liability company    Charter Communications, LLC
143.    Scottsboro TV Cable, LLC    Limited liability company    Falcon First Cable of the Southeast, LLC
144.    Tennessee, LLC    Limited liability company   

55% - Robin Media Group, LLC

 

45% - Charter RMG, LLC


    

Name of Limited Liability

Company

  

Type of Interest

  

Percentage of Interest

Pledged

(100% Unless Stated

Otherwise)

145.    Vista Broadband Communications, LLC    Limited liability company    Charter Communications, LLC
146.    VOIP Transfers (AL), LLC    Limited liability company    CC Fiberlink, LLC
147.    VOIP Transfers (CA) LLC    Limited liability company    CCO Fiberlink, LLC
148.    VOIP Transfers (GA), LLC    Limited liability company    CC Fiberlink, LLC
149.    VOIP Transfers (NC), LLC    Limited liability company    CCO Fiberlink, LLC
150.    VOIP Transfers (TN), LLC    Limited liability company    CC Fiberlink, LLC
151.    VOIP Transfers (VA), LLC    Limited liability company    CCO Fiberlink, LLC
152.    Alabanza LLC    Limited liability company    NaviSite LLC
153.    Americas Job Exchange, LLC    Limited liability company    NaviSite LLC
154.    Coaxial Communications of Central Ohio LLC    Limited liability company    Insight Communications Company LLC
155.    DukeNet Communications Holdings, LLC    Limited liability company    Time Warner Cable Enterprises LLC
156.    DukeNet Communications, LLC    Limited liability company    DukeNet Communications Holdings, LLC
157.    ICI Holdings, LLC    Limited liability company    Insight Communications Company LLC
158.    Insight Blocker LLC    Limited liability company    Insight Communications Company LLC
159.    Insight Capital LLC    Limited liability company    Insight Midwest, L.P.
160.    Insight Communications Company LLC    Limited liability company    TWC NewCo LLC
161.    Insight Communications Midwest, LLC    Limited liability company    Insight Midwest Holdings, LLC


    

Name of Limited Liability

Company

  

Type of Interest

  

Percentage of Interest

Pledged

(100% Unless Stated

Otherwise)

162.    Insight Communications of Central Ohio, LLC    Limited liability company   

82% by Coaxial Communications of Central Ohio LLC

 

17% by Insight Midwest Holdings, LLC

 

1% by Insight Blocker LLC

163.    Insight Interactive, LLC    Limited liability company    Interactive Cable Services, LLC
164.    Insight Kentucky Capital, LLC    Limited liability company    Insight Communications Company, L.P.
165.    Insight Midwest Holdings, LLC    Limited liability company    Insight Midwest, L.P.
166.    Insight Phone of Indiana, LLC    Limited liability company    Insight Communications Midwest, LLC
167.    Insight Phone of Kentucky, LLC    Limited liability company    Insight Kentucky Partners II, L.P.
168.    Insight Phone of Ohio, LLC    Limited liability company    Insight Communications of Central Ohio, LLC
169.    Interactive Cable Services, LLC    Limited liability company    Insight Communications Company LLC
170.    Intrepid Acquisition LLC    Limited liability company    NaviSite LLC
171.    National Cable Communications, LLC    Limited liability company    16.67% by Time Warner Cable Media LLC
172.    NaviSite LLC    Limited liability company    TWC NewCo LLC
173.    New Wisconsin Procurement LLC    Limited liability company   

99% Time Warner Cable Midwest LLC

 

1% by Wisconsin Procurement Holdco LLC


    

Name of Limited Liability

Company

  

Type of Interest

  

Percentage of Interest

Pledged

(100% Unless Stated

Otherwise)

174.    Oceanic Time Warner Cable LLC    Limited liability company    Time Warner Cable Enterprises LLC
175.    Parity Assets, LLC    Limited liability company    Time Warner Cable Enterprises LLC
176.    RDK Management, LLC    Limited liability company    32.885% by Time Warner Cable Enterprises LLC
177.    Time Warner Cable Information Services (Colorado), LLC    Limited liability company    TWCIS Holdco LLC
178.    Time Warner Cable Information Services (Hawaii), LLC    Limited liability company    TWCIS Holdco LLC
179.    Time Warner Cable Business LLC    Limited liability company    TWCIS Holdco LLC
180.    Time Warner Cable Enterprises LLC    Limited liability company    TWC NewCo LLC
181.    Time Warner Cable Information Services (Alabama), LLC    Limited liability company    TWCIS Holdco LLC
182.    Time Warner Cable Information Services (Arizona), LLC    Limited liability company    TWCIS Holdco LLC
183.    Time Warner Cable Information Services (California), LLC    Limited liability company    TWCIS Holdco LLC
184.    Time Warner Cable Information Services (Idaho), LLC    Limited liability company    TWCIS Holdco LLC


    

Name of Limited Liability

Company

  

Type of Interest

  

Percentage of Interest

Pledged

(100% Unless Stated

Otherwise)

185.    Time Warner Cable Information Services (Illinois), LLC    Limited liability company    TWCIS Holdco LLC
186.    Time Warner Cable Information Services (Indiana), LLC    Limited liability company    TWCIS Holdco LLC
187.    Time Warner Cable Information Services (Kansas), LLC    Limited liability company    TWCIS Holdco LLC
188.    Time Warner Cable Information Services (Kentucky), LLC    Limited liability company    TWCIS Holdco LLC
189.    Time Warner Cable Information Services (Maine), LLC    Limited liability company    TWCIS Holdco LLC
190.    Time Warner Cable Information Services (Massachusetts), LLC    Limited liability company    TWCIS Holdco LLC
191.    Time Warner Cable Information Services (Michigan), LLC    Limited liability company    TWCIS Holdco LLC
192.    Time Warner Cable Information Services (Missouri), LLC    Limited liability company    TWCIS Holdco LLC
193.    Time Warner Cable Information Services (Nebraska), LLC    Limited liability company    TWCIS Holdco LLC
194.    Time Warner Cable Information Services (New Hampshire), LLC    Limited liability company    TWCIS Holdco LLC
195.    Time Warner Cable Information Services (New Jersey), LLC    Limited liability company    TWCIS Holdco LLC


    

Name of Limited Liability

Company

  

Type of Interest

  

Percentage of Interest

Pledged

(100% Unless Stated

Otherwise)

196.    Time Warner Cable Information Services (New Mexico) LLC    Limited liability company    TWCIS Holdco LLC
197.    Time Warner Cable Information Services (New York), LLC    Limited liability company    TWCIS Holdco LLC
198.    Time Warner Cable Information Services (North Carolina), LLC    Limited liability company    TWCIS Holdco LLC
199.    Time Warner Cable Information Services (Ohio), LLC    Limited liability company    TWCIS Holdco LLC
200.    Time Warner Cable Information Services (Pennsylvania), LLC    Limited liability company    TWCIS Holdco LLC
201.    Time Warner Cable Information Services (South Carolina), LLC    Limited liability company    TWCIS Holdco LLC
202.    Time Warner Cable Information Services (Tennessee), LLC    Limited liability company    TWCIS Holdco LLC
203.    Time Warner Cable Information Services (Texas), LLC    Limited liability company    TWCIS Holdco LLC
204.    Time Warner Cable Information Services (Virginia), LLC    Limited liability company    TWCIS Holdco LLC
205.    Time Warner Cable Information Services (Washington), LLC    Limited liability company    TWCIS Holdco LLC
206.    Time Warner Cable Information Services (West Virginia), LLC    Limited liability company    TWCIS Holdco LLC


    

Name of Limited Liability

Company

  

Type of Interest

  

Percentage of Interest

Pledged

(100% Unless Stated

Otherwise)

207.    Time Warner Cable Information Services (Wisconsin), LLC    Limited liability company    TWCIS Holdco LLC
208.    Time Warner Cable International LLC    Limited liability company    Time Warner Cable Enterprises LLC
209.    Time Warner Cable Internet Holdings III LLC    Limited liability company    Time Warner Cable Enterprises LLC
210.    Time Warner Cable Internet Holdings LLC    Limited liability company    Time Warner Cable Enterprises LLC
211.    Time Warner Cable Internet LLC    Limited liability company   

68.33% by Time Warner Cable Enterprises LLC

 

31.57% by Time Warner Cable Internet Holdings III LLC

 

0.10% by Time Warner Cable Internet Holdings LLC

212.    Time Warner Cable Media LLC    Limited liability company    TWC NewCo LLC
213.    Time Warner Cable Midwest LLC    Limited liability company    Time Warner Cable Enterprises LLC
214.    Time Warner Cable New York City LLC    Limited liability company    Time Warner Cable Enterprises LLC
215.    Time Warner Cable Northeast LLC    Limited liability company    Time Warner Cable Enterprises LLC
216.    Time Warner Cable Pacific West LLC    Limited liability company    Time Warner Cable Enterprises LLC
217.    Time Warner Cable Services LLC    Limited liability company    TWC Administration LLC


    

Name of Limited Liability

Company

  

Type of Interest

  

Percentage of Interest

Pledged

(100% Unless Stated

Otherwise)

218.    Time Warner Cable Southeast LLC    Limited liability company    Time Warner Cable Enterprises LLC
219.    Time Warner Cable Sports LLC    Limited liability company    TWC NewCo LLC
220.    Time Warner Cable Texas LLC    Limited liability company    Time Warner Cable Enterprises LLC
221.    TWC Administration LLC    Limited liability company    Time Warner Cable Enterprises LLC
222.    TWC Communications, LLC    Limited liability company    TWC Digital Phone LLC
223.    TWC Digital Phone LLC    Limited liability company    Time Warner Cable Enterprises LLC
224.    TWC Media Blocker LLC    Limited liability company    Time Warner Cable Media LLC
225.    TWC NewCo LLC    Limited liability company    Charter Communications Operating, LLC
226.    TWC News and Local Programming Holdco LLC    Limited liability company    TWC NewCo LLC
227.    TWC News and Local Programming LLC    Limited liability company    TWC News and Local Programming Holdco LLC
228.    TWC Regional Sports Network I LLC    Limited liability company    Time Warner Cable Sports LLC
229.    TWC Security LLC    Limited liability company    TWC NewCo LLC
230.    TWC SEE Holdco LLC    Limited liability company    Time Warner Cable Enterprises LLC
231.    TWC Wireless LLC    Limited liability company    TWC Digital Phone LLC


    

Name of Limited Liability

Company

  

Type of Interest

  

Percentage of Interest

Pledged

(100% Unless Stated

Otherwise)

232.    TWCIS Holdco LLC    Limited liability company    TWC Digital Phone LLC
233.    Wisconsin Procurement Holdco, LLC    Limited liability company    Time Warner Cable Midwest LLC
234.    AdCast North Carolina Cable Advertising, LLC    Limited liability company (Class A)    Time Warner Cable Media LLC
235.    Albany National Cable Advertising Interconnect, LLC    Limited liability company (Class A)    Time Warner Cable Media LLC
236.    Charlotte Cable Advertising Interconnect, LLC    Limited liability company (Class A)    Time Warner Cable Media LLC
237.    Cleveland Media Connect, LLC    Limited liability company (Class A)    Time Warner Cable Media LLC
238.    Raleigh Cable Advertising Interconnect, LLC    Limited liability company (Class A)    Time Warner Cable Media LLC
239.    TWC/Charter Dallas Cable Advertising, LLC    Limited liability company (Class A)    Time Warner Cable Media LLC
240.    TWC/Charter Green Bay Cable Advertising, LLC    Limited liability company (Class A)    Time Warner Cable Media LLC
241.    TWC/Charter Los Angeles Cable Advertising, LLC    Limited liability company (Class A)    91.87% by Time Warner Cable Media LLC
242.    TWC/Comcast Brunswick Cable Advertising, LLC    Limited liability company (Class A)    Time Warner Cable Media LLC
243.    TWC/Comcast Elizabethtown Cable Advertising, LLC    Limited liability company (Class A)    Time Warner Cable Media LLC
244.    TWC/Comcast Kansas City Cable Advertising, LLC    Limited liability company (Class A)    Time Warner Cable Media LLC
245.    TWC/Comcast Lawrenceberg Cable Advertising, LLC    Limited liability company (Class A)    Time Warner Cable Media LLC


    

Name of Limited Liability

Company

  

Type of Interest

  

Percentage of Interest

Pledged

(100% Unless Stated

Otherwise)

246.    TWC/Comcast Manitowac Cable Advertising, LLC    Limited liability company (Class A)    Time Warner Cable Media LLC
247.    TWC/Comcast Newberry Cable Advertising, LLC    Limited liability company (Class A)    Time Warner Cable Media LLC
248.    TWC/Cox Cleveland Cable Advertising, LLC    Limited liability company (Class A)    Time Warner Cable Media LLC
249.    TWC/Cox Orange County Cable Advertising, LLC    Limited liability company (Class A)    Time Warner Cable Media LLC
250.    TWC/Cox South Bay Cable Advertising, LLC    Limited liability company (Class A)    Time Warner Cable Media LLC
251.    TWC/Suddenlink Austin Cable Advertising, LLC    Limited liability company (Class A)    Time Warner Cable Media LLC
252.    TWC/Suddenlink Dallas Cable Advertising, LLC    Limited liability company (Class A)    Time Warner Cable Media LLC
253.    AdCast North Carolina Cable Advertising, LLC    Limited liability company (Class B)    Charter Communications, LLC
254.    TWC/Charter Dallas Cable Advertising, LLC    Limited liability company (Class B)    Charter Communications Operating, LLC
255.    TWC/Cebridge Acquisition Master Cable Advertising Interconnect, LLC    Limited liability company (Class B)    Time Warner Cable Media LLC
256.    Comcast/TWC Saranca Cable Advertising, LLC    Limited liability company (Class B)    Time Warner Cable Media LLC
257.    Comcast/TWC Hampshire Cable Advertising, LLC    Limited liability company (Class B)    Time Warner Cable Media LLC
258.    Comcast/TWC Littleton/Plymouth Cable Advertising, LLC    Limited liability company (Class B)    Time Warner Cable Media LLC
259.    Comcast/TWC Idaho Cable Advertising, LLC    Limited liability company (Class B)    Time Warner Cable Media LLC


    

Name of Limited Liability

Company

  

Type of Interest

  

Percentage of Interest

Pledged

(100% Unless Stated

Otherwise)

260.    Comcast/TWC Hilton Head Cable Advertising, LLC    Limited liability company (Class B)    Time Warner Cable Media LLC
261.    Comcast/TWC Franklin Cable Advertising, LLC    Limited liability company (Class B)    Time Warner Cable Media LLC
262.    Comcast/TWC Charleston Cable Advertising, LLC    Limited liability company (Class B)    Time Warner Cable Media LLC
263.    BHN Home Security Services, LLC    Limited liability company    Bright House Networks, LLC
264.    BHN Spectrum Investments, LLC    Limited liability company    Bright House Networks, LLC
265.    Bright House Networks, LLC    Limited liability company    Charter Communications Operating, LLC
266.    Bright House Networks Information Services (Alabama), LLC    Limited liability company    Bright House Networks, LLC
267.    Bright House Networks Information Services (California), LLC    Limited liability company    Bright House Networks, LLC
268.    Bright House Networks Information Services (Florida), LLC    Limited liability company    Bright House Networks, LLC
269.    Bright House Networks Information Services (Indiana), LLC    Limited liability company    Bright House Networks, LLC
270.    Bright House Networks Information Services (Michigan), LLC    Limited liability company    Bright House Networks, LLC

Pledged Partnership Interests:

 

    

Name of Issuer

  

Type of Interest

  

Percentage of Pledged

271.    Falcon Cable Media, a California Limited Partnership    Limited Partnership   

99% LP - Falcon Cable Communications, LLC

 

1% GP - Charter Communications VII, LLC

272.    Falcon Cable Systems Company II, L.P.    Limited Partnership   

99% LP - Falcon Cable Communications, LLC

 

1% GP - Charter Communications VII, LLC


    

Name of Issuer

  

Type of Interest

  

Percentage of Pledged

273.    Falcon Cablevision, a California Limited Partnership    Limited Partnership   

99% LP - Falcon Cable Communications, LLC

 

1% GP - Charter Communications VII, LLC

274.    Falcon Community Cable, L.P.    Limited Partnership   

99% LP - Falcon Cable Communications, LLC

 

1% GP - Charter Communications VII, LLC

275.    Falcon Community Ventures I Limited Partnership    Limited Partnership   

99.238% LP - Falcon Community Cable, L.P.

