0001091667-23-000157.txt : 20231120 0001091667-23-000157.hdr.sgml : 20231120 20231120163435 ACCESSION NUMBER: 0001091667-23-000157 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231116 FILED AS OF DATE: 20231120 DATE AS OF CHANGE: 20231120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rutledge Thomas CENTRAL INDEX KEY: 0001289431 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 231423233 MAIL ADDRESS: STREET 1: 400 WASHINGTON BLVD. CITY: STAMFORD STATE: CT ZIP: 06902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS, INC. /MO/ CENTRAL INDEX KEY: 0001091667 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 841496755 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-905-7800 MAIL ADDRESS: STREET 1: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/ DATE OF NAME CHANGE: 19990723 4 1 wk-form4_1700516065.xml FORM 4 X0508 4 2023-11-16 0 0001091667 CHARTER COMMUNICATIONS, INC. /MO/ CHTR 0001289431 Rutledge Thomas C/O CHARTER COMMUNICATIONS, INC. 400 WASHINGTON BLVD. STAMFORD CT 06902 1 1 0 0 Executive Chairman 0 Class A Common Stock 2023-11-16 4 S 0 8500 409.5151 D 231226 D Class A Common Stock 2023-11-16 4 S 0 64991 410.3838 D 166235 D Class A Common Stock 2023-11-16 4 S 0 19795 411.5527 D 146440 D Class A Common Stock 2023-11-16 4 S 0 53060 412.5493 D 93380 D Class A Common Stock 2023-11-16 4 S 0 3500 413.1224 D 89880 D Class A Common Stock 2023-11-16 4 S 0 1985 415.2849 D 87895 D Class A Common Stock 2023-11-16 4 S 0 401 416.6397 D 87494 D Class A Common Stock 2023-11-16 4 S 0 1624 417.6123 D 85870 D Class A Common Stock 2023-11-16 4 S 0 1400 418.4811 D 84470 D Class A Common Stock 2023-11-16 4 S 0 300 419.0683 D 84170 D Class A Common Stock 2023-11-16 4 S 0 200 420.23 D 83970 D Class A Common Stock 2023-11-17 4 S 0 17399 407.3828 D 66571 D Class A Common Stock 2023-11-17 4 S 0 4334 408.3657 D 62237 D Class A Common Stock 2023-11-17 4 S 0 6109 409.3681 D 56128 D Class A Common Stock 2023-11-17 4 S 0 16869 410.5754 D 39259 D Class A Common Stock 2023-11-17 4 S 0 15817 411.5575 D 23442 D Class A Common Stock 2023-11-17 4 S 0 8288 412.4124 D 15154 D Class A Common Stock 2023-11-17 4 S 0 4721 413.3466 D 10433 D Class A Common Stock 2023-11-17 4 S 0 5433 414.4309 D 5000 D Class A Common Stock 2023-11-17 4 S 0 2500 415.6362 D 2500 D Class A Common Stock 2023-11-17 4 S 0 1800 416.7506 D 700 D Class A Common Stock 2023-11-17 4 S 0 700 417.06 D 0 D Class A Common Stock 9100 I By trust Class A Common Stock 9100 I By trust With respect to the reported transactions, 55.4% of the reported sales were of shares held directly by the reporting person and 44.6% of the reported sales were of shares held directly by four trusts for the benefit of the reporting person's children for which the reporting person's wife is trustee. The reporting person disclaims beneficial ownership of shares held or sold by such trusts. After giving effect to the sales reported in this statement, such trusts, which include (i) the GST Exempt Trust FBO TP Rutledge; (ii) the GST Exempt Trust FBO A Alonso; (iii) the Non-Exempt Trust FBO TP Rutledge; and (iv) the Non-Exempt Trust FBO A Alonso, no longer hold any of the Issuer's securities. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this statement. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $409.00 to $409.99, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $410.00 to $410.99, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $411.00 to $411.99, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $412.00 to $412.99, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $413.00 to $413.99, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $415.00 to $415.99, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $416.00 to $416.99, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $417.00 to $417.99, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $418.00 to $418.99, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $419.00 to $419.99, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $420.00 to $420.99, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $407.00 to $407.99, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $408.00 to $408.99, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $414.00 to $414.99, inclusive. These shares are held in a trust for the benefit of TP Rutledge, the reporting person's adult child. The reporting person is trustee of the trust. The reporting person is not a beneficiary of the trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. These shares are held in a trust for the benefit of A Alonso, the reporting person's adult child. The reporting person is trustee of the trust. The reporting person is not a beneficiary of the trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. /s/Jennifer A. Smith as attorney-in-fact for Thomas M. Rutledge 2023-11-20