 

.762 GP - Falcon Cable Communications, LLC

276.    Falcon Telecable, a California limited partnership    Limited Partnership   

99% LP - Falcon Cable Communications, LLC

 

1% GP - Charter Communications VII, LLC

277.    Falcon Video Communications, L.P.    Limited Partnership   

99% LP - Falcon Cable Communications, LLC

 

1% GP - Charter Communications VII, LLC

278.    Helicon Partners I, L.P.    Limited Partnership   

99% LP - Charter Communications, LLC

 

1% GP - Charter Helicon, LLC

279.    Peachtree Cable TV, L.P    Limited Partnership   

99.9% LP - Peachtree Cable TV, LLC

 

0.1% GP - Charter Communications, LLC

280.    The Helicon Group, L.P.    Limited Partnership   

99% LP - Helicon Partners I, L.P.

 

1% GP - Charter Helicon, LLC


    

Name of Issuer

  

Type of Interest

  

Percentage of Pledged

281.    Insight Communications Company, L.P.    Limited Partnership   

99% by Insight Communications Company LLC

 

1% by ICI Holdings, LLC

282.    Insight Communications of Kentucky, L.P.    Limited Partnership   

99.999% by Insight Midwest Holdings, LLC

 

0.001% by Insight Kentucky Capital, LLC

283.    Insight Kentucky Partners I, L.P.    Limited Partnership   

99.999% by Insight Communications of Kentucky, L.P.

 

0.001% by Insight Kentucky Capital, LLC

284.    Insight Kentucky Partners II, L.P.    Limited Partnership   

99.999% by Insight Kentucky Partners I, L.P.

 

0.001% by Insight Kentucky Capital, LLC

285.    Insight Midwest, L.P.    Limited Partnership   

99.8% by Insight Communications Company, L.P.

 

0.2% by ICI Holdings, LLC

Pledged Stock:

 

    

Name of Issuer

  

Class of Stock

  

Percentage of Shares

Pledged

(100% Unless Otherwise

Noted)

286.    Charter Communications Operating Capital Corp.    Common    Charter Communications Operating, LLC
287.    Interliant UK Holdings Limited    Ordinary Shares    66% by Intrepid Acquisition LLC
288.    NaviSite Europe Limited    Common    66% by NaviSite LLC
289.    TWC Business Services Canada ULC    Common    66% by Time Warner Cable International LLC


    

Name of Issuer

  

Class of Stock

  

Percentage of Shares

Pledged

(100% Unless Otherwise

Noted)

290.    Spok Holdings, Inc.    Common    55 shares of common stock held by Time Warner Cable Enterprises LLC
291.    WEFI Inc.    Series C shares    2,414,584 Series C shares held by Time Warner Cable Enterprises LLC represented by stock certificate number PC-11
292.    WEFI Inc.    Series C shares    4,829,168 Series C shares held by TWC NewCo LLC represented by stock certificate number PC-7

Pledged Notes:

Promissory Note executed by Time Warner Cable Inc. (as predecessor in interest to TWC NewCo LLC) in favor of Time Warner Cable Enterprises LLC, dated December 1, 2013, in an aggregate principal sum of $6,000,000,000.


Schedule 3

FILINGS AND OTHER ACTIONS

REQUIRED TO PERFECT SECURITY INTERESTS

Uniform Commercial Code Filings

 

    

Grantor’s Name

  

Filing Jurisdiction

1.    American Cable Entertainment Company, LLC    Secretary of State of the State of Delaware
2.    Athens Cablevision, LLC    Secretary of State of the State of Delaware
3.    Ausable Cable TV, LLC    Secretary of State of the State of Delaware
4.    Bresnan Broadband Holdings, LLC    Secretary of State of the State of Delaware
5.    Bresnan Broadband of Colorado, LLC    Secretary of State of the State of Colorado
6.    Bresnan Broadband of Montana, LLC    Secretary of State of the State of Montana
7.    Bresnan Broadband of Utah, LLC    Secretary of State of the State of Utah
8.    Bresnan Broadband of Wyoming, LLC    Secretary of State of the State of Wyoming
9.    Bresnan Communications, LLC    Secretary of State of the State of Delaware
10.    Bresnan Digital Services, LLC    Secretary of State of the State of Delaware
11.    Bresnan Microwave of Montana, LLC    Secretary of State of the State of Delaware
12.    Cable Equities Colorado, LLC    Secretary of State of the State of Delaware


    

Grantor’s Name

  

Filing Jurisdiction

13.    Cable Equities of Colorado Management LLC    Secretary of State of the State of Delaware
14.    CC 10, LLC    Secretary of State of the State of Delaware
15.    CC Fiberlink, LLC    Secretary of State of the State of Delaware
16.    CC Michigan, LLC    Secretary of State of the State of Delaware
17.    CC Systems, LLC    Secretary of State of the State of Delaware
18.    CC V Holdings, LLC    Secretary of State of the State of Delaware
19.    CC VI Fiberlink, LLC    Secretary of State of the State of Delaware
20.    CC VI Operating Company, LLC    Secretary of State of the State of Delaware
21.    CC VII Fiberlink, LLC    Secretary of State of the State of Delaware
22.    CC VIII Fiberlink, LLC    Secretary of State of the State of Delaware
23.    CC VIII Holdings, LLC    Secretary of State of the State of Delaware
24.    CC VIII Operating, LLC    Secretary of State of the State of Delaware
25.    CC VIII, LLC    Secretary of State of the State of Delaware
26.    CCO Fiberlink, LLC    Secretary of State of the State of Delaware
27.    CCO Holdco Transfers VII, LLC    Secretary of State of the State of Delaware


    

Grantor’s Name

  

Filing Jurisdiction

28.    CCO LP, LLC    Secretary of State of the State of Delaware
29.    CCO NR Holdings, LLC    Secretary of State of the State of Delaware
30.    CCO Purchasing, LLC    Secretary of State of the State of Delaware
31.    CCO SoCal I, LLC    Secretary of State of the State of Delaware
32.    CCO SoCal II, LLC    Secretary of State of the State of Delaware
33.    CCO SoCal Vehicles, LLC    Secretary of State of the State of Delaware
34.    CCO Transfers, LLC    Secretary of State of the State of Delaware
35.    Charter Advanced Services (AL), LLC    Secretary of State of the State of Delaware
36.    Charter Advanced Services (CA), LLC    Secretary of State of the State of Delaware
37.    Charter Advanced Services (CO), LLC    Secretary of State of the State of Delaware
38.    Charter Advanced Services (CT), LLC    Secretary of State of the State of Delaware
39.    Charter Advanced Services (GA), LLC    Secretary of State of the State of Delaware
40.    Charter Advanced Services (IL), LLC    Secretary of State of the State of Delaware
41.    Charter Advanced Services (IN), LLC    Secretary of State of the State of Delaware
42.    Charter Advanced Services (KY), LLC    Secretary of State of the State of Delaware


    

Grantor’s Name

  

Filing Jurisdiction

43.    Charter Advanced Services (LA), LLC    Secretary of State of the State of Delaware
44.    Charter Advanced Services (MA), LLC    Secretary of State of the State of Delaware
45.    Charter Advanced Services (MD), LLC    Secretary of State of the State of Delaware
46.    Charter Advanced Services (MI), LLC    Secretary of State of the State of Delaware
47.    Charter Advanced Services (MN), LLC    Secretary of State of the State of Delaware
48.    Charter Advanced Services (MO), LLC    Secretary of State of the State of Delaware
49.    Charter Advanced Services (MS), LLC    Secretary of State of the State of Delaware
50.    Charter Advanced Services (MT), LLC    Secretary of State of the State of Delaware
51.    Charter Advanced Services (NC), LLC    Secretary of State of the State of Delaware
52.    Charter Advanced Services (NE), LLC    Secretary of State of the State of Delaware
53.    Charter Advanced Services (NH), LLC    Secretary of State of the State of Delaware
54.    Charter Advanced Services (NV), LLC    Secretary of State of the State of Delaware
55.    Charter Advanced Services (NY), LLC    Secretary of State of the State of Delaware
56.    Charter Advanced Services (OH), LLC    Secretary of State of the State of Delaware
57.    Charter Advanced Services (OR), LLC    Secretary of State of the State of Delaware


    

Grantor’s Name

  

Filing Jurisdiction

58.    Charter Advanced Services (PA), LLC    Secretary of State of the State of Delaware
59.    Charter Advanced Services (SC), LLC    Secretary of State of the State of Delaware
60.    Charter Advanced Services (TN), LLC    Secretary of State of the State of Delaware
61.    Charter Advanced Services (TX), LLC    Secretary of State of the State of Delaware
62.    Charter Advanced Services (UT), LLC    Secretary of State of the State of Delaware
63.    Charter Advanced Services (VA), LLC    Secretary of State of the State of Delaware
64.    Charter Advanced Services (VT), LLC    Secretary of State of the State of Delaware
65.    Charter Advanced Services (WA), LLC    Secretary of State of the State of Delaware
66.    Charter Advanced Services (WI), LLC    Secretary of State of the State of Delaware
67.    Charter Advanced Services (WV), LLC    Secretary of State of the State of Delaware
68.    Charter Advanced Services (WY), LLC    Secretary of State of the State of Delaware
69.    Charter Advanced Services VIII (MI), LLC    Secretary of State of the State of Delaware
70.    Charter Advanced Services VIII (MN), LLC    Secretary of State of the State of Delaware
71.    Charter Advanced Services VIII (WI), LLC    Secretary of State of the State of Delaware
72.    Charter Advertising of Saint Louis, LLC    Secretary of State of the State of Delaware


    

Grantor’s Name

  

Filing Jurisdiction

73.    Charter Cable Operating Company, LLC    Secretary of State of the State of Delaware
74.    Charter Cable Partners, LLC    Secretary of State of the State of Delaware
75.    Charter Communications Entertainment I, LLC    Secretary of State of the State of Delaware
76.    Charter Communications Entertainment II, LLC    Secretary of State of the State of Delaware
77.    Charter Communications Entertainment, LLC    Secretary of State of the State of Delaware
78.    Charter Communications of California, LLC    Secretary of State of the State of Delaware
79.    Charter Communications Operating Capital Corp.    Secretary of State of the State of Delaware
80.    Charter Communications Operating, LLC    Secretary of State of the State of Delaware
81.    Charter Communications Properties LLC    Secretary of State of the State of Delaware
82.    Charter Communications V, LLC    Secretary of State of the State of Delaware
83.    Charter Communications Ventures, LLC    Secretary of State of the State of Delaware
84.    Charter Communications VI, L.L.C.    Secretary of State of the State of Delaware
85.    Charter Communications VII, LLC    Secretary of State of the State of Delaware
86.    Charter Communications, LLC    Secretary of State of the State of Delaware
87.    Charter Distribution, LLC    Secretary of State of the State of Delaware


    

Grantor’s Name

  

Filing Jurisdiction

88.    Charter Fiberlink - Alabama, LLC    Secretary of State of the State of Delaware
89.    Charter Fiberlink – Georgia, LLC    Secretary of State of the State of Delaware
90.    Charter Fiberlink – Illinois, LLC    Secretary of State of the State of Delaware
91.    Charter Fiberlink – Maryland II, LLC    Secretary of State of the State of Delaware
92.    Charter Fiberlink – Michigan, LLC    Secretary of State of the State of Delaware
93.    Charter Fiberlink – Missouri, LLC    Secretary of State of the State of Delaware
94.    Charter Fiberlink – Nebraska, LLC    Secretary of State of the State of Delaware
95.    Charter Fiberlink – Pennsylvania, LLC    Secretary of State of the State of Delaware
96.    Charter Fiberlink – Tennessee, LLC    Secretary of State of the State of Delaware
97.    Charter Fiberlink AR-CCVII, LLC    Secretary of State of the State of Delaware
98.    Charter Fiberlink CA-CCO, LLC    Secretary of State of the State of Delaware
99.    Charter Fiberlink CC VIII, LLC    Secretary of State of the State of Delaware
100.    Charter Fiberlink CCO, LLC    Secretary of State of the State of Delaware
101.    Charter Fiberlink CT-CCO, LLC    Secretary of State of the State of Delaware
102.    Charter Fiberlink LA-CCO, LLC    Secretary of State of the State of Delaware


    

Grantor’s Name

  

Filing Jurisdiction

103.    Charter Fiberlink MA-CCO, LLC    Secretary of State of the State of Delaware
104.    Charter Fiberlink MS-CCVI, LLC    Secretary of State of the State of Delaware
105.    Charter Fiberlink NC-CCO, LLC    Secretary of State of the State of Delaware
106.    Charter Fiberlink NH-CCO, LLC    Secretary of State of the State of Delaware
107.    Charter Fiberlink NV-CCVII, LLC    Secretary of State of the State of Delaware
108.    Charter Fiberlink NY-CCO, LLC    Secretary of State of the State of Delaware
109.    Charter Fiberlink OH-CCO, LLC    Secretary of State of the State of Delaware
110.    Charter Fiberlink OR-CCVII, LLC    Secretary of State of the State of Delaware
111.    Charter Fiberlink SC-CCO, LLC    Secretary of State of the State of Delaware
112.    Charter Fiberlink TX-CCO, LLC    Secretary of State of the State of Delaware
113.    Charter Fiberlink VA-CCO, LLC    Secretary of State of the State of Delaware
114.    Charter Fiberlink VT-CCO, LLC    Secretary of State of the State of Delaware
115.    Charter Fiberlink WA-CCVII, LLC    Secretary of State of the State of Delaware
116.    Charter Helicon, LLC    Secretary of State of the State of Delaware
117.    Charter Home Security, LLC    Secretary of State of the State of Delaware


    

Grantor’s Name

  

Filing Jurisdiction

118.    Charter Leasing Holding Company, LLC    Secretary of State of the State of Delaware
119.    Charter Leasing of Wisconsin, LLC    Secretary of State of the State of Delaware
120.    Charter RMG, LLC    Secretary of State of the State of Delaware
121.    Charter Stores FCN, LLC    Secretary of State of the State of Delaware
122.    Charter Video Electronics, LLC    Secretary of State of the State of Delaware
123.    Falcon Cable Communications, LLC    Secretary of State of the State of Delaware
124.    Falcon Cable Media, a California Limited Partnership    Secretary of State of the State of California
125.    Falcon Cable Systems Company II, L.P.    Secretary of State of the State of California
126.    Falcon Cablevision, a California Limited Partnership    Secretary of State of the State of California
127.    Falcon Community Cable, L.P.    Secretary of State of the State of Delaware
128.    Falcon Community Ventures I Limited Partnership    Secretary of State of the State of California
129.    Falcon First Cable of the Southeast, LLC    Secretary of State of the State of Delaware
130.    Falcon First, LLC    Secretary of State of the State of Delaware
131.    Falcon Telecable, a California Limited Partnership    Secretary of State of the State of California
132.    Falcon Video Communications, L.P.    Secretary of State of the State of Delaware


    

Grantor’s Name

  

Filing Jurisdiction

133.    Helicon Partners I, L.P.    Secretary of State of the State of Delaware
134.    Hometown T.V., LLC    Secretary of State of the State of Delaware
135.    HPI Acquisition Co. LLC    Secretary of State of the State of Delaware
136.    Interlink Communications Partners, LLC    Secretary of State of the State of Delaware
137.    Long Beach, LLC    Secretary of State of the State of Delaware
138.    Marcus Cable Associates, L.L.C.    Secretary of State of the State of Delaware
139.    Marcus Cable of Alabama, L.L.C.    Secretary of State of the State of Delaware
140.    Marcus Cable, LLC    Secretary of State of the State of Delaware
141.    Midwest Cable Communications, LLC    Secretary of State of the State of Delaware
142.    Peachtree Cable TV, L.P.    Secretary of State of the State of Delaware
143.    Peachtree Cable TV, LLC    Secretary of State of the State of Delaware
144.    Phone Transfers (AL), LLC    Secretary of State of the State of Delaware
145.    Phone Transfers (CA), LLC    Secretary of State of the State of Delaware
146.    Phone Transfers (GA), LLC    Secretary of State of the State of Delaware
147.    Phone Transfers (NC), LLC    Secretary of State of the State of Delaware


    

Grantor’s Name

  

Filing Jurisdiction

148.    Phone Transfers (TN), LLC    Secretary of State of the State of Delaware
149.    Phone Transfers (VA), LLC    Secretary of State of the State of Delaware
150.    Plattsburgh Cablevision, LLC    Secretary of State of the State of Delaware
151.    Renaissance Media LLC    Secretary of State of the State of Delaware
152.    Rifkin Acquisition Partners, LLC    Secretary of State of the State of Delaware
153.    Robin Media Group, LLC    Secretary of State of the State of Delaware
154.    Scottsboro TV Cable, LLC    Secretary of State of the State of Delaware
155.    Tennessee, LLC    Secretary of State of the State of Delaware
156.    The Helicon Group, L.P.    Secretary of State of the State of Delaware
157.    Vista Broadband Communications, LLC    Secretary of State of the State of Delaware
158.    VOIP Transfers (AL), LLC    Secretary of State of the State of Delaware
159.    VOIP Transfers (CA) LLC    Secretary of State of the State of Delaware
160.    VOIP Transfers (GA), LLC    Secretary of State of the State of Delaware
161.    VOIP Transfers (NC), LLC    Secretary of State of the State of Delaware
162.    VOIP Transfers (TN), LLC    Secretary of State of the State of Delaware


    

Grantor’s Name

  

Filing Jurisdiction

163.    VOIP Transfers (VA), LLC    Secretary of State of the State of Delaware
164.    Adcast North Carolina Cable Advertising, LLC    Secretary of State of the State of Delaware
165.    Alabanza LLC    Secretary of State of the State of Delaware
166.    America’s Job Exchange LLC    Secretary of State of the State of Delaware
167.    Coaxial Communications of Central Ohio LLC    Secretary of State of the State of Ohio
168.    DukeNet Communications Holdings, LLC    Secretary of State of the State of Delaware
169.    DukeNet Communications, LLC    Secretary of State of the State of Delaware
170.    ICI Holdings, LLC    Secretary of State of the State of Delaware
171.    Insight Blocker LLC    Secretary of State of the State of Delaware
172.    Insight Capital LLC    Secretary of State of the State of Delaware
173.    Insight Communications Company LLC    Secretary of State of the State of Delaware
174.    Insight Communications Company, L.P.    Secretary of State of the State of Delaware
175.    Insight Communications Midwest, LLC    Secretary of State of the State of Delaware
176.    Insight Communications of Central Ohio, LLC    Secretary of State of the State of Delaware
177.    Insight Communications of Kentucky, L.P.    Secretary of State of the State of Delaware


    

Grantor’s Name

  

Filing Jurisdiction

178.    Insight Interactive, LLC    Secretary of State of the State of Delaware
179.    Insight Kentucky Capital, LLC    Secretary of State of the State of Delaware
180.    Insight Kentucky Partners I, L.P.    Secretary of State of the State of Delaware
181.    Insight Kentucky Partners II, L.P.    Secretary of State of the State of Delaware
182.    Insight Midwest Holdings, LLC    Secretary of State of the State of Delaware
183.    Insight Midwest, L.P.    Secretary of State of the State of Delaware
184.    Insight Phone of Indiana, LLC    Secretary of State of the State of Delaware
185.    Insight Phone of Kentucky, LLC    Secretary of State of the State of Delaware
186.    Insight Phone of Ohio, LLC    Secretary of State of the State of Delaware
187.    Interactive Cable Services, LLC    Secretary of State of the State of Delaware
188.    Intrepid Acquisition LLC    Secretary of State of the State of Delaware
189.    NaviSite LLC    Secretary of State of the State of Delaware
190.    New Wisconsin Procurement LLC    Secretary of State of the State of Delaware
191.    Oceanic Time Warner Cable LLC    Secretary of State of the State of Delaware
192.    Parity Assets, LLC    Secretary of State of the State of Delaware


    

Grantor’s Name

  

Filing Jurisdiction

193.    Time Warner Cable Business LLC    Secretary of State of the State of Delaware
194.    Time Warner Cable Enterprises LLC    Secretary of State of the State of Delaware
195.    Time Warner Cable Information Services (Alabama), LLC    Secretary of State of the State of Delaware
196.    Time Warner Cable Information Services (Arizona), LLC    Secretary of State of the State of Delaware
197.    Time Warner Cable Information Services (California), LLC    Secretary of State of the State of Delaware
198.    Time Warner Cable Information Services (Colorado), LLC    Secretary of State of the State of Delaware
199.    Time Warner Cable Information Services (Hawaii), LLC    Secretary of State of the State of Delaware
200.    Time Warner Cable Information Services (Idaho), LLC    Secretary of State of the State of Delaware
201.    Time Warner Cable Information Services (Illinois), LLC    Secretary of State of the State of Delaware
202.    Time Warner Cable Information Services (Indiana), LLC    Secretary of State of the State of Delaware
203.    Time Warner Cable Information Services (Kansas), LLC    Secretary of State of the State of Delaware
204.    Time Warner Cable Information Services (Kentucky), LLC    Secretary of State of the State of Delaware
205.    Time Warner Cable Information Services (Maine), LLC    Secretary of State of the State of Delaware
206.    Time Warner Cable Information Services (Massachusetts), LLC    Secretary of State of the State of Delaware
207.    Time Warner Cable Information Services (Michigan), LLC    Secretary of State of the State of Delaware


    

Grantor’s Name

  

Filing Jurisdiction

208.    Time Warner Cable Information Services (Missouri), LLC    Secretary of State of the State of Delaware
209.    Time Warner Cable Information Services (Nebraska), LLC    Secretary of State of the State of Delaware
210.    Time Warner Cable Information Services (New Hampshire), LLC    Secretary of State of the State of Delaware
211.    Time Warner Cable Information Services (New Jersey), LLC    Secretary of State of the State of Delaware
212.    Time Warner Cable Information Services (New Mexico) LLC    Secretary of State of the State of Delaware
213.    Time Warner Cable Information Services (New York), LLC    Secretary of State of the State of Delaware
214.    Time Warner Cable Information Services (North Carolina), LLC    Secretary of State of the State of Delaware
215.    Time Warner Cable Information Services (Ohio), LLC    Secretary of State of the State of Delaware
216.    Time Warner Cable Information Services (Pennsylvania), LLC    Secretary of State of the State of Delaware
217.    Time Warner Cable Information Services (South Carolina), LLC    Secretary of State of the State of Delaware
218.    Time Warner Cable Information Services (Tennessee), LLC    Secretary of State of the State of Delaware
219.    Time Warner Cable Information Services (Texas), LLC    Secretary of State of the State of Delaware
220.    Time Warner Cable Information Services (Virginia), LLC    Secretary of State of the State of Delaware
221.    Time Warner Cable Information Services (Washington), LLC    Secretary of State of the State of Delaware
222.    Time Warner Cable Information Services (West Virginia), LLC    Secretary of State of the State of Delaware


    

Grantor’s Name

  

Filing Jurisdiction

223.    Time Warner Cable Information Services (Wisconsin), LLC    Secretary of State of the State of Delaware
224.    Time Warner Cable International LLC    Secretary of State of the State of Delaware
225.    Time Warner Cable Internet Holdings III LLC    Secretary of State of the State of Delaware
226.    Time Warner Cable Internet Holdings LLC    Secretary of State of the State of Delaware
227.    Time Warner Cable Internet LLC    Secretary of State of the State of Delaware
228.    Time Warner Cable Media LLC    Secretary of State of the State of Delaware
229.    Time Warner Cable Midwest LLC    Secretary of State of the State of Delaware
230.    Time Warner Cable New York City LLC    Secretary of State of the State of Delaware
231.    Time Warner Cable Northeast LLC    Secretary of State of the State of Delaware
232.    Time Warner Cable Pacific West LLC    Secretary of State of the State of Delaware
233.    Time Warner Cable Services LLC    Secretary of State of the State of Delaware
234.    Time Warner Cable Southeast LLC    Secretary of State of the State of Delaware
235.    Time Warner Cable Sports LLC    Secretary of State of the State of Delaware
236.    Time Warner Cable Texas LLC    Secretary of State of the State of Delaware
237.    TWC Administration LLC    Secretary of State of the State of Delaware


    

Grantor’s Name

  

Filing Jurisdiction

238.    TWC Communications, LLC    Secretary of State of the State of Delaware
239.    TWC Digital Phone LLC    Secretary of State of the State of Delaware
240.    TWC Media Blocker LLC    Secretary of State of the State of Delaware
241.    TWC NewCo LLC    Secretary of State of the State of Delaware
242.    TWC News and Local Programming Holdco LLC    Secretary of State of the State of Delaware
243.    TWC News and Local Programming LLC    Secretary of State of the State of Delaware
244.    TWC Regional Sports Network I LLC    Secretary of State of the State of Delaware
245.    TWC Security LLC    Secretary of State of the State of Delaware
246.    TWC SEE Holdco LLC    Secretary of State of the State of Delaware
247.    TWC Wireless LLC    Secretary of State of the State of Delaware
248.    TWC/Charter Dallas Cable Advertising, LLC    Secretary of State of the State of Delaware
249.    TWCIS Holdco LLC    Secretary of State of the State of Delaware
250.    Wisconsin Procurement Holdco LLC    Secretary of State of the State of Delaware
251.    BHN Home Security Services, LLC    Secretary of State of the State of Delaware
252.    BHN Spectrum Investments, LLC    Secretary of State of the State of Delaware
253.    Bright House Networks, LLC    Secretary of State of the State of Delaware


    

Grantor’s Name

  

Filing Jurisdiction

254.    Bright House Networks Information Services (Alabama), LLC    Secretary of State of the State of Delaware
255.    Bright House Networks Information Services (California), LLC    Secretary of State of the State of Delaware
256.    Bright House Networks Information Services (Florida), LLC    Secretary of State of the State of Delaware
257.    Bright House Networks Information Services (Indiana), LLC    Secretary of State of the State of Delaware
258.    Bright House Networks Information Services (Michigan), LLC    Secretary of State of the State of Delaware


Patent Security Agreement Filings

 

Patent Owner

  

Filing Office

Bright House Networks, LLC    United States Patent and Trademark Office
Charter Communications Operating, LLC    United States Patent and Trademark Office
Time Warner Cable Enterprises LLC    United States Patent and Trademark Office
Time Warner Cable Internet LLC    United States Patent and Trademark Office

Trademark Security Agreement Filings

 

Grantor

  

Filing Office

Alabanza LLC    United States Patent and Trademark Office
Bright House Networks, LLC    United States Patent and Trademark Office
Insight Communications Company LLC    United States Patent and Trademark Office
NaviSite LLC    United States Patent and Trademark Office
Time Warner Cable Enterprises LLC    United States Patent and Trademark Office
Time Warner Cable Internet LLC    United States Patent and Trademark Office
TWC NewCo LLC    United States Patent and Trademark Office

Actions with respect to Pledged Securities

Receipt by the Administrative Agent of (i) the stock certificates listed in Schedule 2 as “Pledged Stock” and undated stock powers executed in blank with respect thereto and (ii) the promissory note listed in Schedule 2 as “Pledged Notes” and an undated allonge executed in blank with respect thereto.

Other Actions

None.


Schedule 4

LOCATION OF JURISDICTION OF ORGANIZATION

 

    

Grantor

  

Jurisdiction of Organization

1.    American Cable Entertainment Company, LLC    Delaware
2.    Athens Cablevision, LLC    Delaware
3.    Ausable Cable TV, LLC    Delaware
4.    Bresnan Broadband Holdings, LLC    Delaware
5.    Bresnan Broadband of Colorado, LLC    Colorado
6.    Bresnan Broadband of Montana, LLC    Montana
7.    Bresnan Broadband of Utah, LLC    Utah
8.    Bresnan Broadband of Wyoming, LLC    Wyoming
9.    Bresnan Communications, LLC    Delaware
10.    Bresnan Digital Services, LLC    Delaware
11.    Bresnan Microwave of Montana, LLC    Delaware
12.    Cable Equities Colorado, LLC    Delaware
13.    Cable Equities of Colorado Management LLC    Delaware
14.    CC 10, LLC    Delaware
15.    CC Fiberlink, LLC    Delaware
16.    CC Michigan, LLC    Delaware
17.    CC Systems, LLC    Delaware
18.    CC V Holdings, LLC    Delaware
19.    CC VI Fiberlink, LLC    Delaware
20.    CC VI Operating Company, LLC    Delaware
21.    CC VII Fiberlink, LLC    Delaware


    

Grantor

  

Jurisdiction of Organization

22.    CC VIII Fiberlink, LLC    Delaware
23.    CC VIII Holdings, LLC    Delaware
24.    CC VIII Operating, LLC    Delaware
25.    CC VIII, LLC    Delaware
26.    CCO Fiberlink, LLC    Delaware
27.    CCO Holdco Transfers VII, LLC    Delaware
28.    CCO LP, LLC    Delaware
29.    CCO NR Holdings, LLC    Delaware
30.    CCO Purchasing, LLC    Delaware
31.    CCO SoCal I, LLC    Delaware
32.    CCO SoCal II, LLC    Delaware
33.    CCO SoCal Vehicles, LLC    Delaware
34.    CCO Transfers, LLC    Delaware
35.    Charter Advanced Services (AL), LLC    Delaware
36.    Charter Advanced Services (CA), LLC    Delaware
37.    Charter Advanced Services (CO), LLC    Delaware
38.    Charter Advanced Services (CT), LLC    Delaware
39.    Charter Advanced Services (GA), LLC    Delaware
40.    Charter Advanced Services (IL), LLC    Delaware
41.    Charter Advanced Services (IN), LLC    Delaware
42.    Charter Advanced Services (KY), LLC    Delaware
43.    Charter Advanced Services (LA), LLC    Delaware
44.    Charter Advanced Services (MA), LLC    Delaware


    

Grantor

  

Jurisdiction of Organization

45.    Charter Advanced Services (MD), LLC    Delaware
46.    Charter Advanced Services (MI), LLC    Delaware
47.    Charter Advanced Services (MN), LLC    Delaware
48.    Charter Advanced Services (MO), LLC    Delaware
49.    Charter Advanced Services (MS), LLC    Delaware
50.    Charter Advanced Services (MT), LLC    Delaware
51.    Charter Advanced Services (NC), LLC    Delaware
52.    Charter Advanced Services (NE), LLC    Delaware
53.    Charter Advanced Services (NH), LLC    Delaware
54.    Charter Advanced Services (NV), LLC    Delaware
55.    Charter Advanced Services (NY), LLC    Delaware
56.    Charter Advanced Services (OH), LLC    Delaware
57.    Charter Advanced Services (OR), LLC    Delaware
58.    Charter Advanced Services (PA), LLC    Delaware
59.    Charter Advanced Services (SC), LLC    Delaware
60.    Charter Advanced Services (TN), LLC    Delaware
61.    Charter Advanced Services (TX), LLC    Delaware
62.    Charter Advanced Services (UT), LLC    Delaware
63.    Charter Advanced Services (VA), LLC    Delaware
64.    Charter Advanced Services (VT), LLC    Delaware
65.    Charter Advanced Services (WA), LLC    Delaware
66.    Charter Advanced Services (WI), LLC    Delaware
67.    Charter Advanced Services (WV), LLC    Delaware


    

Grantor

  

Jurisdiction of Organization

68.    Charter Advanced Services (WY), LLC    Delaware
69.    Charter Advanced Services VIII (MI), LLC    Delaware
70.    Charter Advanced Services VIII (MN), LLC    Delaware
71.    Charter Advanced Services VIII (WI), LLC    Delaware
72.    Charter Advertising of Saint Louis, LLC    Delaware
73.    Charter Cable Operating Company, LLC    Delaware
74.    Charter Cable Partners, LLC    Delaware
75.    Charter Communications Entertainment I, LLC    Delaware
76.    Charter Communications Entertainment II, LLC    Delaware
77.    Charter Communications Entertainment, LLC    Delaware
78.    Charter Communications of California, LLC    Delaware
79.    Charter Communications Operating Capital Corp.    Delaware
80.    Charter Communications Operating, LLC    Delaware
81.    Charter Communications Properties LLC    Delaware
82.    Charter Communications V, LLC    Delaware
83.    Charter Communications Ventures, LLC    Delaware
84.    Charter Communications VI, L.L.C.    Delaware
85.    Charter Communications VII, LLC    Delaware
86.    Charter Communications, LLC    Delaware
87.    Charter Distribution, LLC    Delaware
88.    Charter Fiberlink - Alabama, LLC    Delaware
89.    Charter Fiberlink – Georgia, LLC    Delaware
90.    Charter Fiberlink – Illinois, LLC    Delaware


    

Grantor

  

Jurisdiction of Organization

91.    Charter Fiberlink – Maryland II, LLC    Delaware
92.    Charter Fiberlink – Michigan, LLC    Delaware
93.    Charter Fiberlink – Missouri, LLC    Delaware
94.    Charter Fiberlink – Nebraska, LLC    Delaware
95.    Charter Fiberlink – Tennessee, LLC    Delaware
96.    Charter Fiberlink AR-CCVII, LLC    Delaware
97.    Charter Fiberlink CA-CCO, LLC    Delaware
98.    Charter Fiberlink CC VIII, LLC    Delaware
99.    Charter Fiberlink CCO, LLC    Delaware
100.    Charter Fiberlink CT-CCO, LLC    Delaware
101.    Charter Fiberlink LA-CCO, LLC    Delaware
102.    Charter Fiberlink MA-CCO, LLC    Delaware
103.    Charter Fiberlink MS-CCVI, LLC    Delaware
104.    Charter Fiberlink NC-CCO, LLC    Delaware
105.    Charter Fiberlink NH-CCO, LLC    Delaware
106.    Charter Fiberlink NV-CCVII, LLC    Delaware
107.    Charter Fiberlink NY-CCO, LLC    Delaware
108.    Charter Fiberlink OH-CCO, LLC    Delaware
109.    Charter Fiberlink OR-CCVII, LLC    Delaware
110.    Charter Fiberlink- Pennsylvania, LLC    Delaware
111.    Charter Fiberlink SC-CCO, LLC    Delaware
112.    Charter Fiberlink TX-CCO, LLC    Delaware
113.    Charter Fiberlink VA-CCO, LLC    Delaware


    

Grantor

  

Jurisdiction of Organization

114.    Charter Fiberlink VT-CCO, LLC    Delaware
115.    Charter Fiberlink WA-CCVII, LLC    Delaware
116.    Charter Helicon, LLC    Delaware
117.    Charter Home Security, LLC    Delaware
118.    Charter Leasing Holding Company, LLC    Delaware
119.    Charter Leasing of Wisconsin, LLC    Delaware
120.    Charter RMG, LLC    Delaware
121.    Charter Stores FCN, LLC    Delaware
122.    Charter Video Electronics, LLC    Delaware
123.    Falcon Cable Communications, LLC    Delaware
124.    Falcon Cable Media, a California Limited Partnership    California
125.    Falcon Cable Systems Company II, L.P.    California
126.    Falcon Cablevision, a California Limited Partnership    California
127.    Falcon Community Cable, L.P.    Delaware
128.    Falcon Community Ventures I Limited Partnership    California
129.    Falcon First Cable of the Southeast, LLC    Delaware
130.    Falcon First, LLC    Delaware
131.    Falcon Telecable, a California Limited Partnership    California
132.    Falcon Video Communications, L.P.    Delaware
133.    Helicon Partners I, L.P.    Delaware
134.    Hometown T.V., LLC    Delaware
135.    HPI Acquisition Co. LLC    Delaware
136.    Interlink Communications Partners, LLC    Delaware


    

Grantor

  

Jurisdiction of Organization

137.    Long Beach, LLC    Delaware
138.    Marcus Cable Associates, L.L.C.    Delaware
139.    Marcus Cable of Alabama, L.L.C.    Delaware
140.    Marcus Cable, LLC    Delaware
141.    Midwest Cable Communications, LLC    Delaware
142.    Peachtree Cable TV, L.P.    Delaware
143.    Peachtree Cable TV, LLC    Delaware
144.    Phone Transfers (AL), LLC    Delaware
145.    Phone Transfers (CA), LLC    Delaware
146.    Phone Transfers (GA), LLC    Delaware
147.    Phone Transfers (NC), LLC    Delaware
148.    Phone Transfers (TN), LLC    Delaware
149.    Phone Transfers (VA), LLC    Delaware
150.    Plattsburgh Cablevision, LLC    Delaware
151.    Renaissance Media LLC    Delaware
152.    Rifkin Acquisition Partners, LLC    Delaware
153.    Robin Media Group, LLC    Delaware
154.    Scottsboro TV Cable, LLC    Delaware
155.    Tennessee, LLC    Delaware
156.    The Helicon Group, L.P.    Delaware
157.    Vista Broadband Communications, LLC    Delaware
158.    VOIP Transfers (AL), LLC    Delaware


    

Grantor

  

Jurisdiction of Organization

159.    VOIP Transfers (CA) LLC    Delaware
160.    VOIP Transfers (GA), LLC    Delaware
161.    VOIP Transfers (NC), LLC    Delaware
162.    VOIP Transfers (TN), LLC    Delaware
163.    VOIP Transfers (VA), LLC    Delaware
164.    Adcast North Carolina Cable Advertising, LLC    Delaware
165.    Alabanza LLC    Delaware
166.    America’s Job Exchange LLC    Delaware
167.    Coaxial Communications of Central Ohio LLC    Ohio
168.    DukeNet Communications Holdings, LLC    Delaware
169.    DukeNet Communications, LLC    Delaware
170.    ICI Holdings, LLC    Delaware
171.    Insight Blocker LLC    Delaware
172.    Insight Capital LLC    Delaware
173.    Insight Communications Company LLC    Delaware
174.    Insight Communications Company, L.P.    Delaware
175.    Insight Communications Midwest, LLC    Delaware
176.    Insight Communications of Central Ohio, LLC    Delaware
177.    Insight Communications of Kentucky, L.P.    Delaware
178.    Insight Interactive, LLC    Delaware
179.    Insight Kentucky Capital, LLC    Delaware
180.    Insight Kentucky Partners I, L.P.    Delaware
181.    Insight Kentucky Partners II, L.P.    Delaware


    

Grantor

  

Jurisdiction of Organization

182.    Insight Midwest Holdings, LLC    Delaware
183.    Insight Midwest, L.P.    Delaware
184.    Insight Phone of Indiana, LLC    Delaware
185.    Insight Phone of Kentucky, LLC    Delaware
186.    Insight Phone of Ohio, LLC    Delaware
187.    Interactive Cable Services, LLC    Delaware
188.    Intrepid Acquisition LLC    Delaware
189.    NaviSite LLC    Delaware
190.    New Wisconsin Procurement LLC    Delaware
191.    Oceanic Time Warner Cable LLC    Delaware
192.    Parity Assets, LLC    Delaware
193.    Time Warner Cable Business LLC    Delaware
194.    Time Warner Cable Enterprises LLC    Delaware
195.    Time Warner Cable Information Services (Alabama), LLC    Delaware
196.    Time Warner Cable Information Services (Arizona), LLC    Delaware
197.    Time Warner Cable Information Services (California), LLC    Delaware
198.    Time Warner Cable Information Services (Colorado), LLC    Delaware
199.    Time Warner Cable Information Services (Hawaii), LLC    Delaware
200.    Time Warner Cable Information Services (Idaho), LLC    Delaware
201.    Time Warner Cable Information Services (Illinois), LLC    Delaware
202.    Time Warner Cable Information Services (Indiana), LLC    Delaware
203.    Time Warner Cable Information Services (Kansas), LLC    Delaware
204.    Time Warner Cable Information Services (Kentucky), LLC    Delaware


    

Grantor

  

Jurisdiction of Organization

205.    Time Warner Cable Information Services (Maine), LLC    Delaware
206.    Time Warner Cable Information Services (Massachusetts), LLC    Delaware
207.    Time Warner Cable Information Services (Michigan), LLC    Delaware
208.    Time Warner Cable Information Services (Missouri), LLC    Delaware
209.    Time Warner Cable Information Services (Nebraska), LLC    Delaware
210.    Time Warner Cable Information Services (New Hampshire), LLC    Delaware
211.    Time Warner Cable Information Services (New Jersey), LLC    Delaware
212.    Time Warner Cable Information Services (New Mexico) LLC    Delaware
213.    Time Warner Cable Information Services (New York), LLC    Delaware
214.    Time Warner Cable Information Services (North Carolina), LLC    Delaware
215.    Time Warner Cable Information Services (Ohio), LLC    Delaware
216.    Time Warner Cable Information Services (Pennsylvania), LLC    Delaware
217.    Time Warner Cable Information Services (South Carolina), LLC    Delaware
218.    Time Warner Cable Information Services (Tennessee), LLC    Delaware
219.    Time Warner Cable Information Services (Texas), LLC    Delaware
220.    Time Warner Cable Information Services (Virginia), LLC    Delaware
221.    Time Warner Cable Information Services (Washington), LLC    Delaware
222.    Time Warner Cable Information Services (West Virginia), LLC    Delaware


    

Grantor

  

Jurisdiction of Organization

223.    Time Warner Cable Information Services (Wisconsin), LLC    Delaware
224.    Time Warner Cable International LLC    Delaware
225.    Time Warner Cable Internet Holdings III LLC    Delaware
226.    Time Warner Cable Internet Holdings LLC    Delaware
227.    Time Warner Cable Internet LLC    Delaware
228.    Time Warner Cable Media LLC    Delaware
229.    Time Warner Cable Midwest LLC    Delaware
230.    Time Warner Cable New York City LLC    Delaware
231.    Time Warner Cable Northeast LLC    Delaware
232.    Time Warner Cable Pacific West LLC    Delaware
233.    Time Warner Cable Services LLC    Delaware
234.    Time Warner Cable Southeast LLC    Delaware
235.    Time Warner Cable Sports LLC    Delaware
236.    Time Warner Cable Texas LLC    Delaware
237.    TWC Administration LLC    Delaware
238.    TWC Communications, LLC    Delaware
239.    TWC Digital Phone LLC    Delaware
240.    TWC Media Blocker LLC    Delaware
241.    TWC NewCo LLC    Delaware
242.    TWC News and Local Programming Holdco LLC    Delaware
243.    TWC News and Local Programming LLC    Delaware


    

Grantor

  

Jurisdiction of Organization

244.    TWC Regional Sports Network I LLC    Delaware
245.    TWC Security LLC    Delaware
246.    TWC SEE Holdco LLC    Delaware
247.    TWC Wireless LLC    Delaware
248.    TWC/Charter Dallas Cable Advertising, LLC    Delaware
249.    TWCIS Holdco LLC    Delaware
250.    Wisconsin Procurement Holdco LLC    Delaware
251.    BHN Home Security Services, LLC    Delaware
252.    BHN Spectrum Investments, LLC    Delaware
253.    Bright House Networks, LLC    Delaware
254.    Bright House Networks Information Services (Alabama), LLC    Delaware
255.    Bright House Networks Information Services (California), LLC    Delaware
256.    Bright House Networks Information Services (Florida), LLC    Delaware
257.    Bright House Networks Information Services (Indiana), LLC    Delaware
258.    Bright House Networks Information Services (Michigan), LLC    Delaware


Schedule 5

PATENT REGISTRATIONS AND PATENT APPLICATIONS 1

 

Country

 

Title

 

Application #

 

Application
Date

 

Patent #

 

Grant Date

 

Owner

USA   Cloud based location shifting service   13/399,666   2/17/2012   9,258,575   2/9/2016   Charter Communications Operating, LLC
USA   Fast binding of a cloud based streaming server structures   13/399,677   2/17/2012   N/A  

N/A

 

Published 10/18/2012

 

US20120266198*

  Charter Communications Operating, LLC
USA   Method and system for program and stream control of video to target device   13/399,690   2/17/2012   N/A  

N/A

 

Published 11/22/2012

 

US20120297423*

  Charter Communications Operating, LLC
USA   User interfact for television programming and social media feeds for time shifted viewing   13/752,719   1/29/2013   N/A  

N/A

 

Published 09/12/2013

 

US20130239146*

  Charter Communications Operating, LLC
USA   Dynamic tuning in dense arrays of electrically small elements   13/755,666   1/31/2013   9,118,304   8/25/2015   Charter Communications Operating, LLC
USA   Dynamic tuning in dense arrays of electrically small elements2   14/833,867   8/24/2015   N/A  

N/A

 

Published 02/25/2016

 

20160057486

  Charter Communications Operating, LLC

 

1  Items footnoted in this Schedule 5 to be updated on a post-closing basis.
2  USPTO assignment data not available


Country

 

Title

 

Application #

 

Application
Date

 

Patent #

 

Grant Date

 

Owner

USA   Method and system for scheduling recordings of television programs in television distribution systems   14/481,665   9/9/2014   N/A  

N/A

 

Published 03/10/2016

 

US20160073161*

  Charter Communications Operating, LLC
USA   Method and system for assigning antennas in demse array   13/659,029   10/24/2012   9,148,674   9/29/2015   Charter Communications Operating, LLC
USA   Three dimensional antenna array system with throughs   13/904,240   5/29/2013   N/A  

N/A

 

Published 12/05/2013

 

US20130321239*

  Charter Communications Operating, LLC
USA   Method and system for displaying speech to text converted audio with streaming video content data   14/279,530   5/16/2014   N/A  

N/A

 

Published 11/20/2014

 

US20140344854*

  Charter Communications Operating, LLC
USA   Antenna system with small low frequency antennas for television receiption3   14/497,535   9/26/2014   N/A   N/A   Charter Communications Operating, LLC

 

3  To be confirmed.

 

2


Country

 

Title

 

Application #

 

Application
Date

 

Patent #

 

Grant Date

 

Owner

USA   Flexible cloud based streaming digital video server and recorder4   61/549,357   10/20/2011   N/A   N/A   Charter Communications Operating, LLC
USA   Method and system for assigning antennas in dense array5   14/868,039   9/28/2015   N/A   N/A   Charter Communications Operating, LLC
USA   Cloud based location shifting service6   15/018,588   2/8/2016   N/A   N/A   Charter Communications Operating, LLC
USA   System and method bridging cloud based user interfaces   13/963,594   8/9/2013   8,943,543   1/27/2015   Charter Communications Operating, LLC
USA   System and method bridging cloud based user interfaces   14/605,077   1/26/2015   9,253,526   2/2/2016   Charter Communications Operating, LLC
USA   System and method for adapting content delivery   13/803,372   3/14/2013   N/A  

N/A

 

Published 09/18/2014

 

US20140280744*

  Charter Communications Operating, LLC
USA   System and method for controlling hotel cpe via personal smart device   14/503,478   10/1/2014   N/A  

N/A

 

Published 04/07/2016

 

US20160100199*

  Charter Communications Operating, LLC

 

4  To be confirmed.
5  To be confirmed.
6  To be confirmed.

 

3


Country

 

Title

 

Application #

 

Application
Date

 

Patent #

 

Grant Date

 

Owner

USA   System and method for separate audio program translation   14/503,532   10/1/2014   N/A  

N/A

 

Published 04/07/2016

 

US20160098395*

  Charter Communications Operating, LLC
USA   System and method for authenticating local cpe   14/069,735   11/1/2013   N/A  

N/A

 

Published 05/07/2015

 

US20150128216*

  Charter Communications Operating, LLC
USA   System and method for authenticating local cpe   PCT/US2014/063342   10/31/2014   N/A   N/A   Charter Communications Operating, LLC
USA   Compensation for viewing with common vision abnormalities7   14/633,963   2/27/2015   N/A   N/A   Charter Communications Operating, LLC
USA   Automatic identification of changes in objects8   14/633,217   2/27/2015   N/A   N/A   Charter Communications Operating, LLC
USA   Provider Equipment Generation Of Customer User Interface9   14/819,313   8/5/2015   N/A  

N/A

 

Published 05/12/2016

 

US20160134910*

  Charter Communications Operating, LLC

 

7  To be confirmed.
8  Title to be confirmed.
9  To be confirmed.

 

4


Country

 

Title

 

Application #

 

Application
Date

 

Patent #

 

Grant Date

 

Owner

USA   Remote control volume and channel controls that integrate10   29/525,240   4/28/2015   N/A   N/A   Charter Communications Operating, LLC
USA   Docsis moca enable coax distrubution system   14/503,601   10/1/2014   N/A  

N/A

 

Published 04/07/2016

 

US20160099910*

  Charter Communications Operating, LLC
USA   Automated audio volume stabilizer11   14/633,232   2/27/2015   N/A   N/A   Charter Communications Operating, LLC
USA   Session-based common tier encryption for simulcrypt systems12   14/575,252   12/18/2014   N/A   N/A   Charter Communications Operating, LLC
USA   Unique grouping of communication sources   14/635,04013   2/27/2015   N/A   N/A   Charter Communications Operating, LLC
USA   Graphical user interface14   29/514,673   1/15/2015   N/A   N/A   Charter Communications Operating, LLC
USA   Graphical user interface15   29/514,676   1/15/2015   N/A   N/A   Charter Communications Operating, LLC
USA   Set top box16   29/514,671   1/15/2015   N/A   N/A   Charter Communications Operating, LLC

 

10  To be confirmed.
11  To be confirmed.
12  To be confirmed.
13  Application number to be confirmed.
14  To be confirmed.
15  To be confirmed.
16  To be confirmed.

 

5


Country

 

Title

 

Application #

 

Application
Date

 

Patent #

 

Grant Date

 

Owner

USA   Remote control unit17   29/514,672   1/15/2015   N/A   N/A   Charter Communications Operating, LLC
USA   Spectrum rcu options button18   29/514,742   1/15/2015   N/A   N/A   Charter Communications Operating, LLC
USA   Spectrum guide features a time-based background color display mechanism that automatically changes the color of the tv guide cells from light (during the day) to dark (at night), this makes for less eye-strain and easier readability of show titles in the guide   N/A19   N/A   N/A   N/A   Charter Communications Operating, LLC
USA   Dynamic, inline hint messaging20   14/863,005   9/23/2015   N/A   N/A   Charter Communications Operating, LLC
USA   Charter’s network based authentication and authorization21   14/866,088   9/25/2015   N/A   N/A   Charter Communications Operating, LLC
USA   Capability to identify in-home constraints by comparing speed22   15/004,475   1/22/2016       Charter Communications Operating, LLC

 

17  To be confirmed.
18  To be confirmed.
19  Application number to be provided.
20  To be confirmed.
21  To be confirmed.
22  To be confirmed.

 

6


Country

 

Title

 

Application #

 

Application
Date

 

Patent #

 

Grant Date

 

Owner

USA   Data packet structure for digital information distribution   09/458,339   12/10/1999   6,826,197   11/30/2004   Charter Communications Operating, LLC
USA   Data packet structure for digital information distribution   10/946,393   9/21/2004   7,801,172   9/21/2010   Charter Communications Operating, LLC
USA   Data transmission method and apparatus   09/327,791   6/8/1999   6,477,182   11/5/2002   Charter Communications Operating, LLC
USA   Method and apparatus for providing subscription-on-demand services for an interactive information distribution system23   09/086,799   5/29/1998   6,314,573   11/6/2001   Charter Communications Operating, LLC
USA   System for interactively distributing information services having a remote video session manager   09/116,759   07/16/1998   6,305,019   10/16/2001   Charter Communications Operating, LLC
USA   Method and apparatus for providing dynamic pricing services for an interactive information distribution system (as amended)   09/306,955   5/7/1999   6,684,400   1/27/2004   Charter Communications Operating, LLC
USA   Method and apparatus for providing dynamic pricing services for an interactive information distribution system   10/689,005   10/20/2003 (Allowed 7/30/2014)   8,904,452   12/2/2014   Charter Communications Operating, LLC

 

23  Title to be confirmed.

 

7


Country

 

Title

 

Application #

 

Application
Date

 

Patent #

 

Grant Date

 

Owner

USA   Method and apparatus for providing dynamic pricing services for an interactive\ninformation distribution system24   14/558,429   12/2/2014    

Published 05/28/2015

 

20150150058

  Charter Communications Operating, LLC
USA   Encoding optimization techniques for encoding program grid section of server-centric interactive programming guide25   09/583,388   5/30/2000   7,254,824   8/7/2007   Charter Communications Operating, LLC
USA   Computer network chat room based on channel broadcast in real time26   08/749,091   11/14/1996   5,828,839   10/27/1998   Charter Communications Operating, LLC
USA   Computer network chat room based on channel broadcast in real time27   09/074,911   5/8/1998   6,061,716   5/9/2000   Charter Communications Operating, LLC
USA   Integrated media content server system and method for the customization of metadata that is associated therewith28   11/320,447   12/27/2005   7,870,125   1/11/2011   Charter Communications Operating, LLC

 

24  Assignment to be confirmed.
25  Title to be confirmed.
26  Ownership to be confirmed.
27  Ownership to be confirmed.
28  Ownership to be confirmed.

 

8


Country

 

Title

 

Application #

 

Application
Date

 

Patent #

 

Grant Date

 

Owner

USA   Integrated media content server system and method for the customization of metadata that is associated therewith29   12/834,367   7/12/2010   8,234,271   7/31/2012   Charter Communications Operating, LLC
USA   Integrated media content server system and method for the customization of metadata that is associated therewith30   12/834,406   7/12/2010   8,239,386   8/7/2012   Charter Communications Operating, LLC
USA   Integrated media content server system and method for the31   13/568,106   8/6/2012   N/A   N/A   Charter Communications Operating, LLC
USA   System and method of content streaming and downloading32   15/008438   N/A   N/A   N/A   Charter Communications Operating, LLC
USA   System and method of analyzing cmts data streams33   62/291,454   2/4/2016   N/A   N/A   Charter Communications Operating, LLC
USA   System and method of content streaming and downloading34   15/008,438     N/A   N/A   Charter Communications Operating, LLC

 

29  Assignment data unavailable.
30  Assignment data unavailable.
31  To be confirmed.
32  Assignment data unavailable.
33  Assignment data unavailable.
34  Assignment data unavailable.

 

9


Country

  

Patent Title

  

Status

  

Patent/Application
No.

Patent/Application
Date

  

Owner

United States    Integrating A Mobile Hotspot Into A Larger Network Environment    Issued    9161377

10-13-2015

   Bright House Networks
United States    Integrating A Mobile Hotspot Into A Larger Network Environment    Issued    9002319

04-07-2015

   Bright House Networks
United States    Methods, Apparatus And Computer-Readable Media For Providing Caller Identification Information    Issued    8811960

08-19-2014

   Bright House Networks, LLC
United States    Integrating A Mobile Hotspot Into A Larger Network Environment    Issued    8600344

12-03-2013

   Bright House Networks
United States    Patient Health Measurement Compliance And Incentive System    Pending/Pub    14/279439

05-16-2014

   Bright House Networks, LLC
United States    Patient Health Measurement And Incentive System    Pending/Pub    14/279,474

05-16-2014

   Bright House Networks, LLC
United States    Initiating A Unicast Stream Based On A Triggering Event Associated With A Node Receiving A Multicast Stream    Pending/Pub    13/471,527

05-15-2012

   Bright House Networks
United States    Automatic Device Reconfiguration    Pending/Pub    13/415,179

03-08-2012

   Bright House Networks, LLC

 

10


No.

  

File No.

  

Status

  

Title

  

Patent
Number

  

Issue Date

  

Country

  

Assignee

1.    TWC 12-31    Issued    Notification In A Network Environment    9154854    10/6/2015    USA    Time Warner Cable Enterprises LLC
2.    TWC 12-29    Issued    Remote Control Including Touch-Sensing Surface    9024894    5/5/2015    USA    Time Warner Cable Enterprises LLC
3.    TWC 12-28    Issued    Methods And Apparatus That Facilitate Controlling Multiple Devices    9118952    8/25/2015    USA    Time Warner Cable Enterprises LLC
4.    TWC 12-26    Issued    Wireless Mesh Network Configuration    9258843    2/9/2016    USA    Time Warner Cable Enterprises LLC
5.    TWC 12-24    Issued    Methods And Apparatus For Supporting Trick Play Functions In Devices Without Local Storage    8935735    1/13/2015    USA    Time Warner Cable Enterprises LLC
6.    TWC 12-15    Issued    Lightweight Polling Technique    8972558    3/3/2015    USA    Time Warner Cable Enterprises LLC
7.    TWC 12-14    Issued    Media Synchronization Within Home Network Using Set-Top Box As Gateway    8832750    9/9/2014    USA    Time Warner Cable Enterprises LLC
8.    TWC 12-13    Issued    Multi-Format Distribution Of Content    8910220    12/9/2014    USA    Time Warner Cable Enterprises LLC
9.    TWC 12-12    Issued    Apparatus And Methods For Multimedia Coordination    9131283    9/8/2015    USA    Time Warner Cable Enterprises LLC
10.    TWC 12-10    Issued    Wireless Session Configuration Persistence    8938785    1/20/2015    USA    Time Warner Cable Enterprises LLC
11.    TWC 12-07    Issued    Power Fluctuation Detection And Analysis    9143379    9/22/2015    USA    Time Warner Cable Enterprises LLC
12.    TWC 12-06    Issued    Establishing Network Connectivity Based On Location    9241239    1/19/2016    USA    Time Warner Cable Enterprises LLC
13.    TWC 12-05    Issued    Convenient Wi-Fi Network Access Using Unique Identifier Value    9288674    3/15/2016    USA    Time Warner Cable Enterprises LLC
14.    TWC 12-04    Issued    Handoffs Between Access Points In A Wi-Fi Environment    9008045    4/14/2015    USA    Time Warner Cable Enterprises LLC
15.    TWC 12-03    Issued    Remote Activation Of Mobile Applications    9237215    1/12/2016    USA    Time Warner Cable Enterprises LLC

 

11


No.

  

File No.

  

Status

  

Title

  

Patent
Number

  

Issue Date

  

Country

  

Assignee

16.    TWC 12-02    Issued    System And Method For IP Multicast    8948171    2/3/2015    USA    Time Warner Cable Enterprises LLC
17.    TWC 12-01    Issued    Methods And Apparatus For Providing Multi-Source Bandwidth Sharing Management    8839317    9/16/2014    USA    Time Warner Cable Enterprises LLC
18.    TWC 11-30    Issued    Method And System For Device Discovery And Content Management On A Network    9264751    2/16/2016    USA    Time Warner Cable Enterprises LLC
19.    TWC 11-26    Issued    Call Management And Notifications In Media Player Applications    8706096    4/22/2014    USA    Time Warner Cable Enterprises LLC
20.    TWC 11-25    Issued    Methods And Apparatus For Providing Parental Or Guardian Control And Visualization Over Communications To Various Devices In The Home    8843953    9/23/2014    USA    Time Warner Cable Enterprises LLC
21.    TWC 11-22    Issued    System And Method For Automatically Learning And Maintaining IP Address Allocation Topology    9300541    3/29/2016    USA    Time Warner Cable Enterprises LLC
22.    TWC 13-11    Issued    System And Method For Resolving Scheduling Conflicts In Multi-Tuner Devices And Systems    9258614    2/9/2016    USA    Time Warner Cable Enterprises LLC
23.    TWC 11-13    Issued    Mechanism For Establishing Reputation In A Network Environment    8887238    11/11/2014    USA    Time Warner Cable Enterprises LLC
24.    TWC 11-10    Issued    Firewall Access Control With Border Gateway Protocol    8931073    1/6/2015    USA    Time Warner Cable Enterprises LLC
25.    TWC 11-07    Issued    Techniques For Assigning Internet Protocol Version Six Network Blocks In Unknown Networks    9112764    8/18/2015    USA    Time Warner Cable Enterprises LLC
26.    TWC 11-04    Issued    Handoff Management In A Multi-Layer Wireless Network    8812050    8/19/2014    USA    Time Warner Cable Enterprises LLC

 

12


No.

  

File No.

  

Status

  

Title

  

Patent
Number

  

Issue Date

  

Country

  

Assignee

27.    TWC 11-03    Issued    Technique For Prefix Subnetting    8995360    3/31/2015    USA    Time Warner Cable Enterprises LLC
28.    TWC 11-02    Issued    Methods And Apparatus For Watermarking And Distributing Watermarked Content    8848969    9/30/2014    USA    Time Warner Cable Enterprises LLC
29.    TWC 10-30    Issued    Call Center Mapping System And Method    8411831    4/2/2013    USA    Time Warner Cable Enterprises LLC
30.    TWC 10-27    Issued    Systems And Methods For Maintaining A Measure Of Session Time On A Networked Device    8429280    4/23/2013    USA    Time Warner Cable Enterprises LLC
31.    TWC 10-18    Issued    Methods And Apparatus For Supporting Sharing Of Content Between Mobile Communications Devices And Home Based Devices    8849184    9/30/2014    USA    Time Warner Cable Enterprises LLC
32.    TWC 10-17    Issued    Apparatus And Method For Enforcing Content Protection Rules During Data Transfer Between Devices    9015270    4/21/2015    USA    Time Warner Cable Enterprises LLC
33.    TWC 10-16    Issued    Methods And Apparatus For Providing Indivial Service Subscribers Content Related Services At One Or More Locations    8924999    12/30/2014    USA    Time Warner Cable Enterprises LLC
34.    TWC 10-12A C1    Issued    System And Method For WI-FI Roaming    9241367    1/19/2016    USA    Time Warner Cable Enterprises LLC
35.    TWC 10-12B C1    Issued    System And Method For Maintaining A Communication Session    8885571    11/11/2014    USA    Time Warner Cable Enterprises LLC.
36.    TWC 10-12B    Issued    System And Method For Maintaining A Communication Session    8638717    1/28/2014    USA    Time Warner Cable Enterprises LLC
37.    TWC 10-12A    Issued    System And Method For WI-FI Roaming    8553662    10/8/2013    USA    Time Warner Cable Enterprises LLC

 

13


No.

  

File No.

  

Status

  

Title

  

Patent
Number

  

Issue Date

  

Country

  

Assignee

38.    TWC 10-10    Issued    Quality Feedback Mechanism For Bandwidth Allocation In A Switched Digital Video System    8813144    8/19/2014    USA    Time Warner Cable Enterprises LLC
39.    TWC 10-07    Issued    System And Method For Determining Network Relationships With Unreliable Data    8607293    12/10/2013    USA    Time Warner Cable Enterprises LLC
40.    TWC 10-06    Issued    System And Method For Coordinated Discovery Of The Status Of Network Routes By Hosts In A Network    8681645    3/25/2014    USA    Time Warner Cable Enterprises LLC
41.    TWC 10-05C1    Issued    Multicast Video Advertisement Insertion Using Routing Protocols    9124928    9/1/2015    USA    Time Warner Cable Enterprises LLC.
42.    TWC 10-05    Issued    Multicast Video Advertisement Insertion Using Routing Protocols    8910198    12/9/2014    USA    Time Warner Cable Enterprises LLC
43.    TWC 10-02C1    Issued    Apparatus And Methods For Data Collection And Validation    9003436    4/7/2015    USA    Time Warner Cable Enterprises LLC
44.    TWC 10-02    Issued    Apparatus And Methods For Data Collection Analysis And Validation Including Error Correction In A Content Delivery Network    8484511    7/9/2013    USA    Time Warner Cable Enterprises LLC
45.    TWC 10-01    Issued    Apparatus And Methods For Identifying And Charactering Latency In A Content Delivery Network    8930979    1/6/2015    USA    Time Warner Cable Enterprises LLC
46.    TWC 09-29    Issued    System And Method For Sharing A Payload Among Mobile Devices In A Wireless Network    8265050    9/11/2012    USA    Time Warner Cable Enterprises LLC
47.    TWC 09-26    Issued    Methods And Apparatus For Enabling Media Functionality In A Content-Based Network    8396055    3/12/2013    USA    Time Warner Cable Enterprises LLC

 

14


No.

  

File No.

  

Status

  

Title

  

Patent
Number

  

Issue Date

  

Country

  

Assignee

48.    TWC 09-25    Issued    Gateway Apparatus And Methods For Digital Content Delivery In A Network.    9027062    5/5/2015    USA    Time Warner Cable Enterprises LLC
49.    TWC 09-23C1    Issued    Geographic Based Remote Control    8957762    2/17/2015    USA    Time Warner Cable Enterprises LLC
50.    TWC 09-23    Issued    Geographic Based Remote Control    8395477    3/12/2013    USA    Time Warner Cable Enterprises LLC
51.    TWC 09-22    Issued    Digital Domain Content Processing And Distribution Apparatus And Methods    9300445    3/29/2016    USA    Time Warner Cable Enterprises LLC
52.    TWC 09-21D1    Issued    Providing Syndication Feed Content On A Television Set-Top Box With Limited Decoder Capability    9113186    8/18/2015    USA    Time Warner Cable Enterprises LLC
53.    TWC 09-21    Issued    Providing Syndication Feed Content On A Television Set-Top Box With Limited Decoder Capability    8533768    9/10/2013    USA    Time Warner Cable Enterprises LLC
54.    TWC 09-19    Issued    Apparatus And Methods For Device Authorization In A Premises Network    8745758    6/3/2014    USA    Time Warner Cable Enterprises LLC
55.    TWC 09-17    Issued    Techniques For Upgrading Software In A Video Content Network    8533771    9/10/2013    USA    Time Warner Cable Enterprises LLC
56.    TWC 09-15    Issued    Methods And Apparatus For Providing Voice Mail Services    8443403    5/14/2013    USA    Time Warner Cable Enterprises LLC
57.    TWC 09-08    Issued    Destination Based Method For Managing Network Resources    8885667    11/11/2014    USA    Time Warner Cable Enterprises LLC
58.    TWC 09-05C1    Issued    Methods And Apparatus For Packetized Content Delivery Over A Content Delivery Network    8516529    8/20/2013    USA    Time Warner Cable Enterprises LLC
59.    TWC 09-03    Issued    Method And Apparatus For Classifying An Audience In A Content-Based Network    8935721    1/13/2015    USA    Time Warner Cable Enterprises LLC

 

15


No.

  

File No.

  

Status

  

Title

  

Patent
Number

  

Issue Date

  

Country

  

Assignee

60.    TWC 09-02    Issued    Method And Apparatus For Targeted Content Insertion    8813124    8/19/2014    USA    Time Warner Cable Enterprises LLC
61.    TWC 09-01    Issued    Method And Apparatus For Evaluating An Audience In A Content-Based Network    9178634    11/3/2015    USA    Time Warner Cable Enterprises LLC
62.    TWC 08-31C2    Issued    Scheduling Trigger Apparatus And Method    8291453    10/16/2012    USA    Time Warner Cable Enterprises LLC
63.    TWC 08-28    Issued    Methods And Apparatus For Audience Research In A Content-Based Network    9094140    7/28/2015    USA    Time Warner Cable Enterprises LLC
64.    TWC 08-27C1    Issued    Methods And Apparatus For Providing Access To Program Channels    9025085    5/5/2015    USA    Time Warner Cable Enterprises LLC
65.    TWC 08-27    Issued    Methods And Apparatus For Providing Access To Program Channels    8780276    7/15/2014    USA    Time Warner Cable Enterprises LLC
66.    TWC 08-25C1    Issued    System And Method For Enhanced Advertising In A Video Content Network    8566862    10/22/2013    USA    Time Warner Cable Enterprises LLC
67.    TWC 08-25    Issued    Displaying Enhanced Advertisements Simultaneously Across Substantially All Channels    8321887    11/27/2012    USA    Time Warner Cable Enterprises LLC
68.    TWC 08-23C1    Issued    System And Method For Commanding A Controlled Device    8601513    12/3/2013    USA    Time Warner Cable Enterprises LLC35
69.    TWC 08-23    Issued    System And Method For Commanding A Controlled Device    8458748    6/4/2013    USA    Time Warner Cable Enterprises LLC
70.    TWC 08-22    Issued    Methods And Apparatus For Creating Customized Service Related Information For Customer Devices    8752119    6/10/2014    USA    Time Warner Cable Enterprises LLC

 

35  Title update from Time Warner Cable Inc. to be made with US PTO..

 

16


No.

  

File No.

  

Status

  

Title

  

Patent
Number

  

Issue Date

  

Country

  

Assignee

71.    TWC 08-16    Issued    Methods And Apparatus For Controlling Content Distribution    8839284    9/16/2014    USA    Time Warner Cable Enterprises LLC
72.    TWC 08-15 C1    Issued    System And Method For Content Delivery With Multiple Embedded Messages    8819727    8/26/2014    USA    Time Warner Cable Enterprises LLC
73.    TWC 08-15    Issued    System And Method For Content Delivery With Multiple Embedded Messages    8332885    12/11/2012    USA    Time Warner Cable Enterprises LLC
74.    TWC 08-10    Issued    Recommendation Engine Apparatus And Methods    9215423    12/15/2015    USA    Time Warner Cable Enterprises LLC
75.    TWC 08-08    Issued    Apparatus And Methods Fornetwork Video Recording    9277266    3/1/2016    USA    Time Warner Cable Enterprises LLC
76.    TWC 08-07    Issued    Customer Service Methods Apparatus And Report/Alert Generation Based On Customer Service Call Information    8588395    11/19/2013    USA    Time Warner Cable Enterprises LLC
77.    TWC 08-04C1    Issued    Personal Media Channel Apparatus And Methods    8776101    7/8/2014    USA    Time Warner Cable Enterprises LLC
78.    TWC-ERDOS-08-03    Issued    Communications Engine Architecture    7248575    7/24/2007    USA    Time Warner Cable Enterprises LLC
79.    TWC 08-02    Issued    A System And Method For Controlling The State Of A Switched Digital Video System    8365007    1/29/2013    USA    Time Warner Cable Enterprises LLC
80.    TWC-ERDOS-08-02    Issued    System And Method Of Triggering Services For Call Control    7254224    8/7/2007    USA    Time Warner Cable Enterprises LLC
81.    TWC-ERDOS-08-01    Issued    System And Method Of Triggering Services For Call Control    6671364    12/30/2003    USA    Time Warner Cable Enterprises LLC
82.    TWC 07-27    Issued    Interface For A Multi-Processor Gateway Apparatus And Method For Using The Same    8301716    10/30/2012    USA    Time Warner Cable Enterprises LLC

 

17


No.

  

File No.

  

Status

  

Title

  

Patent
Number

  

Issue Date

  

Country

  

Assignee

83.    TWC 07-24    Issued    Methods And Apparatus For Business-Based Network Resource Allocation    8813143    8/19/2014    USA    Time Warner Cable Enterprises LLC
84.    TWC 07-21C    Issued    System And Method For Remotely Accessing Cablecard Module    9178945    11/3/2015    USA    Time Warner Cable Enterprises LLC
85.    TWC 07-21    Issued    System And Method For Remotely Accessing Cablecard    8316150    11/20/2012    USA    Time Warner Cable Enterprises LLC
86.    TWC 07-19    Issued    Apparatus And Method For Providing Video Content And Supplemental Information To Client Over A Switched Digital Video Content-Based Network    8146129    3/27/2012    USA    Time Warner Cable Enterprises LLC
87.    TWC 07-18    Issued    System And Method For Incremental Implementation Of New Service Capabilities    8566895    10/22/2013    USA    Time Warner Cable Enterprises LLC
88.    TWC 07-17    Issued    Methods And Apparatus For Local Channel Insertion In An All-Digital Content Distribution Network    9237381    1/12/2016    USA    Time Warner Cable Enterprises LLC
89.    TWC 07-16C1    Issued    System And Method For Selecting And Delivering Ads Based On Cross-Platform Activity    8776114    7/8/2014    USA    Time Warner Cable Enterprises LLC
90.    TWC 07-16    Issued    System And Method For Selecting And Delivering Ads Based On Cross-Platform Activity    8413181    4/2/2013    USA    Time Warner Cable Enterprises LLC
91.    TWC 07-14    Issued    Methods And Apparatus For Enabling Synchronized Content Presentations Using Dynamically Updated Playlists    8719881    5/6/2014    USA    Time Warner Cable Enterprises LLC
92.    TWC 07-09    Issued    System And Method For Displaying Caller Identification Information Via An Instant Messaging Service    8270581    9/18/2012    USA    Time Warner Cable Enterprises LLC

 

18


No.

  

File No.

  

Status

  

Title

  

Patent
Number

  

Issue Date

  

Country

  

Assignee

93.    TWC 07-08    Issued    Methods And Apparatus For Device Capabilities Discovery And Utilization Within A Content-Based Network    8458753    6/4/2013    USA    Time Warner Cable Enterprises LLC
94.    TWC 07-07D1    Issued    Methods And Apparatus For Content Caching In A Video Network    8990869    3/24/2015    USA    Time Warner Cable Enterprises LLC
95.    TWC 07-07    Issued    Methods And Apparatus For Content Caching In A Video Network    8561116    10/15/2013    USA    Time Warner Cable Enterprises LLC
96.    TWC 07-05    Issued    Methods And Apparatus For Implementing Guides And Using Recording Information In Determine Program To Communications Channel Mappings    8910222    12/9/2014    USA    Time Warner Cable Enterprises LLC
97.    TWC 07-04D1    Issued    Personal Content Server Apparatus And Methods    8938763    1/20/2015    USA    Time Warner Cable Enterprises LLC
98.    TWC 07-04    Issued    Personal Content Server Apparatus And Methods    8181206    5/15/2012    USA    Time Warner Cable Enterprises LLC
99.    TWC 07-03C1    Issued    Methods And Apparatus For Connecting A Cable Network To Other Network And/Or Devices    9137584    9/15/2015    USA    Time Warner Cable Enterprises LLC
100.    TWC 07-03    Issued    Methods And Apparatus For Connecting A Cable Network To Other Network And/Or Devices    8553882    10/8/2013    USA    Time Warner Cable Enterprises LLC
101.    TWC-IBM-07-03    Issued    Method And Apparatus For Deleting A Portion Of A Video Or Audio File From Data Storage Prior To Completion Of Broadcast Or Presentation    6016507    1/18/2000    USA    Time Warner Cable Enterprises LLC
102.    TWC 07-02 (2)    Issued    Methods And Apparatus For Using Tuners Efficiently For Delivering One Or More Programs    8649385    2/11/2014    USA    Time Warner Cable Enterprises LLC

 

19


No.

  

File No.

  

Status

  

Title

  

Patent

Number

  

Issue Date

  

Country

  

Assignee

103.    TWC-IBM-07-02    Issued    Method For Relating Indexing Information Associated With At Least Two Indexing Schemes To Facilitate The Play-Back Of User-Specified Digital Video And A Video Client Incorporating The Same    5953073    9/14/1999    USA    Time Warner Cable Enterprises LLC
104.    TWC 07-01C1    Issued    Methods And Apparatus For Upgrading Set Top Box Devices Without The Loss Of Stored Content    9326028    4/26/2016    USA    Time Warner Cable Enterprises LLC
105.    TWC 07-01    Issued    Methods And Apparatus For Upgrading Set Top Box Devices Without The Loss Of Stored Content    8745685    6/3/2014    USA    Time Warner Cable Enterprises LLC
106.    TWC 06-30    Issued    Methods And Apparatus For Predictive Delivery Of Content Over A Network    9060208    6/16/2015    USA    Time Warner Cable Enterprises LLC
107.    TWC 06-29    Issued    Prevention Of Trick Modes During Digital Video Recorder (DVR) And Network Digital Video Recorder (NDVR)    8180200    5/15/2012    USA    Time Warner Cable Enterprises LLC
108.    TWC 06-28    Issued    Transport Stream Encapsulated Trick Modes    7941823    5/10/2011    USA    Time Warner Cable Enterprises LLC
109.    TWC 06-25C3    Issued    Premises Gateway Apparatus And Methods For Use In A Content-Based Network    9282365    3/8/2016    USA    Time Warner Cable Enterprises LLC
110.    TWC 06-25C2    Issued    Premises Gateway Apparatus And Methods For Use In A Content-Based Network    8949919    2/3/2015    USA    Time Warner Cable Enterprises LLC
111.    TWC 06-25C1    Issued    Premises Gateway Apparatus And Methods For Use In A Content-Based Network    8438607    5/7/2013    USA    Time Warner Cable Enterprises LLC

 

20


No.

  

File No.

  

Status

  

Title

  

Patent

Number

  

Issue Date

  

Country

  

Assignee

112.    TWC 06-25    Issued    Premises Gateway Apparatus And Methods For Use In A Content-Based Network.    7954131    5/31/2011    USA    Time Warner Cable Enterprises LLC
113.    TWC 06-23C    Issued    System And Method For Communication Over An Adaptive Service Bus    8139569    3/20/2012    USA    Time Warner Cable Enterprises LLC
114.    TWC 06-23    Issued    System And Method For Communication Over An Adaptive Service Bus    7626982    12/1/2009    USA    Time Warner Cable Enterprises LLC
115.    TWC 06-22    Issued    An Adapter For Obtaining Access To A Network Side Of A Security Alarm System From A Subscriber Side Of A Network Interface Device    7835507    11/16/10    USA    Time Warner Cable Enterprises LLC
116.    TWC 06-20    Issued    Apparatus And Methods For Provisioning In A Download-Enabled System    8621540    12/31/2013    USA    Time Warner Cable Enterprises LLC
117.    TWC 06-19 C1    Issued    Broadband Optical Network Apparatus And Method    8861958    10/14/2014    USA    Time Warner Cable Enterprises LLC
118.    TWC 06-19 C1D1    Issued    Broadband Optical Network Apparatus And Method    8842989    9/23/2014    USA    Time Warner Cable Enterprises LLC
119.    TWC 06-19C1D2    Issued    Broadband Optical Network Apparatus And Method    8712241    4/29/2014    USA    Time Warner Cable Enterprises LLC
120.    TWC 06-19    Issued    Broadband Optical Network Apparatus And Method    7181142    2/20/2007    USA    Time Warner Cable Enterprises LLC
121.    TWC 06-16 C2    Issued    Methods And Apparatus For Providing Virtual Content Over A Network    9021535    4/28/2015    USA    Time Warner Cable Enterprises LLC
122.    TWC 06-16 C1    Issued    Methods And Apparatus For Providing Virtual Content Over A Network    8122479    2/21/2012    USA    Time Warner Cable Enterprises LLC
123.    TWC 06-16    Issued    Methods And Apparatus For Providing Virtual Content Over A Network    8024762    9/20/2011    USA    Time Warner Cable Enterprises LLC

 

21


No.

  

File No.

  

Status

  

Title

  

Patent

Number

  

Issue Date

  

Country

  

Assignee

124.    TWC 06-15    Issued    Methods And Apparatus For Supporting Content Distribution    8438603    5/7/2013    USA    Time Warner Cable Enterprises LLC
125.    TWC 06-14    Issued    Methods Apparatus And User Interface For Providing Content On Demand    8938765    1/20/2015    USA    Time Warner Cable Enterprises LLC
126.    TWC 06-13    Issued    Methods And Apparatus For Centralized Content And Data Delivery    8347341    1/1/2013    USA    Time Warner Cable Enterprises LLC
127.    TWC 13-06    Issued    Apparatus And Method For Reducing Power Consumption In Customer Premises Equipment    9247500    1/26/16    USA    Time Warner Cable Enterprises LLC
128.    TWC 06-12    Issued    Methods And Apparatus For Premises Content Distribution    8732854    5/20/2014    USA    Time Warner Cable Enterprises LLC
129.    TWC 06-09    Issued    Parental Control For Fixed Mobile Convergance    7970388    6/28/2011    USA    Time Warner Cable Enterprises LLC
130.    TWC 06-08D1    Issued    Downloadable Security And Protection Methods And Apparatus    9313458    4/12/2016    USA    Time Warner Cable Enterprises LLC
131.    TWC 06-08    Issued    Downloadable Security And Protection Methods And Apparatus    8520850    8/27/2013    USA    Time Warner Cable Enterprises LLC
132.    TWC 06-07 C2D1    Issued    Personal Content Server Apparatus And Methods    9325710    4/26/2016    USA    Time Warner Cable Enterprises LLC
133.    TWC 06-07 C2    Issued    Personal Content Server Apparatus And Methods    8438243    5/7/2013    USA    Time Warner Cable Enterprises LLC
134.    TWC 06-07C3    Issued    Personal Content Server Apparatus And Methods    8341246    12/25/2012    USA    Time Warner Cable Enterprises LLC
135.    TWC 06-07    Issued    Personal Content Server Apparatus And Methods    8280982    10/2/2012    USA    Time Warner Cable Enterprises LLC
136.    TWC 06-07 C1    Issued    Personal Content Server Apparatus And Methods    8078696    12/13/2011    USA    Time Warner Cable Enterprises LLC
137.    TWC 06-06    Issued    Methods And Apparatus For Analyzing Software Interface Usage    8370818    2/5/2013    USA    Time Warner Cable Enterprises LLC

 

22


No.

  

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Number

  

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Assignee

138.    TWC 06-04 C1    Issued    A System & Method For Establishing And Enforcing Service Rules In A Service Provider Network    8271034    9/18/2012    USA    Time Warner Cable Enterprises LLC
139.    TWC 06-04    Issued    A System & Method For Establishing And Enforcing Service Rules In A Service Provider Network    7965703    6/21/2011    USA    Time Warner Cable Enterprises LLC
140.    TWC 06-03C1    Issued    System And Method For Targeted Advertisement Delivery    8959563    2/17/2015    USA    Time Warner Cable Enterprises LLC
141.    TWC 06-03    Issued    System And Method For Targeted Advertisement Delivery    8549558    10/1/2013    USA    Time Warner Cable Enterprises LLC.36
142.    TWC 06-03A    Issued    Methods And Apparatus For Revenue-Optimized Delivery Of Content In A Network    8099757    1/17/2012    USA    Time Warner Cable Enterprises LLC
143.    TWC 05-31C1    Issued    Methods And Apparatus For Providing Video On Demand And Network PVR Functions Using IP Streaming    8713620    4/29/2014    USA    Time Warner Cable Enterprises LLC
144.    TWC 05-31    Issued    Methods And Apparatus For Providing Video On Demand And Network PVR Functions Using IP Streaming    8181209    5/15/2012    USA    Time Warner Cable Enterprises LLC
145.    TWC 05-30C2    Issued    Emergency Alert Data Delivery Apparatus And Methods    8461984    6/11/2013    USA    Time Warner Cable Enterprises LLC
146.    TWC 05-30 C1    Issued    Emergency Alert Data Delivery Apparatus And Methods    8026806    9/27/2011    USA    Time Warner Cable Enterprises LLC
147.    TWC 05-30    Issued    Emergency Alert Data Delivery Apparatus And Methods    7592912    9/22/2009    USA    Time Warner Cable Enterprises LLC

 

36  Title update from Time Warner Cable Inc. to be made with US PTO.

 

23


No.

  

File No.

  

Status

  

Title

  

Patent

Number

  

Issue Date

  

Country

  

Assignee

148.    TWC 05-29    Issued    Caption Data Delivery Apparatus And Methods    8566887    10/22/2013    USA    Time Warner Cable Enterprises LLC
149.    TWC 05-28 C    Issued    System And Method For Determining Whether Docsis-Enabled Devices In HFC Cable Network Are Co-Located    7839794    11/23/2010    USA    Time Warner Cable Enterprises LLC
150.    TWC 05-28    Issued    System And Method For Determining Whether Docsis-Enabled Devices In HFC Cable Network Are Co-Located    7539145    5/26/2009    USA    Time Warner Cable Enterprises LLC
151.    TWC 05-27    Issued    Method And Apparatus For Context-Specific Content Delivery    9286388    3/15/2016    USA    Time Warner Cable Enterprises LLC
152.    TWC 05-25    Issued    Vod Transaction Error Correlator    7509669    3/24/2009    USA    Time Warner Cable Enterprises LLC
153.    TWC 05-25 CIP    Issued    Vod Transaction Error Correlator    7506354    3/17/2009    USA    Time Warner Cable Enterprises LLC
154.    TWC 05-24 C    Issued    System And Method For Assigning And Verifying CPE Service Calls In A Cable Network    8161517    4/17/2012    USA    Time Warner Cable Enterprises LLC
155.    TWC 05-24    Issued    System And Method For Assigning And Verifying CPE Service Calls In A Cable Network    7596800    9/29/2009    USA    Time Warner Cable Enterprises LLC
156.    TWC 05-23    Issued    Cable Modem Analysis System And Method Therefor For An HFC Cable Network    7599300    10/6/2009    USA    Time Warner Cable Enterprises LLC
157.    TWC 05-22 C1    Issued    Remote Dvr Manager    8621523    12/31/2013    USA    Time Warner Cable Enterprises LLC
158.    TWC 05-22    Issued    Remote Dvr Manager    7716705    5/11/2010    USA    Time Warner Cable Enterprises LLC
159.    TWC 05-21    Issued    System And Method For Evaluating The Operational Status Of A STB In A Cable Network    7810127    10/5/2010    USA    Time Warner Cable Enterprises LLC
160.    TWC 05-20    Issued    Power Supply Winch System    7226040    6/5/2007    USA    Time Warner Cable Enterprises LLC

 

24


No.

  

File No.

  

Status

  

Title

  

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Number

  

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Country

  

Assignee

161.    TWC 05-19 C1    Issued    Apparatus And Methods For Utilizing Variable Rate Program Streams In A Network    8559465    10/15/2013    USA    Time Warner Cable Enterprises LLC
162.    TWC 05-19    Issued    Apparatus And Methods For Utilizing Variable Rate Program Streams In A Network    7889765    2/15/11    USA    Time Warner Cable Enterprises LLC
163.    TWC 05-18    Issued    Self-Monitoring And Optimizing Network Apparatus And Methods    8582584    11/12/2013    USA    Time Warner Cable Enterprises LLC
164.    TWC 05-17C2    Issued    Method And System For Providing Previously Recorded Broadcast Programming With Substitute Commercials    8631431    1/14/2014    USA    Time Warner Cable Enterprises LLC+
165.    TWC 05-17    Issued    System And Method For Providing Broadcast Programming A Virtual VCR And A Video Scrapbook To Programming Subscribers    8584182    11/12/2013    USA    Time Warner Cable Enterprises LLC
166.    TWC 05-15    Issued    System And Method For Locating Faults In A Hybrid Fiber Coax (HFC) Cable Network    7706252    4/27/10    USA    Time Warner Cable Enterprises LLC
167.    TWC 05-12    Issued    Technique For Selecting Multiple Entertainment Programs To Be Provided Over A Communication Network    8234679    7/31/2012    USA    Time Warner Cable Enterprises LLC
168.    TWC 05-10 CIP    Issued    System And Method For Managing Service Facilities In A Service Enterprise    8200519    6/12/2012    USA    Time Warner Cable Enterprises LLC
169.    TWC 05-06    Issued    System And Method For Identifying And Isolating Faults In A Video On Demand Provisioning System    7383473    6/3/2008    USA    Time Warner Cable Enterprises LLC
170.    TWC 05-04 C1    Issued    Early Warning Fault Identification And Isolation System For A Two-Way Cable Network    7930725    4/19/2011    USA    Time Warner Cable Enterprises LLC

 

25


No.

  

File No.

  

Status

  

Title

  

Patent

Number

  

Issue Date

  

Country

  

Assignee

171.    TWC 05-04    Issued    Early Warning Fault Identification And Isolation System For A Two-Way Cable Network    7594252    9/22/2009    USA    Time Warner Cable Enterprises LLC
172.    TWC 05-02 C    Issued    Method And Apparatus For Controlling Display In A Networked Device    7877155    1/25/2011    USA    Time Warner Cable Enterprises LLC
173.    TWC 05-02    Issued    Method And Apparatus For Controlling Display In A Networked Device    7623933    11/24/2009    USA    Time Warner Cable Enterprises LLC
174.    TWC 05-01D1    Issued    Method And Apparatus For Network Content Download And Recording    8752099    6/10/2014    USA    Time Warner Cable Enterprises LLC
175.    TWC 05-01    Issued    Method And Apparatus For Network Content Download And Recording    8028322    9/27/2011    USA    Time Warner Cable Enterprises LLC
176.    TWC 04-30C    Issued    Technique For Identifying Favorite Program Channels For Receiving Entertainment Programming Content Over A Communications Network    7987477    7/26/2011    USA    Time Warner Cable Enterprises LLC
177.    TWC 04-30    Issued    Technique For Identifying Favorite Program Channels For Receiving Entertainment Programming Content Over A Communications Network    7509663    3/24/2009    USA    Time Warner Cable Enterprises LLC
178.    TWC 04-29C1    Issued    Methods And Apparatus For Variable Delay Compensation In Networks    8661481    2/25/2014    USA    Time Warner Cable Enterprises LLC
179.    TWC 04-29    Issued    Methods And Apparatus For Variable Delay Compensation In Networks    7954128    5/31/2011    USA    Time Warner Cable Enterprises LLC
180.    TWC 04-28 C    Issued    Methods And Apparatus For Encoding And Decoding Images    7864190    1/4/2011    USA    Time Warner Cable Enterprises LLC

 

26


No.

  

File No.

  

Status

  

Title

  

Patent

Number

  

Issue Date

  

Country

  

Assignee

181.    TWC 04-28    Issued    Methods And Apparatus For Encoding And Decoding Images    7450134    11/11/2008    USA    Time Warner Cable Enterprises LLC
182.    TWC 04-27C2    Issued    Method And Apparatus For Network Bandwidth Conservation    9300999    3/29/2016    USA    Time Warner Cable Enterprises LLC
183.    TWC 04-27C1    Issued    Method And Apparatus For Network Bandwidth Conservation    8094656    1/10/2012    USA    Time Warner Cable Enterprises LLC
184.    TWC 04-27    Issued    Method And Apparatus For Network Bandwidth Conservation    7567565    7/28/2009    USA    Time Warner Cable Enterprises LLC
185.    TWC 04-26 C2    Issued    Apparatus And Methods For Multi-Stage Multiplexing In A Network    8699530    4/15/2014    USA    Time Warner Cable Enterprises LLC
186.    TWC 04-26 C1    Issued    Apparatus And Methods For Multi-Stage Multiplexing In A Network    8265104    9/11/2012    USA    Time Warner Cable Enterprises LLC
187.    TWC 04-26    Issued    Apparatus And Methods For Multi-Stage Multiplexing In A Network    7602820    10/13/2009    USA    Time Warner Cable Enterprises LLC
188.    TWC 04-25C    Issued    System And Method For Providing Caller ID Service In A Multi-Region Cable Network    7912194    3/22/2011    USA    Time Warner Cable Enterprises LLC
189.    TWC 04-25    Issued    System And Method For Providing Caller ID Service In A Multi-Region Cable Network    7532712    5/12/2009    USA    Time Warner Cable Enterprises LLC
190.    TWC 04-24 C    Issued    System And Method For Controlling A Digital Video Recorder In Response To A Telephone State Transition    8204354    6/19/2012    USA    Time Warner Cable Enterprises LLC
191.    TWC 04-24    Issued    System And Method For Controlling A Digital Video Recorder On A Cable Network    7486869    2/3/2009    USA    Time Warner Cable Enterprises LLC
192.    TWC 04-23D1    Issued    Method And Apparatus For High Bandwidth Data Transmission In Content-Based Networks    9003458    4/7/2015    USA    Time Warner Cable Enterprises LLC

 

27


No.

  

File No.

  

Status

  

Title

  

Patent

Number

  

Issue Date

  

Country

  

Assignee

193.    TWC 04-23    Issued    Method And Apparatus For High Bandwidth Data Transmission In Content-Based Networks    8522293    8/27/2013    USA    Time Warner Cable Enterprises LLC
194.    TWC 04-22 CIP1    Issued    Fault Isolation System And Method    7830807    11/9/2010    USA    Time Warner Cable Enterprises LLC
195.    TWC 04-22 C    Issued    Fault Isolation System And Method    7573828    8/11/2009    USA    Time Warner Cable Enterprises LLC37
196.    TWC 04-22    Issued    Fault Isolation System And Method    7366102    4/29/2008    USA    Time Warner Cable Enterprises LLC
197.    TWC 04-21    Issued    Technique For Delivering Through A Communications Network Content Of Entertainment Programs And Video Recordings Provided By Users    8479239    7/2/2013    USA    Time Warner Cable Enterprises LLC
198.    TWC 04-20C    Issued    System And Method For Facilitating Communication Between A CMTS And An Application Server In A Cable Network    8160068    4/17/2012    USA    Time Warner Cable Enterprises LLC
199.    TWC 04-20    Issued    A System And Method For Facilitating Communication Between A CMTS And An Application Server In A Cable Network    7539193    5/26/2009    USA    Time Warner Cable Enterprises LLC
200.    TWC 04-18 CON    Issued    System And Method For Providing Premium Transport In A Docsis-Compliant Cable Network    8094658    1/10/2012    USA    Time Warner Cable Enterprises LLC
201.    TWC 04-18    Issued    A System And Method For Providing Premium Transport In A DOCSIS-Compliant Cable Network    7388870    6/17/2008    USA    Time Warner Cable Enterprises LLC

 

37  Title update from Time Warner Cable Inc. to be made with US PTO.

 

28


No.

  

File No.

  

Status

  

Title

  

Patent

Number

  

Issue Date

  

Country

  

Assignee

202.    TWC 04-16    Issued    Controlled Isolation Splitter Apparatus And Method    8763063    6/24/2014    USA    Time Warner Cable Enterprises LLC
203.    TWC 04-13 DIV1    Issued    System And Method For Affecting The Behavior Of A Network Device In Cable Network    8239506    8/7/2012    USA    Time Warner Cable Enterprises LLC
204.    TWC 04-13    Issued    System And Method For Affecting The Behavior Of A Network Device In Cable Network    7571460    8/4/2009    USA    Time Warner Cable Enterprises LLC
205.    TWC 04-10    Issued    Method And Apparatus For Network Association Of Content    9094713    7/28/2015    USA    Time Warner Cable Enterprises LLC
206.    TWC 04-09    Issued    Apparatus And Methods For Network Interface And Spectrum Management    8095098    1/10/2012    USA    Time Warner Cable Enterprises LLC
207.    TWC 04-07    Issued    Apparatus And Methods For Implementation Of Network Software Interfaces    8201191    6/12/2012    USA    Time Warner Cable Enterprises LLC
208.    TWC 04-05    Issued    Establishing A Return Path In A Forward Path Cable Television Testing Environment    7707615    4/27/2010    USA    Time Warner Cable Enterprises LLC
209.    TWC 04-04    Issued    Method And Apparatus For Network Bandwidth Allocation    8843978    9/23/2014    USA    Time Warner Cable Enterprises LLC
210.    TWC 04-01C1    Issued    Technique For Providing On A Program Channel Composite Programming Content Attributed To Different Sources    9288520    3/15/2016    USA    Time Warner Cable Enterprises LLC
211.    TWC 04-01    Issued    Technique For Providing On A Program Channel Composite Programming Content Attributed To Different Sources    8730985    5/20/2014    USA    Time Warner Cable Enterprises LLC
212.    TWC 03-23    Issued    Media Extension Apparatus And Methods For Use In An Information Network    8078669    12/13/2011    USA    Time Warner Cable Enterprises LLC

 

29


No.

  

File No.

  

Status

  

Title

  

Patent

Number

  

Issue Date

  

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Assignee

213.    TWC 03-21 D1    Issued    System And Method For Detecting And Reporting Cable Network Devices With Duplicate Media Access Control Addresses    7895665    2/22/2011    USA    Time Warner Cable Enterprises LLC
214.    TWC 03-21D2    Issued    System And Method For Detecting And Reporting Cable Network Devices With Duplicate Media Access Control Addresses    7713309    5/11/2010    USA    Time Warner Cable Enterprises LLC
215.    TWC 03-21    Issued    System And Method For Detecting And Reporting Cable Network Devices With Duplicate Media Access Control Addresses    7512969    3/31/2009    USA    Time Warner Cable Enterprises LLC
216.    TWC 03-20    Issued    Methods And Apparatus For Display Element Management In An Information Network    9213538    12/15/2015    USA    Time Warner Cable Enterprises LLC
217.    TWC 03-19 D2C3    Issued    Methods And Apparatus For Event Logging In An Information Network    8799723    8/5/2014    USA    Time Warner Cable Enterprises LLC
218.    TWC 03-19 D2C2    Issued    Methods And Apparatus For Event Logging In An Information Network    8321723    11/27/2012    USA    Time Warner Cable Enterprises LLC
219.    TWC 03-19 D2C1    Issued    Methods And Apparatus For Event Logging In An Information Network    8046636    10/25/2011    USA    Time Warner Cable Enterprises LLC
220.    TWC 03-19 DIV1    Issued    Methods And Apparatus For Event Logging In An Information Network    8024607    9/20/2011    USA    Time Warner Cable Enterprises LLC
221.    TWC 03-19 DIV2    Issued    Methods And Apparatus For Event Logging In An Information Network    7698606    4/13/2010    USA    Time Warner Cable Enterprises LLC
222.    TWC 03-19    Issued    Methods And Apparatus For Event Logging In An Information Network    7266726    9/4/2007    USA    Time Warner Cable Enterprises LLC

 

30


No.

  

File No.

  

Status

  

Title

  

Patent

Number

  

Issue Date

  

Country

  

Assignee

223.    TWC 03-18    Issued    Method And Apparatus For Hardware Registration In A Network Device    8302111    10/30/2012    USA    Time Warner Cable Enterprises LLC
224.    TWC 03-17D1    Issued    Technique For Securely Communicating And Storing Programming Material In A Trusted Domain    9083513    7/14/2015    USA    Time Warner Cable Enterprises LLC
225.    IPV 03-17    Issued    Playlist Menu Navigation    8434118    4/30/2013    USA    Time Warner Cable Enterprises LLC38
226.    TWC 03-17    Issued    Technique For Securely Communicating And Storing Programming Material In A Trusted Domain    8266429    9/11/2012    USA    Time Warner Cable Enterprises LLC
227.    IPV 03-16C1    Issued    Technique For Effectively Providing Various Entertainment Services Through A Communications Network    8752104    6/10/2014    USA    Time Warner Cable Enterprises LLC
228.    TWC 03-16    Issued    Technique For Delivering Via A Communications Network Data For Image Display With A Desire Aspect Ratio    7716702    5/11/2010    USA    Time Warner Cable Enterprises LLC
229.    IPV 03-16    Issued    Technique For Effectively Providing Various Entertainment Services Through A Communications Network    7610606    10/27/2009    USA    Time Warner Cable Enterprises LLC
230.    TWC 03-15C    Issued    Technique For Effectively Utilizing Limited Bandwidth Of A Communications Network To Deliver Programming Content    8799972    8/5/2014    USA    Time Warner Cable Enterprises LLC

 

38  Title update from AOL Time Warner Interactive Video Group, Inc. to be made with US PTO.

 

31


No.

  

File No.

  

Status

  

Title

  

Patent

Number

  

Issue Date

  

Country

  

Assignee

231.    IPV 03-15    Issued    Technique For Effectively Utilizing Limited Bandwith Of A Communications Network To Deliver Programming Content    7774818    8/10/2010    USA    Time Warner Cable Enterprises LLC
232.    IPV 03-14    Issued    Technique For Delivering Network Personal Video Recorder Service And Broadcast Programming Service Over A Communications Network    7810121    10/5/2010    USA    Time Warner Cable Enterprises LLC
233.    IPV 03-13    Issued    Technique For Communicating Relatively High And Low Priority Data Between A Terminal And A Remote Location    7676826    3/9/2010    USA    Time Warner Cable Enterprises LLC39
234.    IPV 03-12 CON    Issued    System And Method For Managing Program Assets    9167210    10/20/2015    USA    Time Warner Cable Enterprises LLC
235.    TWC 03-12D1    Issued    Technique For Providing Security Measures For Communications Device Connectable To A Communications Network    8931022    1/6/2015    USA    Time Warner Cable Enterprises LLC
236.    IPV 03-12    Issued    System And Method For Managing Program Assets    7861274    12/28/2010    USA    Time Warner Cable Enterprises LLC
237.    TWC 03-12    Issued    Technique For Providing Security Measures For Communications Device Connectable To A Communications Network    7694323    4/6/2010    USA    Time Warner Cable Enterprises LLC
238.    IPV 03-11D1    Issued    Use Of Messages In Program Signal Streams By Set-Top Terminals    9307285    4/5/2016    USA    Time Warner Cable Enterprises LLC
239.    IPV 03-11C1    Issued    Use Of Messages In Program Signal Streams By Set-Top Terminals    9264761    2/16/2016    USA    Time Warner Cable Enterprises LLC

 

39  Title update from AOL Time Warner Interactive Video Group, Inc to be made with US PTO.

 

32


No.

  

File No.

  

Status

  

Title

  

Patent

Number

  

Issue Date

  

Country

  

Assignee

240.    IPV 03-11    Issued    Use Of Messages In Program Signal Streams By Set-Top Terminals    8443383    5/14/2013    USA    Time Warner Cable Enterprises LLC
241.    TWC 03-11 CIP    Issued    Online Installation Scheduling System And Method For Cable Services    8219436    7/10/2012    USA    Time Warner Cable Enterprises LLC
242.    TWC 03-11    Issued    Online Installation Scheduling System And Method For Cable Services    7620562    11/17/2009    USA    Time Warner Cable Enterprises LLC
243.    IPV 03-10    Issued    Technique For Effectively Delivering Targeted Advertisements Through A Communications Network Having Limited Bandwidth    9247288    1/26/2016    USA    Time Warner Cable Enterprises LLC
244.    TWC 03-10    Issued    System And Method For Provisioning Digital Phone Service    7664245    2/16/2010    USA    Time Warner Cable Enterprises LLC
245.    TWC 03-09 C2    Issued    Technique Or Providing A Virtual Digital Video Recorder Service Through A Communications Network    9143829    9/22/2015    USA    Time Warner Cable Enterprises LLC
246.    TWC 03-09 C1    Issued    Technique For Providing A Virtual Digital Video Recorder Service Through A Communications Network    8331768    12/11/2012    USA    Time Warner Cable Enterprises LLC
247.    TWC 03-09    Issued    Technique For Providing A Virtual Digital Video Recorder Service Through A Communications Network    7457520    11/25/2008    USA    Time Warner Cable Enterprises LLC
248.    IPV 03-08C    Issued    Technique For Updating A Resident Application And Associated Parameters In A User Terminal Through A Communications Network    8930934    1/6/2015    USA    Time Warner Cable Enterprises LLC

 

33


No.

  

File No.

  

Status

  

Title

  

Patent

Number

  

Issue Date

  

Country

  

Assignee

249.    IPV 03-07 Con    Issued    Technique For Effectively Accessing Programming Listing Information In An Entertainment Delivery System    9071795    6/30/2015    USA    Time Warner Cable Enterprises LLC
250.    TWC 03-07    Issued    System And Method For Managing Provisioning Parameters In A Cable Network    7376718    5/20/2008    USA    Time Warner Cable Enterprises LLC
251.    IPV 03-07    Issued    Technique For Effectively Accessing Programming Listing Information In An Entertainment Delivery System    7174126    2/6/2007    USA    Time Warner Cable Enterprises LLC
252.    TWC 03-06 C    Issued    Technique For Communicating Information Over A Broadband Communications Network    8175082    5/8/2012    USA    Time Warner Cable Enterprises LLC
253.    TWC 03-06    Issued    Technique For Communicating Information Over A Broadband Communications Network    7447780    11/4/2008    USA    Time Warner Cable Enterprises LLC
254.    IPV 03-05C1    Issued    Methods And Systems For Determining Audio Loudness Levels In Programming    8379880    2/19/2013    USA    Time Warner Cable Enterprises LLC
255.    IPV 03-05    Issued    Methods And Systems For Determining Audio Loudness Levels In Programming    7398207    7/8/2008    USA    Time Warner Cable Enterprises LLC.40
256.    TWC 03-05    Issued    Thwarting Denial Of Service Attacks Originating In A Docsis-Compliant Cable Network    7372809    5/13/2008    USA    Time Warner Cable Enterprises LLC
257.    IPV 03-03    Issued    Programming Content Processing And Management System And Method    8392952    3/5/2013    USA    Time Warner Cable Enterprises LLC

 

40  Title update from AOL Time Warner Interactive Video Group, Inc to be made with US PTO.

 

34


No.

  

File No.

  

Status

  

Title

  

Patent

Number

  

Issue Date

  

Country

  

Assignee

258.    TWC 03-03    Issued    Method To Block Unauthorized Network Traffic In A Cable Data Network    7792963    9/7/2010    USA    Time Warner Cable Enterprises LLC
259.    IPV 03-01 C1    Issued    System And Method For Targeted Distribution Of Advertising Without Disclosure Of Personally Identifiable Information    8571931    10/29/2013    USA    Time Warner Cable Enterprises LLC+
260.    IPV 03-01 CIP    Issued    System And Method For Advertisement Delivery Within A Video Time Shifting Architecture    8229789    7/24/2012    USA    Time Warner Cable Enterprises LLC+
261.    TWC 03-01    Issued    Method To Block Unauthorized Access To TFTP Server Configuration Files    7293282    11/6/2007    USA    Time Warner Cable Enterprises LLC
262.    TWC 02-14 C1    Issued    Data Transfer Application Monitor And Controller    8560657    10/15/2013    USA    Time Warner Cable Enterprises LLC
263.    TWC 02-14    Issued    Data Transfer Application Monitor And Controller    7539748    5/26/2009    USA    Time Warner Cable Enterprises LLC
264.    IPV 02-13    Issued    Technique For Collecting Data Relating To Activity Of A User Receiving Entertainment Programs Through A Communications Network    8266659    9/11/2012    USA    Time Warner Cable Enterprises LLC
265.    IPV 02-12 C1    Issued    Use Of Multiple Embedded Messages In Program Signal Steams    8281335    10/2/2012    USA    Time Warner Cable Enterprises LLC
266.    IPV 02-12    Issued    Use Of Multiple Embedded Messages In Program Signal Steams    7614066    11/3/2009    USA    Time Warner Cable Enterprises LLC
267.    TWC 02-12    Issued    System And Method For Provisioning A Provisionable Network Device With A Dynamically Generated Boot File Using A Server    7293078    11/6/2007    USA    Time Warner Cable Enterprises LLC

 

35


No.

  

File No.

  

Status

  

Title

  

Patent

Number

  

Issue Date

  

Country

  

Assignee

268.    TWC 02-11    Issued    System And Method For Managing E-Mail Message Traffic    7346700    3/18/2008    USA    Time Warner Cable Enterprises LLC
269.    IPV 02-10C1    Issued    Program Storage Retrieval And Management Based On Segmentation Messages    9003463    4/7/2015    USA    Time Warner Cable Enterprises LLC
270.    TWC 02-10    Issued    Technique For Providing Programming Content Through A Communications Network Having Limited Bandwidth    8910221    12/9/2014    USA    Time Warner Cable Enterprises LLC
271.    IPV 02-10    Issued    Program Storage Retrieval And Management Based On Segmentation Messages    8312504    11/13/2012    USA    Time Warner Cable Enterprises LLC
272.    IPV 02-09    Issued    Program Guide And Reservation System For Network Based Digital Information And Entertainment Storage And Delivery System    7073189    7/4/2006    USA    Time Warner Cable Enterprises LLC
273.    TWC 02-08 C    Issued    Addressable Fiber Node    8130651    3/6/2012    USA    Time Warner Cable Enterprises LLC
274.    IPV 02-08    Issued    Network Based Digital Information And Entertainment Storage And Delivery System    7908626    3/15/2011    USA    Time Warner Cable Enterprises LLC
275.    TWC 02-07CIP    Issued    System And Method For Detecting And Reporting Cable Modems With Duplicate Media Access Control Addresses    8260941    9/4/2012    USA    Time Warner Cable Enterprises LLC
276.    IPV 02-07    Issued    System And Method For Advertisement Delivery Within A Video Time Shifting Architecture    8214256    7/3/2012    USA    Time Warner Cable Enterprises LLC
277.    TWC 02-07    Issued    System And Method For Detecting And Reporting Cable Modems With Duplicate Media Access Control Addresses    7272846    9/18/2007    USA    Time Warner Cable Enterprises LLC

 

36


No.

  

File No.

  

Status

  

Title

  

Patent

Number

  

Issue Date

  

Country

  

Assignee

278.    IPV 02-06 C    Issued    Technique For Synchronizing Deliveries Of Information And Entertainment In A Communications Network    7614070    11/3/2009    USA    Time Warner Cable Enterprises LLC41
279.    IPV 02-06    Issued    Technique For Synchronizing Deliveries Of Information And Entertainment In A Communications Network    7114173    9/26/2006    USA    Time Warner Cable Enterprises LLC
280.    IPV 02-05 C1    Issued    Technique For Providing Program Guide Data Through A Communications Network Delivering Programming Content    8661469    2/25/2014    USA    Time Warner Cable Enterprises LLC
281.    IPV 02-05    Issued    Technique For Providing Program Guide Data Through A Communications Network Delivering Programming Content    7757251    7/13/2010    USA    Time Warner Cable Enterprises LLC
282.    TWC 02-04 C1    Issued    Gaming Server Providing On Demand Quality Of Service    8475280    7/2/2013    USA    Time Warner Cable Enterprises LLC
283.    TWC 02-04    Issued    Gaming Server Providing On Demand Quality Of Service    7918734    4/5/2011    USA    Time Warner Cable Enterprises LLC
284.    IPV 02-04    Issued    Technique For Resegmenting Assets Containing Programming Content Delivered Through A Communications Network    7904936    3/8/2011    USA    Time Warner Cable Enterprises LLC
285.    TWC 02-03 CIPC1    Issued    System And Method For Synchronizing The Configuration Of Distributed Network Management Application    7949744    5/24/2011    USA    Time Warner Cable Enterprises LLC

 

41  Title update from AOL Time Warner Interactive Video Group, Inc to be made with US PTO.

 

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286.    TWC 02-03 CIP    Issued    System And Method For Synchronizing The Configuration Of Distributed Network Management Apllication    7523184    4/21/2009    USA    Time Warner Cable Enterprises LLC
287.    IPV 02-02 C    Issued    Technique For Delivering Entertainment Programming Content Including Interactive Features In A Communications Network    7890988    2/15/2011    USA    Time Warner Cable Enterprises LLC
288.    TWC 02-02    Issued    Technique For Recording Entertainment Programming Content With Limited Memory Capacity    7805613    9/28/2010    USA    Time Warner Cable Enterprises LLC
289.    IPV 02-02    Issued    Technique For Delivering Entertainment Programming Content Including Interactive Features In A Communication Network    7111314    9/19/2006    USA    Time Warner Cable Enterprises LLC
290.    IPV 02-01 C    Issued    Technique For Delivering Entertainment Programming Content Including Commercial Content Therein Over A Communications Network    8151294    4/3/2012    USA    Time Warner Cable Enterprises LLC
291.    IPV 02-01    Issued    Technique For Delivering Entertainment Programming Content Including Commercial Content Therein Over A Communications Network    7716700    5/11/2010    USA    Time Warner Cable Enterprises LLC
292.    TWC 02-01    Issued    Method & Apparatus For Voice-Over IP Services Triggered By Off-Hook Event    7343005    3/11/2008    USA    Time Warner Cable Enterprises LLC
293.    TWC 13-01    Issued    Wireless Signal Interference Mitigation In A Network    9236906    1/12/2016    USA    Time Warner Cable Enterprises LLC

 

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